Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$)
09/12/2016,1,CKH HOLDINGS,14011686,1302386214
09/12/2016,2,CLP HOLDINGS,25830519,1923082140
09/12/2016,3,HK & CHINA GAS,309581025,4377475694
09/12/2016,4,WHARF HOLDINGS,73289539,4082227322
09/12/2016,5,HSBC HOLDINGS,20226472,1329890534
09/12/2016,6,POWER ASSETS,10730759,774224262
09/12/2016,11,HANG SENG BANK,13406454,1984155192
09/12/2016,12,HENDERSON LAND,11567158,495652720
09/12/2016,16,SHK PPT,17136917,1802803668
09/12/2016,17,NEW WORLD DEV,90197887,791937448
09/12/2016,19,SWIRE PACIFIC A,10135240,782440528
09/12/2016,23,BANK OF E ASIA,85777230,2809204283
09/12/2016,27,GALAXY ENT,53836503,1884277605
09/12/2016,53,GUOCO GROUP,0,0
09/12/2016,56,ALLIED PPT (HK),0,0
09/12/2016,64,GET NICE,6528000,1795200
09/12/2016,66,MTR CORPORATION,47731033,1856737184
09/12/2016,83,SINO LAND,25775975,313951376
09/12/2016,86,SUN HUNG KAI CO,2333426,11107108
09/12/2016,101,HANG LUNG PPT,54933741,970129866
09/12/2016,109,GOODRESOURCES,21877500,10829363
09/12/2016,133,CHINA MERCHANTS,90000,1042200
09/12/2016,135,KUNLUN ENERGY,190651850,1113406804
09/12/2016,144,CHINA MER PORT,24995549,499411069
09/12/2016,151,WANT WANT CHINA,915749257,4551273807
09/12/2016,165,CHINA EB LTD,12642792,194193285
09/12/2016,168,TSINGTAO BREW,39498679,1222484115
09/12/2016,218,SHENWANHONGYUAN,7030000,27346700
09/12/2016,227,FIRST SHANGHAI,512000,629760
09/12/2016,267,CITIC,113795774,1349617880
09/12/2016,273,MASON FIN,19360000,3446080
09/12/2016,293,CATHAY PAC AIR,151158514,1575071716
09/12/2016,373,ALLIED GROUP,0,0
09/12/2016,378,FDG KINETIC,1844000,2415640
09/12/2016,386,SINOPEC CORP,67850713,377249964
09/12/2016,388,HKEX,40752300,7852968210
09/12/2016,390,CHINA RAILWAY,158915025,1063141517
09/12/2016,416,BANKOFJINZHOU,1087000,8924270
09/12/2016,440,DAH SING,1850236,99172650
09/12/2016,489,DONGFENG GROUP,58488989,471421251
09/12/2016,494,LI & FUNG,636125197,2181909426
09/12/2016,530,GOLDIN FIN HOLD,0,0
09/12/2016,622,ENERCHINA HOLD,19611000,6275520
09/12/2016,665,HAITONG INT'L,80392523,389099811
09/12/2016,688,CHINA OVERSEAS,40205061,904613873
09/12/2016,700,TENCENT,129371252,24347669626
09/12/2016,717,EMPEROR CAPITAL,7248000,5218560
09/12/2016,721,C FIN INT INV,11900000,5355000
09/12/2016,728,CHINA TELECOM,65329057,246290545
09/12/2016,753,AIR CHINA,57846408,300801322
09/12/2016,762,CHINA UNICOM,240074863,2328726171
09/12/2016,806,VALUE PARTNERS,58287041,388191693
09/12/2016,823,LINK REIT,37374069,2025674540
09/12/2016,836,CHINA RES POWER,35463045,447543628
09/12/2016,857,PETROCHINA,61490258,334507004
09/12/2016,883,CNOOC,207916003,2133218191
09/12/2016,902,HUANENG POWER,290560804,1446992804
09/12/2016,914,ANHUI CONCH,207005299,4740421347
09/12/2016,916,CHINA LONGYUAN,64783913,409434330
09/12/2016,931,CHINA LNG,542115937,101917796
09/12/2016,939,CCB,356311067,2095109074
09/12/2016,941,CHINA MOBILE,27189959,2273080572
09/12/2016,966,CHINA TAIPING,30990187,537989646
