List of Investment Products

Open-Ended Fund Companies

Unlisted products

Introduction

You can find the following information on the List of Investment Products:

Investment products' offering documents that have been authorised by the SFC for issuance under the Securities & Futures Ordinance (SFO) or for registration under the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014) for offering to the public.
Information on open-ended fund companies that have been registered by the SFC under the SFO.
Where unlisted shares or debentures are concerned, information is available only for products offered on or after 1 July 2004.
Particulars of exemptions granted by the SFC for shares or debentures offered on or after 1 July 2004 under the relevant provisions of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014).

SFC authorisation and registration

SFC authorisation and registration involve the review of a product to see if the relevant legal and regulatory requirements which set out certain impartial benchmarks applicable to the product are met.

SFC authorisation or registration does not mean the product is suitable for you or any particular investor. The intermediary who sells the product to you has a duty, under the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission and guidelines administered by the SFC, to explain the nature and risks of the product and why it is suitable for you given your personal circumstances.

Points to note

Information posted on the List of Investment Products is compiled on a best-effort basis. The offering documents are provided by the issuers and they are for your information only. The SFC has not independently verified the documents and will not be responsible for any error, omission or inaccuracy. The SFC reserves the right to omit or suspend any material submitted. Please note that it may take time for information received from the applicant to be posted to the repository. You may contact the relevant product issuers or distributors for the latest version of offering documents.

Any SFC-authorised unit trust / mutual fund / investment-linked assurance scheme that does not have a product key facts statement shall not continue to be marketed to the public in Hong Kong. Product issuers may for other reasons decide whether or when an SFC-authorised product is open or closed for subscription. In case of doubt, investors should consult their intermediaries or the relevant product issuers.

The List of Investment Products may not always contain the most up-to-date information about investment products for which offering documents have been authorised. You may wish to contact the SFC at enquiry@sfc.hk if you cannot find a certain product on the list.

If you would like to learn more about how SFC-authorised investment products work, please visit the website of the Investor and Financial Education Council.

