证监会

学术评审谘询委员会

职责
 

  • 审批有关机构为使市场人士能符合发牌胜任能力的要求而举办的业内课程及考试
  • 审批专业团体及高等教育学院成为提供持续专业培训的认可机构的申请
  • 就提升香港作为国际金融中心的地位而须进行研究的范畴,向证监会提供意见  
  • 参与业内课程和培训计划的制订工作

 委员资料 

姓名 机构
LEUNG Fung Yee Julia, SBS (Chairman) 梁凤仪,SBS 中介机构部执行董事 证券及期货事务监察委员会
YUEN Ho Duen Judith# (SFC Representative) 袁可端 中介机构部发牌科副总监 证券及期货事务监察委员会
CHOW Yuen Yee# (Industry Representative) 周婉仪 香港合规管理部负责人兼执行总经理 中国国际金融(香港)有限公司
KEE Nicholas Min Kwan# (Industry Representative) 纪明寛 董事总经理 摩根士丹利亚洲
PAN San Kong Terry# (Industry Representative) 潘新江 大中华、新加坡及韩国区行政总裁 景顺
RONALDS Nick# (Industry Representative) 郎若思 董事总经理 - 证券部主管 亚洲证券业与金融市场协会
Prof CHENG Wui Wing, Joseph# (Academic Representative) 郑会荣教授 金融学系系主任 香港中文大学
DAVIS Nigel##
(Academic Representative)
- 法律专业学系首席讲师 香港大学
Prof HOWELLS Geraint## (Academic Representative) 贺嘉伦教授 法律学院院长及商业法讲座教授 香港城市大学
Prof LEUNG Siu Fai##(Academic Representative) 梁兆辉教授 经济学系系主任及教授 香港科技大学
TUNG Ka Shun Sam (Secretary) 董家淳 中介机构部发牌科高级经理 证券及期货事务监察委员会

*相关机构及职衔于委任日期或委员提供的最新资料)。

# 获委任期由2016年4月1日至2018年3月31日。

## 获委任期由2017年4月1日至2019年3月31日。

免责声明 Disclaimer statement

香港证券及期货事务监察委员会(简称证监会)于本网站免费提供一套繁简字体转换软件(该软件)。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任,亦不会就其品质及性能作出任何担保;尤其是在无损前述的一般性的原则下,证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。

证监会明确陈述,本会并无核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承担任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监会同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监会不承担任何责任或法律责任。在任何情况下,使用者都不应视本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该参照该简体中文版的已发布繁体中文版来核实该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征询独立的法律意见。

如果你将证监会网站的简体中文版的内容或网址传送予第三者,你承诺会将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.

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