Government notices
The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.
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| Date | Gazette No. | Section No. and Description |
|---|---|---|
| 15 Mar 2024 | G.N. 1386 of 2024 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO to Minerva Holding Financial Securities Limited (formerly known as Power Securities Company Limited) |
| 8 Mar 2024 | G.N. 1251 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 dated 15/03/2021 to China Tonghai Securities Limited (now known as Quam Securities Limited). |
| G.N. 1250 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to Solomon Securities Limited (now known as M&F Asset Management Limited). | |
| G.N. 1249 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to Emperor Securities Limited. | |
| G.N. 1248 of 2024 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO regarding withdrawal of restriction notice issued under sections 204 and 205 of SFO dated 15/03/2021 to China Galaxy International Securities (Hong Kong) Co., Limited. | |
| 23 Feb 2024 | G.N. 906 of 2024 | Notice under s.402 of SFO specifying paper licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules |
| G.N. 905 of 2024 | Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules | |
| 19 Jan 2024 | G.N. 279 of 2024 | Notice under ss.169 and 399 of SFO publishing amendments to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission |
| 15 Dec 2023 | G.N. 7526 of 2023 | Restriction Notice against China International Capital Corporation Hong Kong Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons |
| 24 Nov 2023 | G.N. 7041 of 2023 | Restriction Notice against Profitech Securities Limited under section 205 of SFO together with Statement of Reasons |
| 6 Oct 2023 | G.N. 5981 of 2023 | Restriction Notice against China Prospect Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons |
| 29 Sep 2023 | G.N. 5778 of 2023 | Notice under s.399(1) of SFO publishing the revised Codes on Takeovers and Mergers and Share Buy-backs |
| 1 Sep 2023 | G.N. 5199 of 2023 | Restriction Notice against Zinvest Global Limited under sections 204 and 205 of SFO together with Statement of Reasons |
| G.N. 5198 of 2023 | Restriction Notice against Valuable Capital Limited under sections 204 and 205 of SFO together with Statement of Reasons | |
| G.N. 5197 of 2023 | Restriction Notice against Lee Go Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons | |
| G.N. 5196 of 2023 | Restriction Notice against Grand China Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons | |
| G.N. 5195 of 2023 | Restriction Notice against Futu Securities International (Hong Kong) Limited under sections 204 and 205 of SFO together with Statement of Reasons | |
| G.N. 5194 of 2023 | Restriction Notice against Fulbright Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons | |
| 14 Jul 2023 | GN 4169 of 2023 | Notice under s.402 of SFO specifying paper licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules |
| GN 4168 of 2023 | Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules |
Last update: 23 Jan 2020