Last updated on : 30 Nov 2023

product

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Others Full list

Matched record(s): 565

Open-ended fund companies (CE No.)	Sub-fund (CE No.)	Registration / authorisation date
3D WH Opportunity Master OFC^a (BTS028)		23/5/2023
3D WH Opportunity Master OFC^a (BTS028)	3D WH Opportunity Holdings^a (BTS029)	23/5/2023
ABRIDGE EQUITY CAPITAL ASPEN SERIES OPEN-ENDED FUND COMPANY^a (BRR330)		5/10/2021
ABRIDGE EQUITY CAPITAL ASPEN SERIES OPEN-ENDED FUND COMPANY^a (BRR330)	ABRIDGE EQUITY CAPITAL ASPEN HEALTHCARE PE BOOSTER FUND^a (BRR331)	5/10/2021
AEM Fixed Income Fund OFC^a (BSQ818)		29/6/2022
AI OFC^a (BQM217)		10/12/2020
AI OFC^a (BQM217)	AI Fund^a (BQV743)	24/3/2021
AI OFC^a (BQM217)	Anserinae Hong Kong IPO Fund^a (BQM218)	10/12/2020
AI OFC^a (BQM217)	Basic Logic Fund^a (BQV741)	24/3/2021
AI OFC^a (BQM217)	Bitex Fund^a (BQV744)	24/3/2021
AI OFC^a (BQM217)	ESG Fund^a (BQV742)	24/3/2021
AI OFC^a (BQM217)	Longshan Fund^a (BQV745)	24/3/2021
Aida Algorithmic Open-ended Fund Company^a (BUG029)		26/10/2023
Aida Algorithmic Open-ended Fund Company^a (BUG029)	Aida Algorithmic I Sub-fund^a (BUG030)	26/10/2023
Aida Algorithmic Open-ended Fund Company^a (BUG029)	Aida Algorithmic II Sub-fund^a (BUG031)	26/10/2023
Aida Algorithmic Open-ended Fund Company^a (BUG029)	Aida Algorithmic III Sub-fund^a (BUG032)	26/10/2023
AIF Fund OFC^a (BRG127)		7/6/2021
AIF Fund OFC^a (BRG127)	AIF Arbitrage Fund^a (BRG128)	7/6/2021
Alpha Capital Management OFC^a (BTT209)		1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha High Growth Opportunity Fund^a (BTT211)	1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha Perpetual Income Fund^a (BTT210)	1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha Special Opportunity Fund^a (BTT212)	1/6/2023
Altus Zephyr Multi-Asset OFC^a (BUD483)		10/10/2023
Altus Zephyr Multi-Asset OFC^a (BUD483)	Nippon Fudosan Fund^a (BUD484)	10/10/2023
Anbo Global Master Fund OFC^a (BTP007)		15/5/2023
Anbo Global Master Fund OFC^a (BTP007)	Anbo Opportunity Fund 1^a (BTP008)	15/5/2023
AP Capital OFC^a (BTY581)		27/7/2023
AP Capital OFC^a (BTY581)	AP Diversified Alpha Fund^a (BTY583)	27/7/2023
AP Capital OFC^a (BTY581)	AP Vision Fund^a (BTY582)	27/7/2023
Apogee Partners Investment Fund OFC^a (BSW757)		22/9/2022
Apogee Partners Investment Fund OFC^a (BSW757)	API FinTech Fund^a (BSW759)	22/9/2022
Apogee Partners Investment Fund OFC^a (BSW757)	API Opportunities Fund^a (BSW758)	22/9/2022
Arbor Global Master Fund OFC^a (BUD532)		10/10/2023
Arbor Global Master Fund OFC^a (BUD532)	Arbor Global Opportunity Fund 1^a (BUD533)	10/10/2023
Asia Natural Resources Fund I OFC^a (BRQ004)		13/9/2021
ASM Fund OFC^a (BRY682)		31/12/2021
ASM Fund OFC^a (BRY682)	ASM Global Opportunity Fund I^a (BRY683)	31/12/2021
Austen Global Income OFC^a (BTO657)		30/3/2023
Austen Global Income OFC^a (BTO657)	Austen US Income Fund^a (BTO658)	30/3/2023
Austen Global Opportunity OFC^a (BRY988)		5/1/2022
Austen Sustainable Equity OFC^a (BTA318)		18/10/2022
Avengers Strategy OFC^a (BSD960)		11/2/2022
Avenue Global OFC (BPX505)		17/12/2020
Avenue Global OFC (BPX505)	Avenue Fixed Income Fund (BPX506)	17/12/2020
BaoHeng Asset Management OFC^a (BTQ679)		19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Capital Growth Fund^a (BTQ681)	19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Global Opportunities Fund^a (BTQ682)	19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Macro Balanced Fund^a (BTQ680)	19/4/2023
Basis Capital Fund OFC^a (BTC840)		14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Dionysus Fund^a (BTC841)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Knitech Fund^a (BTC843)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Loka Fund^a (BTC842)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Youth Vision Fund^a (BTC844)	14/11/2022
BG Capital Greater China Opportunities Fund OFC^a (BTG621)		28/12/2022
BG Capital Greater China Opportunities Fund OFC^a (BTG621)	BG Capital China Credit Bond Fund^a (BTG622)	28/12/2022
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)		2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 1^a (BTQ595)	2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 2^a (BTQ596)	2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 3^a (BTQ597)	2/5/2023
Blackhorn Capital Market OFC^a (BSX388)		13/9/2022
Blackhorn Capital Market OFC^a (BSX388)	Blackhorn Global Multi-Assets Growth & Income Fund^a (BSX389)	13/9/2022
Blackhorn Capital Market OFC^a (BSX388)	Blackhorn Multi-Assets Covered Call Fund^a (BSX391)	13/9/2022
Blackhorn Capital Market OFC^a (BSX388)	Blackhorn Stable Growth & Income Fund^a (BSX390)	13/9/2022
BOCHK Asset Management OFC^a (BSU954)		16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Aggressive Portfolio^a (BSU955)	16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Balanced Portfolio^a (BSU956)	16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Conservative Portfolio^a (BSU957)	16/8/2022
Bosera Global Exchange Traded Funds Series Open-ended Fund Company (BSH783)#		9/11/2022
Bosera Global Exchange Traded Funds Series Open-ended Fund Company (BSH783)	Bosera HKD Money Market ETF (BTE097)#	8/2/2023
Bosera Global Exchange Traded Funds Series Open-ended Fund Company (BSH783)	Bosera RMB Money Market ETF (BSH785)#	9/11/2022
Bosera Global Exchange Traded Funds Series Open-ended Fund Company (BSH783)	Bosera USD Money Market ETF (BTR016)#	21/7/2023
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)		15/10/2021
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Greater China Enhanced Return Bond Fund (BRR570)	8/12/2021
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - I (BRS611)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - II (BRS612)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - III (BRS613)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera USD Money Market Fund (BSG677)	15/6/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Zeal Hong Kong Equity Plus Fund (BRK536)	15/10/2021
Bright Smart Select Fund OFC^a (BRW470)		3/12/2021
Brightus OFC^a (BTE770)		12/12/2022
