List of Investment Products

Open-Ended Fund Companies

Unlisted products

Introduction

You can find the following information on the List of Investment Products:

Investment products' offering documents that have been authorised by the SFC for issuance under the Securities & Futures Ordinance (SFO) or for registration under the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014) for offering to the public.
Information on open-ended fund companies that have been registered by the SFC under the SFO.
Where unlisted shares or debentures are concerned, information is available only for products offered on or after 1 July 2004.
Particulars of exemptions granted by the SFC for shares or debentures offered on or after 1 July 2004 under the relevant provisions of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (which was known as Companies Ordinance prior to 3 March 2014).

SFC authorisation and registration

SFC authorisation and registration involve the review of a product to see if the relevant legal and regulatory requirements which set out certain impartial benchmarks applicable to the product are met.

SFC authorisation or registration does not mean the product is suitable for you or any particular investor. The intermediary who sells the product to you has a duty, under the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission and guidelines administered by the SFC, to explain the nature and risks of the product and why it is suitable for you given your personal circumstances.

Points to note

Information posted on the List of Investment Products is compiled on a best-effort basis. The offering documents are provided by the issuers and they are for your information only. The SFC has not independently verified the documents and will not be responsible for any error, omission or inaccuracy. The SFC reserves the right to omit or suspend any material submitted. Please note that it may take time for information received from the applicant to be posted to the repository. You may contact the relevant product issuers or distributors for the latest version of offering documents.

Any SFC-authorised unit trust / mutual fund / investment-linked assurance scheme that does not have a product key facts statement shall not continue to be marketed to the public in Hong Kong. Product issuers may for other reasons decide whether or when an SFC-authorised product is open or closed for subscription. In case of doubt, investors should consult their intermediaries or the relevant product issuers.

The List of Investment Products may not always contain the most up-to-date information about investment products for which offering documents have been authorised. You may wish to contact the SFC at enquiry@sfc.hk if you cannot find a certain product on the list.

If you would like to learn more about how SFC-authorised investment products work, please visit the website of the Investor and Financial Education Council.

Last updated on : 9 Jun 2023

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A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Others Full list