09/12/2016,992,LENOVO GROUP,705958391,3374481109
09/12/2016,998,CITIC BANK,141764088,731502694
09/12/2016,1031,KINGSTON FIN,96830973,350528122
09/12/2016,1038,CKI HOLDINGS,13659970,889264047
09/12/2016,1044,HENGAN INT'L,58911777,3587727219
09/12/2016,1088,CHINA SHENHUA,131661026,2125008960
09/12/2016,1099,SINOPHARM,15640684,531001222
09/12/2016,1109,CHINA RES LAND,24954702,474638432
09/12/2016,1111,CHONG HING BANK,0,0
09/12/2016,1113,CK PROPERTY,10337309,547360512
09/12/2016,1141,SKYWAY SEC,44650000,8215600
09/12/2016,1186,CHINA RAIL CONS,194280027,2047711485
09/12/2016,1211,BYD COMPANY,129807071,5646607589
09/12/2016,1288,ABC,519968315,1710695756
09/12/2016,1299,AIA,40972447,1790495934
09/12/2016,1336,NCI,26599866,1046704727
09/12/2016,1339,PICC GROUP,93612757,305177588
09/12/2016,1359,CHINA CINDA,163967837,447632195
09/12/2016,1375,CC SECURITIES,8753640,39653989
09/12/2016,1398,ICBC,168744068,818408730
09/12/2016,1456,GUOLIAN SEC,160000,672000
09/12/2016,1476,HENGTOU SEC,0,0
09/12/2016,1508,CHINA RE,39144000,72024960
09/12/2016,1578,BANK OF TIANJIN,0,0
09/12/2016,1658,PSBC,31983016,136247648
09/12/2016,1766,CRRC,397493431,2973250864
09/12/2016,1776,GF SEC,66087306,1175032301
09/12/2016,1788,GUOTAI JUNAN I,99166021,261798295
09/12/2016,1800,CHINA COMM CONS,143080297,1293445885
09/12/2016,1816,CGN POWER,726449434,1678098193
09/12/2016,1880,BELLE INT'L,109856107,510830898
09/12/2016,1928,SANDS CHINA LTD,61286154,2117436621
09/12/2016,1963,BCQ,0,0
09/12/2016,1988,MINSHENG BANK,456738084,4110642756
09/12/2016,2016,CZBANK,0,0
09/12/2016,2018,AAC TECH,42876711,2924191690
09/12/2016,2066,SHENGJINGBANK,0,0
09/12/2016,2202,CHINA VANKE,56632046,1214757387
09/12/2016,2318,PING AN,857605755,36276723437
09/12/2016,2319,MENGNIU DAIRY,92904724,1490191773
09/12/2016,2328,PICC P&C,11101504,144985642
09/12/2016,2333,GREATWALL MOTOR,346233824,2655613430
09/12/2016,2356,DAHSING BANKING,999597,14794036
09/12/2016,2378,PRU,0,0
09/12/2016,2388,BOC HONG KONG,60834140,1785482009
09/12/2016,2601,CPIC,19312841,582282156
09/12/2016,2628,CHINA LIFE,254249707,5644343495
09/12/2016,2666,UNI MEDICAL,10630995,75480065
09/12/2016,2799,CHINA HUARONG,226939792,667202988
09/12/2016,2888,STANCHART,6356500,412219025
09/12/2016,3328,BANKCOMM,128513021,778788907
09/12/2016,3360,FE HORIZON,36927986,261080861
09/12/2016,3618,CQRC BANK,44580098,218442480
09/12/2016,3866,BQD,0,0
09/12/2016,3898,CRRC TIMES ELEC,34588940,1445817692
09/12/2016,3908,CICC,8676959,95446549
09/12/2016,3968,CM BANK,139888129,2747402854
09/12/2016,3988,BANK OF CHINA,168394203,606219131
09/12/2016,6030,CITIC SEC,113307319,1942087448
09/12/2016,6138,HARBIN BANK,807000,1872240
09/12/2016,6818,CEB BANK,71997711,266391531
09/12/2016,6837,HAITONG SEC,119890007,1726416101
09/12/2016,6878,DIFFER GROUP,1092000,622440
09/12/2016,6881,CGS,140152829,1070767614
09/12/2016,6886,HTSC,30037739,504634015
09/12/2016,8193,GC PRO SER,0,0
09/12/2016,8207,CREDIT CHINA,53024000,40298240