Brightus OFC^a (BTE770)	Brightus Growth Fund II^a (BTE772)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Growth Fund I^a (BTE771)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Venture Fund II^a (BTE774)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Venture Fund I^a (BTE773)	12/12/2022
BU Fund Series OFC (BPE927)		22/5/2020
BU Fund Series OFC (BPE927)	BU Asia Impact Bond Fund (BPE928)	22/5/2020
BU Fund Series OFC (BPE927)	BU Asian Bond Fixed Maturity Fund 2025 (BQM660)	1/2/2021
BU Fund Series OFC (BPE927)	BU China Consumer Power Fund (BQU546)	13/4/2021
BU Investment Series OFC (BQK118)		25/3/2021
BU Investment Series OFC (BQK118)	BU Asia Pacific Flexi Allocation Fund (BQK120)	25/3/2021
BU Investment Series OFC (BQK118)	BU China Gateway Fund (BQK121)	25/3/2021
BU Investment Series OFC (BQK118)	BU China Phoenix Fund (BQK122)	25/3/2021
BU Investment Series OFC (BQK118)	BU Global Flexi Allocation Fund (BQK123)	25/3/2021
BU Investment Series OFC (BQK118)	BU RMB Core Bond Fund (BQK124)	25/3/2021
CAM Capital OFC^a (BRZ059)		5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 1^a (BRZ060)	5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 2^a (BRZ061)	5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 3^a (BRZ062)	5/1/2022
Canada Atrium Health Fund OFC^a (BRP466)		17/9/2021
Canada Atrium Health Fund OFC^a (BRP466)	Canada Atrium Health Property Fund^a (BRP467)	17/9/2021
Candescent OFC^a (BSR275)		12/7/2022
Candescent OFC^a (BSR275)	Candescent Global Fund^a (BSR276)	12/7/2022
Canfield Multi Asset Fund OFC^a (BSM092)		7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Canfield Fixed Income Fund^a (BSM094)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Canfield Strategic Fund^a (BSM093)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Essential Smart Energy Fund^a (BSM096)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Village Telecom & Tech Fund^a (BSM095)	7/6/2022
Carnegie Hill China 100 Fund OFC^a (BUG624)		15/11/2023
Carnegie Hill China 100 Fund OFC^a (BUG624)	Carnegie Hill China 100 Fund 1^a (BUG625)	15/11/2023
Carnegie Hill China 100 Fund OFC^a (BUG624)	Carnegie Hill China 100 Fund 2^a (BUG626)	15/11/2023
Carnegie Hill China 100 Fund OFC^a (BUG624)	Carnegie Hill China 100 Fund 3^a (BUG627)	15/11/2023
Carnegie Hill China Growth Fund OFC^a (BTZ271)		15/8/2023
Carnegie Hill China Growth Fund OFC^a (BTZ271)	Carnegie Hill China Growth Fund III^a (BTZ274)	15/8/2023
Carnegie Hill China Growth Fund OFC^a (BTZ271)	Carnegie Hill China Growth Fund II^a (BTZ273)	15/8/2023
Carnegie Hill China Growth Fund OFC^a (BTZ271)	Carnegie Hill China Growth Fund I^a (BTZ272)	15/8/2023
CASH Multi Asset Fund OFC^a (BQU924)		17/3/2021
CASH Multi Asset Fund OFC^a (BQU924)	CASH Multi Strategy Fund^a (BQU925)	17/3/2021
CASH Prime Value Equity OFC (BRS794)		22/2/2022
Cedar KYY Special Situation OFC^a (BOT622)		18/9/2019
Central Wealth Open-ended Fund Company^a (BUC514)		25/9/2023
Central Wealth Open-ended Fund Company^a (BUC514)	Central Wealth Close-ended Stable Fund No.1^a (BUC515)	25/9/2023
Central Wealth Open-ended Fund Company^a (BUC514)	Central Wealth Open-ended Stable Fund No.1^a (BUC516)	25/9/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)		13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Asia Pacific Growth Fund^a (BTH405)	13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Asia Pacific Income Fund^a (BTH404)	13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Hong Kong Engagement Fund II^a (BTU055)	12/6/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Hong Kong Engagement Fund^a (BTH403)	13/1/2023
Checkmate Open-ended Fund Company^a (BSF471)		11/3/2022
Checkmate Open-ended Fund Company^a (BSF471)	Checkmate Asia Credit Opportunity Fund^a (BSF472)	11/3/2022
Checkmate Open-ended Fund Company^a (BSF471)	Checkmate Astrapto Special Situations Fund^a (BSZ899)	29/9/2022
China Alpha Black Dragon OFC^a (BTE080)		29/11/2022
China Alpha Black Dragon OFC^a (BTE080)	China Alpha Black Dragon I^a (BTE081)	29/11/2022
China Alpha Vision OFC^a (BSD969)		14/2/2022
China Alpha Vision OFC^a (BSD969)	China Alpha Vision I Fund^a (BSD970)	14/2/2022
ChinaAMC ESG OFC (BSW665)		15/12/2022
ChinaAMC ESG OFC (BSW665)	ChinaAMC Asia ESG Bond Fund (BSW666)	15/12/2022
CIS FUND OFC^a (BRO022)		20/8/2021
CIS FUND OFC^a (BRO022)	CHINA QUJIANG FUND^a (BTP253)	6/4/2023
CIS FUND OFC^a (BRO022)	CIS OPPORTUNITIES I FUND^a (BSQ319)	15/6/2022
CIS FUND OFC^a (BRO022)	CIS OPPORTUNITIES II FUND^a (BSZ509)	29/9/2022
CIS FUND OFC^a (BRO022)	CIS Pre-IPO Fund^a (BRO023)	20/8/2021
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)		28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA China Multi-Asset Income Fund (BSV112)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA China-Hong Kong Equity Fund (BSV111)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA Hong Kong High Dividend Equity Fund (BSV108)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA RMB Total Return China Bond Fund (BSV110)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA Short Duration China Bond Fund (BSV109)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA US Dollar Money Market Fund (BSV113)	28/12/2022
CN Asia Feeder Fund OFC^a (BTV603)		26/6/2023
CN Asia Master Fund OFC^a (BTV604)		26/6/2023
CNCB Capital Selection Investment Series OFC (BTY677)		16/11/2023
CNCB Capital Selection Investment Series OFC (BTY677)	CNCB Capital Asian Investment Grade Bond Fund (BTY678)	16/11/2023
Cornucopia Contra OFC^a (BSD928)		15/2/2022
Dragon Vision Global Master Fund OFC^a (BUC598)		27/9/2023
Dragon Vision Global Master Fund OFC^a (BUC598)	Dragon Vision Global Opportunity Fund 1^a (BUC599)	27/9/2023
Duo Macro Investment OFC^a (BTE327)		1/12/2022
Duo Macro Investment OFC^a (BTE327)	Duo Macro Investment Fund 1^a (BTE328)	1/12/2022
Eminence Global Master Fund OFC^a (BUB855)		15/9/2023
Eminence Global Master Fund OFC^a (BUB855)	Eminence Global Opportunity Fund 1^a (BUB856)	15/9/2023
Essence International OFC^a (BUH356)		20/11/2023
Essence International OFC^a (BUH356)	Essence Opportunity Fund^a (BUH358)	20/11/2023
Essence International OFC^a (BUH356)	Essence Sustainable Growth Fund^a (BUH357)	20/11/2023