Matched record(s): 378

Open-ended fund companies (CE No.)	Sub-fund (CE No.)	Registration / authorisation date
3D WH Opportunity Master OFC^a (BTS028)		23/5/2023
3D WH Opportunity Master OFC^a (BTS028)	3D WH Opportunity Holdings^a (BTS029)	23/5/2023
ABRIDGE EQUITY CAPITAL ASPEN SERIES OPEN-ENDED FUND COMPANY^a (BRR330)		5/10/2021
ABRIDGE EQUITY CAPITAL ASPEN SERIES OPEN-ENDED FUND COMPANY^a (BRR330)	ABRIDGE EQUITY CAPITAL ASPEN HEALTHCARE PE BOOSTER FUND^a (BRR331)	5/10/2021
AEM Fixed Income Fund OFC^a (BSQ818)		29/6/2022
AI OFC^a (BQM217)		10/12/2020
AI OFC^a (BQM217)	AI Fund^a (BQV743)	24/3/2021
AI OFC^a (BQM217)	Anserinae Hong Kong IPO Fund^a (BQM218)	10/12/2020
AI OFC^a (BQM217)	Basic Logic Fund^a (BQV741)	24/3/2021
AI OFC^a (BQM217)	Bitex Fund^a (BQV744)	24/3/2021
AI OFC^a (BQM217)	ESG Fund^a (BQV742)	24/3/2021
AI OFC^a (BQM217)	Longshan Fund^a (BQV745)	24/3/2021
AIF Fund OFC^a (BRG127)		7/6/2021
AIF Fund OFC^a (BRG127)	AIF Arbitrage Fund^a (BRG128)	7/6/2021
Alpha Capital Management OFC^a (BTT209)		1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha High Growth Opportunity Fund^a (BTT211)	1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha Perpetual Income Fund^a (BTT210)	1/6/2023
Alpha Capital Management OFC^a (BTT209)	Alpha Special Opportunity Fund^a (BTT212)	1/6/2023
Anbo Global Master Fund OFC^a (BTP007)		15/5/2023
Anbo Global Master Fund OFC^a (BTP007)	Anbo Opportunity Fund 1^a (BTP008)	15/5/2023
Apogee Partners Investment Fund OFC^a (BSW757)		22/9/2022
Apogee Partners Investment Fund OFC^a (BSW757)	API FinTech Fund^a (BSW759)	22/9/2022
Apogee Partners Investment Fund OFC^a (BSW757)	API Opportunities Fund^a (BSW758)	22/9/2022
Asia Natural Resources Fund I OFC^a (BRQ004)		13/9/2021
ASM Fund OFC^a (BRY682)		31/12/2021
ASM Fund OFC^a (BRY682)	ASM Global Opportunity Fund I^a (BRY683)	31/12/2021
Augment Funds OFC^a (BQQ750)		8/2/2021
Augment Funds OFC^a (BQQ750)	Augment Systematic Regime Select Fund II^a (BQQ752)	8/2/2021
Augment Funds OFC^a (BQQ750)	Augment Systematic Regime Select Fund I^a (BQQ751)	8/2/2021
Austen Global Income OFC^a (BTO657)		30/3/2023
Austen Global Income OFC^a (BTO657)	Austen US Income Fund^a (BTO658)	30/3/2023
Austen Global Opportunity OFC^a (BRY988)		5/1/2022
Austen Sustainable Equity OFC^a (BTA318)		18/10/2022
Avengers Strategy OFC^a (BSD960)		11/2/2022
Avenue Global OFC (BPX505)		17/12/2020
Avenue Global OFC (BPX505)	Avenue Fixed Income Fund (BPX506)	17/12/2020
BaoHeng Asset Management OFC^a (BTQ679)		19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Capital Growth Fund^a (BTQ681)	19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Global Opportunities Fund^a (BTQ682)	19/4/2023
BaoHeng Asset Management OFC^a (BTQ679)	BaoHeng Macro Balanced Fund^a (BTQ680)	19/4/2023
Basis Capital Fund OFC^a (BTC840)		14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Dionysus Fund^a (BTC841)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Knitech Fund^a (BTC843)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Loka Fund^a (BTC842)	14/11/2022
Basis Capital Fund OFC^a (BTC840)	Basis Capital Youth Vision Fund^a (BTC844)	14/11/2022
BG Capital Greater China Opportunities Fund OFC^a (BTG621)		28/12/2022
BG Capital Greater China Opportunities Fund OFC^a (BTG621)	BG Capital China Credit Bond Fund^a (BTG622)	28/12/2022
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)		2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 1^a (BTQ595)	2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 2^a (BTQ596)	2/5/2023
Billion Multi Asset Dynamic Investment OFC^a (BTQ594)	Billion Multi Asset Dynamic Investment Fund 3^a (BTQ597)	2/5/2023
BOCHK Asset Management OFC^a (BSU954)		16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Aggressive Portfolio^a (BSU955)	16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Balanced Portfolio^a (BSU956)	16/8/2022
BOCHK Asset Management OFC^a (BSU954)	BOCHK Macro Conservative Portfolio^a (BSU957)	16/8/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)		15/10/2021
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Greater China Enhanced Return Bond Fund (BRR570)	8/12/2021
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - I (BRS611)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - II (BRS612)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Stable Income 18-Month Interval Offering Bond Fund - III (BRS613)	25/1/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera USD Money Market Fund (BSG677)	15/6/2022
