证监会

打击洗钱及恐怖分子资金筹集

打击洗钱及恐怖分子资金筹集的国际标准,是由财务特别行动组织(Financial Action Task Force,简称FATF)所制定。作为FATF的成员之一,香港现实施由这跨政府组织就打击洗钱及恐怖分子资金筹集所颁布的建议。

在香港,针对打击洗钱及恐怖分子资金筹集的法例包括:《打击洗钱及恐怖分子资金筹集(金融机构)条例》(《打击洗钱条例》)《贩毒(追讨得益)条例》《有组织及严重罪行条例》《联合国(反恐怖主义措施)条例》

自2012年4月1日起生效的《打击洗钱条例》订明金融机构须遵守的尽职审查及备存纪录规定,而《贩毒(追讨得益)条例》、《有组织及严重罪行条例》及《联合国(反恐怖主义措施)条例》则规定必须举报与洗钱或恐怖分子资金筹集有关的可疑交易。

证监会所发出的《打击洗钱及恐怖分子资金筹集指引》,协助持牌法团及其高级管理层制订及执行打击洗钱及恐怖分子资金筹集的政策、程序及管控措施,以符合《打击洗钱条例》及其他相关的法律及规管规定。

 

如欲查阅相关的法例及规管规定,请按本连结

有关打击洗钱及恐怖分子资金筹集的其他刊物及资料来源,可按本连结查阅。

免责声明 Disclaimer statement

香港证券及期货事务监察委员会(简称证监会)于本网站免费提供一套繁简字体转换软件(该软件)。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任,亦不会就其品质及性能作出任何担保;尤其是在无损前述的一般性的原则下,证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。

证监会明确陈述,本会并无核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承担任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监会同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监会不承担任何责任或法律责任。在任何情况下,使用者都不应视本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该参照该简体中文版的已发布繁体中文版来核实该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征询独立的法律意见。

如果你将证监会网站的简体中文版的内容或网址传送予第三者,你承诺会将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.

3.3267 s