Excelerate Global Diversified OFC^a (BTP164)		20/4/2023
Excelerate Global Diversified OFC^a (BTP164)	Excelerate Absolute Return Fund^a (BTP165)	20/4/2023
Excelerate Global Diversified OFC^a (BTP164)	Excelerate Multi Asset Income Fund^a (BTP166)	20/4/2023
FCS Capital OFC^a (BUA517)		25/8/2023
FCS Capital OFC^a (BUA517)	FCS Alpha Fund^a (BUA518)	25/8/2023
FCS Capital OFC^a (BUA517)	FCS Genesis Fund^a (BUA519)	25/8/2023
FCS Capital OFC^a (BUA517)	FCS Vision Fund^a (BUA520)	25/8/2023
First Seafront OFC^a (BUF325)		26/10/2023
First Seafront OFC^a (BUF325)	First Seafront Linghui No. 1 Equity Fund^a (BUF326)	26/10/2023
First Seafront OFC^a (BUF325)	First Seafront Special Opportunity II^a (BUF328)	26/10/2023
First Seafront OFC^a (BUF325)	First Seafront Special Opportunity I^a (BUF327)	26/10/2023
First Shanghai Master Investment OFC^a (BTH823)		17/1/2023
First Shanghai Master Investment OFC^a (BTH823)	First Shanghai Fixed Income Total Return Fund^a (BTH824)	17/1/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)		31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Innovation Sub-fund^a (BTT065)	31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Luminance Sub-fund^a (BTT067)	31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Vista Sub-fund^a (BTT066)	31/5/2023
Fortune Unite Fund OFC^a (BTE850)		9/12/2022
Fortune Unite Fund OFC^a (BTE850)	BC Fortune Unite Fund^a (BTE851)	9/12/2022
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)		30/10/2023
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)	Value Opportunity Bond Fund No.1^a (BUF703)	30/10/2023
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)	Value Opportunity Fund No.2^a (BUF704)	30/10/2023
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)	Value Opportunity Fund No.3^a (BUF705)	30/10/2023
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)	Value Opportunity Fund No.4^a (BUF706)	30/10/2023
Fortune Valley Global Vision Open-ended Fund Company^a (BUF702)	Value Opportunity Fund No.5^a (BUF707)	30/10/2023
Fosun Asset Management OFC^a (BRW128)		29/11/2021
Fosun Asset Management OFC^a (BRW128)	Fosun Asset Management Global Investment Grade Bond Fund^a (BRW129)	29/11/2021
Fu Wun Lai OFC^a (BSJ679)		19/5/2022
Fu Wun Lai OFC^a (BSJ679)	FWL Fund I^a (BSJ680)	19/5/2022
Gate3 OFC^a (BRY665)		31/12/2021
Gate3 OFC^a (BRY665)	Global Company Portfolio^a (BRY666)	31/12/2021
GBA Multi Strategy OFC^a (BTM992)		20/3/2023
GBA Multi Strategy OFC^a (BTM992)	GBA Fixed Income Opportunity Fund^a (BTM993)	20/3/2023
GC OFC^a (BQA902)		15/9/2020
GC OFC^a (BQA902)	GCV Fund^a (BQA903)	15/9/2020
GC OFC^a (BQA902)	Parkland Global Opportunity Fund^a (BQA904)	15/9/2020
GF HD Investing Voyager Fund OFC^a (BUF320)		31/10/2023
GF HD Investing Voyager Fund OFC^a (BUF320)	GF HD Investing Voyager 1 Fund^a (BUF321)	31/10/2023
GF Open-ended Fund Company (BTE501)		1/3/2023
GF Open-ended Fund Company (BTE501)	GF USD Money Market Fund (BTE502)	1/3/2023
GFI Open-ended Fund Company (BTT544)		21/9/2023
GFI Open-ended Fund Company (BTT544)	GFI Select Bond Fund (BTT545)	21/9/2023
GLOBAL OPPORTUNITIES INVESTMENTS FUND OFC^a (BQU933)		17/3/2021
GLOBAL OPPORTUNITIES INVESTMENTS FUND OFC^a (BQU933)	GLOBAL OPPORTUNITIES INVESTMENTS MINING FUND^a (BQU934)	17/3/2021
Global X Exchange Traded Funds Series OFC (BOW993)#		13/1/2020
Global X Exchange Traded Funds Series OFC (BOW993)	Global X Asia USD Investment Grade Bond ETF (BTS788)#	27/7/2023
Global X Exchange Traded Funds Series OFC (BOW993)	Global X China Little Giant ETF (BTS789)#	27/7/2023
Global X Exchange Traded Funds Series OFC (BOW993)	Global X China MedTech ETF (BTS790)#	27/7/2023
Golden Lion Capital OFC^a (BSW253)		26/8/2022
Golden Lion Capital OFC^a (BSW253)	Giulia Capital Fund^a (BSW254)	26/8/2022
Golden Peak Investment Fund OFC^a (BRS926)		27/10/2021
Golden Peak Investment Fund OFC^a (BRS926)	ChinaRe Golden Peak Quantitative Investment Fund^a (BRS927)	27/10/2021
Golden Scale OFC^a (BUC486)		26/9/2023
Golden Scale OFC^a (BUC486)	Golden Scale Global Absolute Return Fund I^a (BUC488)	26/9/2023
Grandeur Capital OFC^a (BRP446)		7/9/2021
Grandeur Capital OFC^a (BRP446)	Grandeur Capital Growth Fund 1^a (BRP447)	7/9/2021
Green Harmony OFC^a (BUH980)		28/11/2023
Green Harmony OFC^a (BUH980)	Green Harmony Convertible Bond Fund^a (BUH982)	28/11/2023
Green Harmony OFC^a (BUH980)	Green Harmony Hedge Fund^a (BUH981)	28/11/2023
Grit Open-Ended Fund Company^a (BSD816)		10/2/2022
Grit Open-Ended Fund Company^a (BSD816)	Grit Mixed-Strategy Fund^a (BSD817)	10/2/2022
GUANGDONG CAPITAL GLOBAL STRATEGY OFC^a (BUG487)		20/11/2023
GUANGDONG CAPITAL GLOBAL STRATEGY OFC^a (BUG487)	GUANGDONG CAPITAL GLOBAL QUANT FUND III^a (BUG490)	20/11/2023
GUANGDONG CAPITAL GLOBAL STRATEGY OFC^a (BUG487)	GUANGDONG CAPITAL GLOBAL QUANT FUND II^a (BUG489)	20/11/2023
GUANGDONG CAPITAL GLOBAL STRATEGY OFC^a (BUG487)	GUANGDONG CAPITAL GLOBAL QUANT FUND I^a (BUG488)	20/11/2023
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)		30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	Capital Stable Income Fund^a (BSZ353)	30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	China Balanced Multi-Strategy Fund of Funds^a (BSZ352)	30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	Macro-hedge Dynamic Fund^a (BSZ354)	30/9/2022
Guotai Junan Investment Funds OFC (BTF709)		4/4/2023
Guotai Junan Investment Funds OFC (BTF709)	Guotai Junan HKD Money Market Fund (BTF710)	4/4/2023
Guotai Junan Investment Funds OFC (BTF709)	Guotai Junan USD Money Market Fund (BTF711)	4/4/2023
Guoyuan International Investment Series OFC^a (BSM511)		9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan China Economy Transition Fund^a (BSM512)	9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan China SOE Fixed Income Fund^a (BSM513)	9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan Flexible Allocation Fund^a (BSM514)	9/6/2022
Hamon Capital Partners OFC^a (BRP691)		10/9/2021
Harvest OFC^a (BTY627)		8/8/2023
Harvest OFC^a (BTY627)	Harvest Fixed-Income Fund I^a (BTY629)	8/8/2023
Harvest OFC^a (BTY627)	Harvest Total Return Fund^a (BTY628)	8/8/2023
Hectoron Supply Chain Finance Credit OFC^a (BSR899)		18/7/2022
