证监会

投资产品列表

投资产品列表载有以下资料:

  • 投资产品要约文件(或称销售文件),这些文件由证监会根据《证券及期货条例》认可以供发出或根据 《公司条例》批准注册;及
  • 证监会根据《公司条例》相关条文,就2004年7月1日或之后作出要约的股份或债权证授予豁免的详情。

请注意,就非上市股份或债权证而言,本列表所提供的资料只限于在2004年7月1日或之后销售的产品。

请按以下连结查阅各类产品的资料列表:

非上市产品

上市产品

注意事项

证监会致力提供投资产品列表所载资料,当中所载销售文件均由发行商提供并只供参考。证监会并无核实个别销售文件内容。该等资料如有错误、遗漏或不正确,证监会概不负责。证监会保留权利,可略去或暂停登载发行商呈交的资料。请注意,由证监会收到文件直至本列表登载有关资料之间,或会相隔一段时间。阁下可向有关发行商或分销商索取销售文件的最新版本。

由2011年6月25日起,即实施《证监会手册》(详见下文)的过渡期结束时,任何获证监会认可的现有单位信讬/互惠基金/与投资有关的人寿保险计划,如未能提供产品资料概要及/或符合《证监会有关单位信讬及互惠基金、与投资有关的人寿保险计划及非上市结构性投资产品的手册》(简称《证监会手册》)的“其他披露规定"的经修订销售文件,不可继续在香港向公众推广。产品的发行商可基于其他理由决定会否或何时开始或终止接受认购个别已获证监会认可的产品。投资者如有疑问,应向中介人或相关产品发行商查询详情。 

请注意,投资产品列表或未能载述最新资料,涵盖已获证监会认可销售文件的所有投资产品,若当中并无你所查阅的个别投资产品,可透过enquiry@sfc.hk以电邮向证监会查询。 

如果你想深入了解不同投资产品的机制,请浏览投资者教育中心

根据《证券及期货条例》获认可或被撤销认可资格的投资产品的最新名单:

请参阅以下于上月获得认可或被撤销认可资格的投资产品名单:

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