Bosera Global Public Funds Series Open-ended Fund Company (BRK534)	Bosera Zeal Hong Kong Equity Plus Fund (BRK536)	15/10/2021
Bright Smart Select Fund OFC^a (BRW470)		3/12/2021
Brightus OFC^a (BTE770)		12/12/2022
Brightus OFC^a (BTE770)	Brightus Growth Fund II^a (BTE772)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Growth Fund I^a (BTE771)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Venture Fund II^a (BTE774)	12/12/2022
Brightus OFC^a (BTE770)	Brightus Venture Fund I^a (BTE773)	12/12/2022
BU Fund Series OFC (BPE927)		22/5/2020
BU Fund Series OFC (BPE927)	BU APAC Bond Fund (BPE928)	22/5/2020
BU Fund Series OFC (BPE927)	BU Asian Bond Fixed Maturity Fund 2025 (BQM660)	1/2/2021
BU Fund Series OFC (BPE927)	BU China Consumer Power Fund (BQU546)	13/4/2021
BU Investment Series OFC (BQK118)		25/3/2021
BU Investment Series OFC (BQK118)	BU Asia Pacific Flexi Allocation Fund (BQK120)	25/3/2021
BU Investment Series OFC (BQK118)	BU China Gateway Fund (BQK121)	25/3/2021
BU Investment Series OFC (BQK118)	BU China Phoenix Fund (BQK122)	25/3/2021
BU Investment Series OFC (BQK118)	BU Global Flexi Allocation Fund (BQK123)	25/3/2021
BU Investment Series OFC (BQK118)	BU RMB Core Bond Fund (BQK124)	25/3/2021
CAM Capital OFC^a (BRZ059)		5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 1^a (BRZ060)	5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 2^a (BRZ061)	5/1/2022
CAM Capital OFC^a (BRZ059)	CAM Capital Growth Sub-Fund 3^a (BRZ062)	5/1/2022
Canada Atrium Health Fund OFC^a (BRP466)		17/9/2021
Canada Atrium Health Fund OFC^a (BRP466)	Canada Atrium Health Property Fund^a (BRP467)	17/9/2021
Candescent OFC^a (BSR275)		12/7/2022
Candescent OFC^a (BSR275)	Candescent Global Fund^a (BSR276)	12/7/2022
Canfield Multi Asset Fund OFC^a (BSM092)		7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Canfield Opportunity Fund^a (BSM094)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Canfield Strategic Fund^a (BSM093)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Essential Smart Energy Fund^a (BSM096)	7/6/2022
Canfield Multi Asset Fund OFC^a (BSM092)	Village Telecom & Tech Fund^a (BSM095)	7/6/2022
CASH Multi Asset Fund OFC^a (BQU924)		17/3/2021
CASH Multi Asset Fund OFC^a (BQU924)	CASH Multi Strategy Fund^a (BQU925)	17/3/2021
CASH Prime Value Equity OFC (BRS794)		22/2/2022
Cedar KYY Special Situation OFC^a (BOT622)		18/9/2019
Chartwell Capital Open-ended Fund Company^a (BTH402)		13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Asia Pacific Growth Fund^a (BTH405)	13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Asia Pacific Income Fund^a (BTH404)	13/1/2023
Chartwell Capital Open-ended Fund Company^a (BTH402)	Chartwell Hong Kong Engagement Fund^a (BTH403)	13/1/2023
Checkmate Open-ended Fund Company^a (BSF471)		11/3/2022
Checkmate Open-ended Fund Company^a (BSF471)	Checkmate Asia Credit Opportunity Fund^a (BSF472)	11/3/2022
Checkmate Open-ended Fund Company^a (BSF471)	Checkmate Astrapto Special Situations Fund^a (BSZ899)	29/9/2022
China Alpha Black Dragon OFC^a (BTE080)		29/11/2022
China Alpha Black Dragon OFC^a (BTE080)	China Alpha Black Dragon I^a (BTE081)	29/11/2022
China Alpha Vision OFC^a (BSD969)		14/2/2022
China Alpha Vision OFC^a (BSD969)	China Alpha Vision I Fund^a (BSD970)	14/2/2022
ChinaAMC ESG OFC (BSW665)		15/12/2022
ChinaAMC ESG OFC (BSW665)	ChinaAMC Asia ESG Bond Fund (BSW666)	15/12/2022
CIS FUND OFC^a (BRO022)		20/8/2021
CIS FUND OFC^a (BRO022)	CHINA QUJIANG FUND^a (BTP253)	6/4/2023
CIS FUND OFC^a (BRO022)	CIS OPPORTUNITIES I FUND^a (BSQ319)	15/6/2022
CIS FUND OFC^a (BRO022)	CIS OPPORTUNITIES II FUND^a (BSZ509)	29/9/2022
CIS FUND OFC^a (BRO022)	CIS Pre-IPO Fund^a (BRO023)	20/8/2021
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)		28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA China Multi-Asset Income Fund (BSV112)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA China-Hong Kong Equity Fund (BSV111)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA Hong Kong High Dividend Equity Fund (BSV108)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA RMB Total Return China Bond Fund (BSV110)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA Short Duration China Bond Fund (BSV109)	28/12/2022