HF Fortune OFC^a (BTM794)		13/3/2023
HF Fortune OFC^a (BTM794)	HF Prudent Fund^a (BTM795)	13/3/2023
HGC Real Estate Series OFC^a (BTL315)		27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Income Property Fund II^a (BTL319)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Income Property Fund I^a (BTL318)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Multifamily Fund II^a (BTL317)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Multifamily Fund I^a (BTL316)	27/2/2023
HK Capital OFC^a (BTT533)		8/6/2023
HK Capital OFC^a (BTT533)	Ever Health Fund^a (BTT536)	8/6/2023
HK Capital OFC^a (BTT533)	M&A Worldwide Fund^a (BTT537)	8/6/2023
HK Capital OFC^a (BTT533)	Signature Entertainment Fund^a (BTT535)	8/6/2023
HK Capital OFC^a (BTT533)	Smart Growth Fund^a (BTT534)	8/6/2023
HOCA CAPITAL HK OFC^a (BSU510)		16/8/2022
HOCA CAPITAL HK OFC^a (BSU510)	China Rehabilitation Medical Investment Service Fund^a (BSU511)	16/8/2022
Hong Tai OFC^a (BTX386)		18/7/2023
Hong Tai OFC^a (BTX386)	Hong Tai Hui Ju Fund I^a (BTX388)	18/7/2023
Hong Tai OFC^a (BTX386)	Hong Tai Hui Sheng Fund I^a (BTX387)	18/7/2023
Hover4pi Fund I OFC^a (BSL505)		27/5/2022
Hua Woo Value Growth Investment Fund OFC^a (BRL980)		11/8/2021
Hua Woo Value Growth Investment Fund OFC^a (BRL980)	Opus One Value Growth Fund^a (BRL981)	11/8/2021
HuaAn Investment Fund II OFC^a (BSP587)		15/6/2022
HuaAn Investment Fund II OFC^a (BSP587)	HuaAn US Innovation Dynamic Equity Fund^a (BSP588)	15/6/2022
HuaAn Investment Fund OFC (BSJ880)		22/8/2022
HuaAn Investment Fund OFC (BSJ880)	HuaAn High Yield Bond Fund (BSJ882)	22/8/2022
HuaAn Investment Fund OFC (BSJ880)	HuaAn Investment Grade Bond Fund (BSJ881)	22/8/2022
Huashe Global Advantage OFC^a (BRW671)		9/12/2021
Huashe Global Advantage OFC^a (BRW671)	HS Prime Dynamic Fund^a (BRW672)	9/12/2021
HZ SKR Fund OFC^a (BSF410)		25/3/2022
HZ SKR Fund OFC^a (BSF410)	SKR Biomed Fund^a (BSF411)	25/3/2022
iFree Capital Market OFC^a (BRT227)		3/11/2021
iFree Capital Market OFC^a (BRT227)	iFREE Growth & Income Fund^a (BRT228)	3/11/2021
Infinitus Global Growth OFC^a (BSQ904)		7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Diversified Equity Fund^a (BSQ907)	7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Investment Fund^a (BSQ905)	7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Sustainable Fund^a (BSQ906)	7/7/2022
Innovation Education OFC^a (BUE414)		26/10/2023
Innovation Education OFC^a (BUE414)	Innovation Education Cash Fund^a (BUE415)	26/10/2023
Innovation Education OFC^a (BUE414)	Innovation Education Private Equity Fund^a (BUE416)	26/10/2023
Innovax Capital OFC^a (BSR554)		13/7/2022
Innovax Capital OFC^a (BSR554)	Innovax Captial Investment Growth Fund^a (BSR555)	13/7/2022
Innovax Investment OFC^a (BTH368)		11/1/2023
Innovax Investment OFC^a (BTH368)	lnnovax Capital Investment Strategic Fund^a (BTH369)	11/1/2023
Joiest Precious Metals OFC^a (BUC379)		22/9/2023
Joiest Precious Metals OFC^a (BUC379)	Joiest Precious Metal Multi-Strategy Fund^a (BUC380)	22/9/2023
Joincap Select Open-ended Fund Company^a (BUG638)		20/11/2023
Joincap Select Open-ended Fund Company^a (BUG638)	Joincap Aggressive Hedge Fund^a (BUG640)	20/11/2023
Joincap Select Open-ended Fund Company^a (BUG638)	Joincap Growth Hedge Fund^a (BUG639)	20/11/2023
Joincap Select Open-ended Fund Company^a (BUG638)	Joincap Strategic Value Fund^a (BUG641)	20/11/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)		24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity I Fund^a (BTK917)	24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity II Fund^a (BTK918)	24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity III Fund^a (BTK919)	24/2/2023
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)		9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity I Fund^a (BRW800)	9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity II Fund^a (BRW801)	9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity III Fund^a (BRW802)	9/12/2021
Legend Arb Multi Strategy OFC^a (BRS087)		20/10/2021
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Gold Star Income Fund^a (BSR858)	13/7/2022
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Multi Strategy Fund - CNH^a (BRS089)	20/10/2021
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Multi Strategy Fund - USD^a (BRS088)	20/10/2021
LF Multi Strategy OFC^a (BRV825)		26/11/2021
LF Multi Strategy OFC^a (BRV825)	LF Emerging Industries Fund^a (BRV828)	26/11/2021
LF Multi Strategy OFC^a (BRV825)	LFX Property Development Fund^a (BRV827)	26/11/2021
Lion Rock Series Fund OFC^a (BRC243)		17/5/2021
Lion Rock Series Fund OFC^a (BRC243)	Lion Rock Alpha Selected Fund^a (BRC244)	17/5/2021
Livermore Family Office Services OFC^a (BTY570)		3/8/2023
Livermore Family Office Services OFC^a (BTY570)	Livermore Global Black Swan Tail Hedge Fund^a (BTY571)	3/8/2023
Longriver Investment Partners OFC^a (BST881)		4/8/2022
Longriver Investment Partners OFC^a (BST881)	Longriver Partners Fund^a (BST882)	4/8/2022
Macro Intelligent OFC^a (BUG729)		20/11/2023
Macro Intelligent OFC^a (BUG729)	Macro Intelligent Stable Returns Fund^a (BUG730)	20/11/2023
MAP Partners Funds OFC^a (BRY647)		31/12/2021
MAP Partners Funds OFC^a (BRY647)	MAP Partners CarbonZero Fund^a (BRY648)	31/12/2021
Masan Capital OFC^a (BSQ874)		29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Growth Opportunities Fund^a (BSQ876)	29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Hong Kong Equity Fund^a (BSQ875)	29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Special Opportunities Fund^a (BSQ877)	29/6/2022
Maxa Multi Asset OFC^a (BRO824)		27/8/2021
Maxa Multi Asset OFC^a (BRO824)	Maxa Multi Asset Dynamic^a (BRO826)	27/8/2021
Maxa Multi Asset OFC^a (BRO824)	Maxa Multi Asset Growth^a (BRO825)	27/8/2021
Maxwealth Global OFC^a (BUF719)		26/10/2023
Maxwealth Global OFC^a (BUF719)	Asian Special Opportunity Fund^a (BUF720)	26/10/2023
Maxwealth Global OFC^a (BUF719)	Maxwealth Global Vision Fund^a (BUF721)	26/10/2023
MFAM OFC^a (BTY736)		11/8/2023
MFAM OFC^a (BTY736)	MFAM Opportunity Fund III^a (BTY739)	11/8/2023
MFAM OFC^a (BTY736)	MFAM Opportunity Fund II^a (BTY738)	11/8/2023
