Duties & Responsibilities:
The Complaints Team of the Corporate Affairs Division is responsible for overseeing the administration of the SFC’s complaints handing procedures.
This position reports to a Senior Manager of Complaints Team and will be primarily responsible for handling complaints of various natures, including intermediaries’ conduct, public offerings of securities, market misconduct or listed companies misconduct.
You must have a university degree and at least five years of solid experience in the financial services sector, preferably with in-depth knowledge of the operations of the securities and futures industry, or be a compliance officer with good regulatory knowledge. You must have good analytical, problem-solving, interpersonal and communications skills with a strong sense of responsibility. An excellent command of both written and spoken English and Chinese is essential, with fluency in Putonghua an advantage.
Candidates with less experience may be considered for the position of Assistant Manager.
Please quote the reference and apply by 14 October 2022 with details of qualifications, previous experience, current and expected salary to:
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : firstname.lastname@example.org)
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.