MFAM OFC^a (BTY736)	MFAM Opportunity Fund I^a (BTY737)	11/8/2023
Mirae Asset Alpha Growth Fund OFC^a (BRY283)		24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 1^a (BRY284)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 2^a (BRY285)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 3^a (BRY286)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 4^a (BRY287)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 5^a (BRY288)	24/12/2021
Mouette Majestic OFC^a (BUD855)		17/10/2023
Mouette Majestic OFC^a (BUD855)	Mouette Absolute Return Fund^a (BUD857)	17/10/2023
Mouette Majestic OFC^a (BUD855)	Mouette Structured Income Fund^a (BUD856)	17/10/2023
New Founder OFC^a (BRV686)		24/11/2021
New Founder OFC^a (BRV686)	New Founder Global Allocation (Balanced) Fund^a (BRV687)	24/11/2021
New Founder OFC^a (BRV686)	New Founder Global Allocation (Enhanced) Fund^a (BSL937)	26/5/2022
New Founder OFC^a (BRV686)	New Founder Global Allocation (Stable) Fund^a (BSL936)	26/5/2022
New Vision Capital Partners OFC^a (BSI950)		5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite I Fund^a (BSI951)	5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite II Fund^a (BSI952)	5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite III Fund^a (BSI953)	5/5/2022
New Vision Growth OFC^a (BTC663)		10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund III^a (BTC666)	10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund II^a (BTC665)	10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund I^a (BTC664)	10/11/2022
NEW WEALTH CHANGAN CHINA MULTI-STRATEGY OFC^a (BTQ664)		21/4/2023
NEW WEALTH CHANGAN CHINA MULTI-STRATEGY OFC^a (BTQ664)	NEW WEALTH CHANGAN CHINA SUPPLEMENT FUND 1^a (BTQ665)	21/4/2023
Ocean Glee OFC^a (BTW285)		14/7/2023
Ocean Glee OFC^a (BTW285)	Ocean Glee First Fortune Fund^a (BTW286)	14/7/2023
Ocean Glow OFC^a (BTW254)		6/7/2023
Ocean Glow OFC^a (BTW254)	Ocean Glow Global Growth Fund^a (BTW255)	6/7/2023
Omnix Asia Fund Limited OFC^a (BSH181)		6/4/2022
One Heritage Capital Management OFC^a (BUB766)		13/9/2023
One Heritage Capital Management OFC^a (BUB766)	Smart Earnings Multi Strategy Fund^a (BUB767)	13/9/2023
OP Spectrum OFC^a (BTY574)		31/7/2023
OP Spectrum OFC^a (BTY574)	RCM China Systematic CTA Fund^a (BTY575)	31/7/2023
Pacific Hawk Global Fund OFC^a (BOR317)		23/8/2019
Pan Asia Open-ended Fund Company^a (BTU301)		7/6/2023
Pan Asia Open-ended Fund Company^a (BTU301)	Pan Asia China Fixed Income Fund^a (BTU302)	7/6/2023
P.B. Capital OFC^a (BSQ305)		28/6/2022
P.B. Capital OFC^a (BSQ305)	P.B. Capital OF1^a (BSQ306)	28/6/2022
Pearl International OFC^a (BUD863)		17/10/2023
Pearl International OFC^a (BUD863)	Pearl International China Growth Sub-Fund^a (BUD865)	17/10/2023
Pearl International OFC^a (BUD863)	Pearl International China Opportunities Sub-Fund^a (BUD864)	17/10/2023
Pearl International OFC^a (BUD863)	Pearl International Fixed Income Sub-Fund^a (BUD866)	17/10/2023
PICC Investment Fund OFC^a (BTZ857)		17/8/2023
PICC Investment Fund OFC^a (BTZ857)	PICC HK Worldwide Leader Sub-Fund^a (BTZ858)	17/8/2023
PICC Investment Fund OFC^a (BTZ857)	PICCAMCHK Income Enhanced 1 Sub-Fund^a (BTZ860)	17/8/2023
PICC Investment Fund OFC^a (BTZ857)	PICCAMCHK New Economy Investment 3 Sub-Fund^a (BTZ859)	17/8/2023
PIMCO Funds: Hong Kong OFC (BSQ813)		26/10/2022
PIMCO Funds: Hong Kong OFC (BSQ813)	PIMCO Asia Bond Fund (BSQ814)	26/10/2022
PIMCO Funds: Hong Kong OFC (BSQ813)	PIMCO Income Fund (BSQ815)	26/10/2022
Pine Garden Growth Open-ended Fund Company^a (BTO764)		31/3/2023
Pine Garden Growth Open-ended Fund Company^a (BTO764)	Pine Garden Technology Growth Fund^a (BTO765)	31/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)		8/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)	Pine Garden Discovery Sub-Fund^a (BTM719)	8/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)	Pine Garden Opportunities Sub-Fund^a (BTM720)	8/3/2023
Plouton Dynamic Investment OFC^a (BUH499)		20/11/2023
Plouton Dynamic Investment OFC^a (BUH499)	Plouton Dynamic Investment Fund II^a (BUH501)	20/11/2023
Plouton Dynamic Investment OFC^a (BUH499)	Plouton Dynamic Investment Fund I^a (BUH500)	20/11/2023
Plouton OFC^a (BUC616)		26/9/2023
Plouton OFC^a (BUC616)	Plouton Wealth Fund II^a (BUC618)	26/9/2023
Plouton OFC^a (BUC616)	Plouton Wealth Fund I^a (BUC617)	26/9/2023
PRIME GAIN OFC^a (BUB833)		14/9/2023
PRIME GAIN OFC^a (BUB833)	Prime Gain Fund III^a (BUB836)	14/9/2023
PRIME GAIN OFC^a (BUB833)	Prime Gain Fund II^a (BUB835)	14/9/2023
PRIME GAIN OFC^a (BUB833)	Prime Gain Fund I^a (BUB834)	14/9/2023
Pristine View OFC^a (BSW754)		30/8/2022
Pristine View OFC^a (BSW754)	Affinity Bay Fund^a (BSW755)	30/8/2022
Prudence OFC^a (BUC497)		22/9/2023
Prudence OFC^a (BUC497)	Prudence Global Opportunity Fund^a (BUC498)	22/9/2023
Qianxing Capital Global OFC^a (BTS884)		29/5/2023
Qianxing Capital Global OFC^a (BTS884)	Qianxing Global Strategy Fund^a (BTS885)	29/5/2023
QX Asset Management OFC^a (BTT150)		31/5/2023
QX Asset Management OFC^a (BTT150)	QX Global Quantitative Managed Futures Fund^a (BTT151)	31/5/2023
RAM OFC^a (BTM195)		1/3/2023
RAM OFC^a (BTM195)	Hong Kong Income Fund^a (BTM198)	1/3/2023
RAM OFC^a (BTM195)	MH Fund - Absolute Return Strategy I^a (BTM196)	1/3/2023
RAM OFC^a (BTM195)	MH Fund - Special Opportunities I^a (BTM197)	1/3/2023
Redbridge Capital Global Opportunities OFC^a (BTC931)		15/11/2022
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 1^a (BTC932)	15/11/2022
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 2^a (BTC933)	15/11/2022
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 3^a (BUC376)	18/9/2023
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 4^a (BUC377)	18/9/2023
Rhine Master OFC^a (BUC600)		19/9/2023
Rhine Master OFC^a (BUC600)	Rhine Multi Strategy Fund^a (BUC601)	19/9/2023
Richwood OFC^a (BTT081)		25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund III^a (BTT084)	25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund II^a (BTT083)	25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund I^a (BTT082)	25/5/2023
Richwood Series 2 OFC^a (BTW761)		18/7/2023
Richwood Series 2 OFC^a (BTW761)	Richwood Series 2 Fund III^a (BTW764)	18/7/2023
Richwood Series 2 OFC^a (BTW761)	Richwood Series 2 Fund II^a (BTW763)	18/7/2023
Richwood Series 2 OFC^a (BTW761)	Richwood Series 2 Fund I^a (BTW762)	18/7/2023
River Capital China Select Fund OFC^a (BSR596)		13/7/2022
RiverCircle Fund OFC^a (BSX573)		20/9/2022
RiverCircle Fund OFC^a (BSX573)	RiverCircle Mid-Cap Value Fund^a (BSX574)	20/9/2022
Rui Da International Open-ended Fund Company^a (BRV713)		24/11/2021
Rui Da International Open-ended Fund Company^a (BRV713)	Rui Da International No.5^a (BRV714)	24/11/2021
Rui Da International Open-ended Fund Company^a (BRV713)	Rui Da International No.6^a (BRV715)	24/11/2021
Safari Global Dynamic OFC^a (BSF751)		30/3/2022
Safari Global Dynamic OFC^a (BSF751)	AI, Esports, Aerospace, Fintech and Innovation Fund^a (BSF756)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Consumer Opportunities Fund^a (BSF754)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Emerging Asia Opportunities Fund^a (BSF752)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Global Technology and Innovation Fund^a (BSF757)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Great IPO Opportunities Fund^a (BSF753)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Healthcare and Better Life Fund^a (BSF755)	30/3/2022
Sauder Global Investment Open-ended Fund Company^a (BTV049)		26/6/2023
Sauder Global Investment Open-ended Fund Company^a (BTV049)	Sauder Global Multi Strategy Fund^a (BTV050)	26/6/2023
Shanghai Trust Fund OFC^a (BSS648)		29/7/2022
Shanghai Trust Fund OFC^a (BSS648)	Shanghai Trust Anchor Fund^a (BSS649)	29/7/2022
Shanghai Trust Fund OFC^a (BSS648)	Shanghai Trust Flexible Income Fund^a (BSS650)	29/7/2022
ShanZe Qiming Open-ended Fund Company^a (BUB298)		12/9/2023
ShanZe Qiming Open-ended Fund Company^a (BUB298)	ShanZe Qiming Fund II^a (BUE078)	11/10/2023
ShanZe Qiming Open-ended Fund Company^a (BUB298)	ShanZe Qiming Fund I^a (BUB299)	12/9/2023
SilkyWater Multi-Strategy OFC^a (BSR990)		19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Absolute Return Fund^a (BSR993)	19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Stable Income Fund^a (BSR992)	19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Value Investment Fund^a (BSR991)	19/7/2022
Silverstone OFC^a (BRU767)		11/11/2021
Silverstone OFC^a (BRU767)	Silverstone Hong Kong Core Enhanced Fund^a (BRU768)	11/11/2021
Sino Wealth Global OFC^a (BUB933)		14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Alternative Investment Fund^a (BUB939)	14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Cash Management Fund^a (BUB938)	14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Fintech Fund^a (BUB937)	14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Fixed Income Fund^a (BUB935)	14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Real Estate Fund^a (BUB934)	14/9/2023
Sino Wealth Global OFC^a (BUB933)	Sino Wealth Global Securities Fund^a (BUB936)	14/9/2023
Soliton Absolute Value OFC^a (BUH755)		28/11/2023
Soliton Absolute Value OFC^a (BUH755)	Soliton Absolute Value Fund III^a (BUH758)	28/11/2023
Soliton Absolute Value OFC^a (BUH755)	Soliton Absolute Value Fund II^a (BUH757)	28/11/2023
Soliton Absolute Value OFC^a (BUH755)	Soliton Absolute Value Fund I^a (BUH756)	28/11/2023
Soliton Absolute Value OFC^a (BUH755)	Soliton Absolute Value Fund IV^a (BUH759)	28/11/2023
Soliton Absolute Value OFC^a (BUH755)	Soliton Absolute Value Fund V^a (BUH760)	28/11/2023
Solomon Capital Fund OFC^a (BRR272)		29/9/2021
Solomon Capital Fund OFC^a (BRR272)	Solomon Capital Absolute Return Strategies Fund^a (BRR273)	29/9/2021
SP Mondevert Capital OFC^a (BTP449)		19/4/2023
SP Mondevert Capital OFC^a (BTP449)	SPMV Asia Opportunity Fund I^a (BTP450)	19/4/2023
Space Prospering Wealth OFC^a (BRO575)		25/8/2021
Space Prospering Wealth OFC^a (BRO575)	Space Prospering Wealth Pre-IPO Fund^a (BRO576)	25/8/2021
Spring OFC^a (BSM393)		6/6/2022
Spring OFC^a (BSM393)	Spring Growth Fund^a (BSM394)	6/6/2022
Springboard Investment Strategies OFC^a (BUB183)		30/8/2023
Springboard Investment Strategies OFC^a (BUB183)	SIS Alpha Growth Fund^a (BUB185)	30/8/2023
Springboard Investment Strategies OFC^a (BUB183)	SIS Stable Growth Fund^a (BUB184)	30/8/2023
Standard Perpetual Global OFC^a (BSR018)		12/7/2022
Standard Perpetual Global OFC^a (BSR018)	Standard Perpetual Selected Growth Fund^a (BSR019)	12/7/2022
StormHarbour Fund Services 2 OFC^a (BUB106)		7/9/2023
StormHarbour Fund Services 2 OFC^a (BUB106)	1.5C ESG Focused Hedge Fund^a (BUB107)	7/9/2023
StormHarbour Fund Services OFC^a (BPX910)		12/8/2020
StormHarbour Fund Services OFC^a (BPX910)	StormHarbour Family Office Allocator - Core Bond Strategy Fund^a (BPX911)	12/8/2020
StormHarbour Fund Services OFC^a (BPX910)	StormHarbour Family Office Allocator - ETF Strategy Fund^a (BPX912)	12/8/2020
Surich Global Opportunities Open-ended Fund Company^a (BUA896)		5/9/2023
Surich Global Opportunities Open-ended Fund Company^a (BUA896)	Surich Global Opportunities Fund II^a (BUA898)	5/9/2023
Surich Global Opportunities Open-ended Fund Company^a (BUA896)	Surich Global Opportunities Fund I^a (BUA897)	5/9/2023
SWK Dynamic OFC^a (BSJ876)		23/5/2022
Taikang Premier Investment OFC^a (BRH817)		12/7/2021
Taikang Premier Investment OFC^a (BRH817)	Taikang Capital Stable Fund^a (BSR108)	8/7/2022
Taikang Premier Investment OFC^a (BRH817)	Taikang Stable Growth Fund^a (BRH818)	12/7/2021
Tianda Asset Management OFC^a (BTI144)		19/1/2023
Tianda Asset Management OFC^a (BTI144)	Tianda Growth Fund^a (BTI145)	19/1/2023
Tianqin International OFC^a (BRS661)		22/10/2021
Tianqin International OFC^a (BRS661)	Tianqin Growth No 1 Fund^a (BRS662)	22/10/2021
Tianqin International OFC^a (BRS661)	Tianqin Growth No 2 Fund^a (BRS663)	22/10/2021
Titan OFC^a (BSC865)		8/2/2022
Titan OFC^a (BSC865)	Titan Global Flexible Fund^a (BSC867)	8/2/2022
Titan OFC^a (BSC865)	Titan Global Macro Enhanced Strategy^a (BSC866)	8/2/2022
Torch One OFC^a (BUC416)		26/9/2023
Torch One OFC^a (BUC416)	Torch One Strategic Fund^a (BUC417)	26/9/2023
Touch Star Technology Fund OFC^a (BRS332)		20/10/2021
TradArt OFC^a (BSP641)		20/6/2022
TradArt OFC^a (BSP641)	TradArt Series Fund I^a (BSP642)	20/6/2022
Vantum Asia Pacific Growth OFC^a (BUC118)		22/9/2023
Vantum Asia Pacific Growth OFC^a (BUC118)	Vantum Asia Pacific Opportunities Fund^a (BUC119)	22/9/2023
Vantum Global Opportunities Investment OFC^a (BUA989)		7/9/2023
Vantum Global Opportunities Investment OFC^a (BUA989)	Vantum Global Opportunities Fixed Income Fund^a (BUA990)	7/9/2023
Vantum Global Opportunities Investment OFC^a (BUA989)	Vantum Global Opportunities Hedge Fund^a (BUA992)	7/9/2023
Vantum Global Opportunities Investment OFC^a (BUA989)	Vantum Global Opportunities Stock Fund^a (BUA991)	7/9/2023
Vered Investment Fund OFC^a (BRS525)		25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Equity Stable Return Fund^a (BRS526)	25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Global Fixed Income Premium Fund^a (BRS527)	25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Multi Strategy Fund^a (BRS528)	25/10/2021
VIC Global Fund OFC^a (BSM582)		13/6/2022
VIC Global Fund OFC^a (BSM582)	VIC Global Multi-Asset Long-Short Investment Fund^a (BSM583)	13/6/2022
Victory Privilege Fund OFC^a (BRT100)		3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Bond Connect Fund^a (BRT103)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Equity Long Fund^a (BRT105)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Greater China Growth Fund^a (BRT102)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Strategic Fund^a (BRT104)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Winner Global Fund^a (BRT101)	3/11/2021
Wave Rider Capital Open-ended Fund Company^a (BRZ540)		10/1/2022
Wave Rider Capital Open-ended Fund Company^a (BRZ540)	Wave Rider Capital Sustainable Energy Fund^a (BRZ541)	10/1/2022
Wealthpath OFC^a (BTO885)		4/4/2023
Wealthpath OFC^a (BTO885)	Wealthpath Income Fund^a (BTO886)	4/4/2023
Wealthy Mountain Capital OFC^a (BTW753)		21/7/2023
Wealthy Mountain Capital OFC^a (BTW753)	Wealthy Mountain Equity Sub-Fund 1^a (BTW754)	21/7/2023
Wealthy Mountain Capital OFC^a (BTW753)	Wealthy Mountain Equity Sub-Fund 2^a (BTW755)	21/7/2023
Wealthy Mountain Capital OFC^a (BTW753)	Wealthy Mountain Equity Sub-Fund 3^a (BTW756)	21/7/2023
Wealthy Mountain Funds OFC^a (BTK530)		13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.1 Fund^a (BTK531)	13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.2 Fund^a (BTK532)	13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.3 Fund^a (BTK533)	13/2/2023
Wealthy Mountain Global Funds OFC^a (BTR355)		11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund III^a (BTR358)	11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund II^a (BTR357)	11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund I^a (BTR356)	11/5/2023
Westpass Funds OFC^a (BTW099)		10/7/2023
Westpass Funds OFC^a (BTW099)	Westpass Asia Opportunity Fund^a (BTW100)	10/7/2023
WGAM Fund OFC^a (BUC613)		14/9/2023
WGAM Fund OFC^a (BUC613)	WGAM Fund - Absolute Return Solutions^a (BUC615)	14/9/2023
WGAM Fund OFC^a (BUC613)	WGAM Fund - Stable Capital Solutions^a (BUC614)	14/9/2023
White River Capital Fund I OFC^a (BTM327)		22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Asia Fund I^a (BTM331)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Foods Fund I^a (BTM329)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Global Fund I^a (BTM330)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Securities Fund I^a (BTM328)	22/2/2023
Wiseview OFC^a (BTV377)		27/6/2023
Wiseview OFC^a (BTV377)	Wiseview MCF Sub-Fund^a (BTV378)	27/6/2023
XINAN OFC^a (BSE931)		16/3/2022
XINAN OFC^a (BSE931)	Quantum XINAN Fund^a (BSE932)	16/3/2022
XINAN OFC^a (BSE931)	XINAN No. 1 Fund^a (BSE933)	16/3/2022
Yau Wai Capital OFC^a (BRK420)		29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 1^a (BRK421)	29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 2^a (BRK422)	29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 3^a (BRK423)	29/7/2021
Yunrui Open-ended Fund Company^a (BUF882)		7/11/2023
Yunrui Open-ended Fund Company^a (BUF882)	Yunrui Cloudfront Pioneer Fund^a (BUF883)	7/11/2023
ZH Global Multi-Asset Fund OFC^a (BTK436)		8/2/2023
ZH Global Multi-Asset Fund OFC^a (BTK436)	Fuyu Fund^a (BUG604)	10/11/2023
ZH Global Multi-Asset Fund OFC^a (BTK436)	Richglory Fund^a (BTK437)	8/2/2023
Zhong Ou International Edition Fund Series Open-ended Fund Company (BTU984)		18/9/2023
Zhong Ou International Edition Fund Series Open-ended Fund Company (BTU984)	ZO Neo-Horizons Bond Fund (BTU985)	18/9/2023
Zhong Ou International OFC^a (BTG612)		4/1/2023
Zhong Ou International OFC^a (BTG612)	Zhong Ou Stable Income Fund^a (BTG613)	4/1/2023
Zijing Asset Management OFC^a (BSI351)		3/5/2022
Zijing Asset Management OFC^a (BSI351)	Zijing Equity Fund^a (BTZ214)	10/8/2023
Zijing Asset Management OFC^a (BSI351)	Zijing Pre-IPO Fund I^a (BSI352)	3/5/2022
Zijing Capital Growth OFC^a (BTP151)		3/5/2023
Zijing Capital Growth OFC^a (BTP151)	Zijing Commodity Fund I^a (BTP152)	3/5/2023

a. This open-ended fund company (OFC) or sub-fund is not authorised under section 104 of the Securities and Futures Ordinance (SFO). Accordingly, it may not be offered to the public in Hong Kong unless an exemption under the SFO applies.

Funds denoted with "#" have both listed and unlisted unit/share classes.

Notes:

Information posted on the above list is updated from time to time upon registration of OFC(s). Please note that it may take time for information received from the applicant to be posted to the repository.

Information relating to the incorporation and corporate filings of OFCs is available on the Companies Registry's website.

Unlisted products

Unit Trusts & Mutual Funds

Investment-Linked Assurance Schemes

Structured Investment Products

Mandatory Provident Funds

Pooled Retirement Funds

Paper Gold Schemes

Open-Ended Fund Companies

Listed products

Exchange Traded Funds

Leveraged and Inverse Products

Real Estate Investment Trusts

Closed-Ended Funds

Open-Ended Fund Companies

Listed and Unlisted Shares & Debentures

Listed Shares

Listed Debentures

Unlisted Shares & Debentures

Mainland-Hong Kong Stock Connect

Unlisted products

Introduction