CLSA Global Public Fund Series Open-ended Fund Company (BSV107)	CLSA US Dollar Money Market Fund (BSV113)	28/12/2022
Cornucopia Contra OFC^a (BSD928)		15/2/2022
Duo Macro Investment OFC^a (BTE327)		1/12/2022
Duo Macro Investment OFC^a (BTE327)	Duo Macro Investment Fund 1^a (BTE328)	1/12/2022
Excelerate Global Diversified OFC^a (BTP164)		20/4/2023
Excelerate Global Diversified OFC^a (BTP164)	Excelerate Absolute Return Fund^a (BTP165)	20/4/2023
Excelerate Global Diversified OFC^a (BTP164)	Excelerate Multi Asset Income Fund^a (BTP166)	20/4/2023
First Shanghai Master Investment OFC^a (BTH823)		17/1/2023
First Shanghai Master Investment OFC^a (BTH823)	First Shanghai Fixed Income Total Return Fund^a (BTH824)	17/1/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)		31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Innovation Sub-fund^a (BTT065)	31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Luminance Sub-fund^a (BTT067)	31/5/2023
Fortune New Horizon Open-ended Fund Company^a (BTT064)	Fortune Vista Sub-fund^a (BTT066)	31/5/2023
Fortune Unite Fund OFC^a (BTE850)		9/12/2022
Fortune Unite Fund OFC^a (BTE850)	BC Fortune Unite Fund^a (BTE851)	9/12/2022
Fosun Asset Management OFC^a (BRW128)		29/11/2021
Fosun Asset Management OFC^a (BRW128)	Fosun Asset Management Global Investment Grade Bond Fund^a (BRW129)	29/11/2021
Fu Wun Lai OFC^a (BSJ679)		19/5/2022
Fu Wun Lai OFC^a (BSJ679)	FWL Fund I^a (BSJ680)	19/5/2022
Gate3 OFC^a (BRY665)		31/12/2021
Gate3 OFC^a (BRY665)	Global Company Portfolio^a (BRY666)	31/12/2021
GBA Multi Strategy OFC^a (BTM992)		20/3/2023
GBA Multi Strategy OFC^a (BTM992)	GBA Fixed Income Opportunity Fund^a (BTM993)	20/3/2023
GC OFC^a (BQA902)		15/9/2020
GC OFC^a (BQA902)	GCV Fund^a (BQA903)	15/9/2020
GC OFC^a (BQA902)	Parkland Global Opportunity Fund^a (BQA904)	15/9/2020
GF Open-ended Fund Company (BTE501)		1/3/2023
GF Open-ended Fund Company (BTE501)	GF USD Money Market Fund (BTE502)	1/3/2023
GLOBAL OPPORTUNITIES INVESTMENTS FUND OFC^a (BQU933)		17/3/2021
GLOBAL OPPORTUNITIES INVESTMENTS FUND OFC^a (BQU933)	GLOBAL OPPORTUNITIES INVESTMENTS MINING FUND^a (BQU934)	17/3/2021
Golden Lion Capital OFC^a (BSW253)		26/8/2022
Golden Lion Capital OFC^a (BSW253)	Giulia Capital Fund^a (BSW254)	26/8/2022
Golden Peak Investment Fund OFC^a (BRS926)		27/10/2021
Golden Peak Investment Fund OFC^a (BRS926)	ChinaRe Golden Peak Quantitative Investment Fund^a (BRS927)	27/10/2021
Grandeur Capital OFC^a (BRP446)		7/9/2021
Grandeur Capital OFC^a (BRP446)	Grandeur Capital Growth Fund 1^a (BRP447)	7/9/2021
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)		30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	Capital Stable Income Fund^a (BSZ353)	30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	China Balanced Multi-Strategy Fund of Funds^a (BSZ352)	30/9/2022
Guosen Global Markets Investment Open-ended Fund Company^a (BSZ351)	Macro-hedge Dynamic Fund^a (BSZ354)	30/9/2022
Guotai Junan Investment Funds OFC (BTF709)		4/4/2023
Guotai Junan Investment Funds OFC (BTF709)	Guotai Junan HKD Money Market Fund (BTF710)	4/4/2023
Guotai Junan Investment Funds OFC (BTF709)	Guotai Junan USD Money Market Fund (BTF711)	4/4/2023
Guoyuan International Investment Series OFC^a (BSM511)		9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan China Economy Transition Fund^a (BSM512)	9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan China SOE Fixed Income Fund^a (BSM513)	9/6/2022
Guoyuan International Investment Series OFC^a (BSM511)	Guoyuan Flexible Allocation Fund^a (BSM514)	9/6/2022
Hamon Capital Partners OFC^a (BRP691)		10/9/2021
Harbour Central Open-ended Fund Company^a (BSD816)		8/2/2022
Harbour Central Open-ended Fund Company^a (BSD816)	Harbour Central Mixed-Strategy Fund^a (BSD817)	8/2/2022
Hectoron Supply Chain Finance Credit OFC^a (BSR899)		18/7/2022
HF Fortune OFC^a (BTM794)		13/3/2023
HF Fortune OFC^a (BTM794)	HF Fixed Income Prudent Fund^a (BTM795)	13/3/2023
HGC Real Estate Series OFC^a (BTL315)		27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Income Property Fund II^a (BTL319)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Income Property Fund I^a (BTL318)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Multifamily Fund II^a (BTL317)	27/2/2023
HGC Real Estate Series OFC^a (BTL315)	HGC Texas Multifamily Fund I^a (BTL316)	27/2/2023
HOCA CAPITAL HK OFC^a (BSU510)		16/8/2022
HOCA CAPITAL HK OFC^a (BSU510)	China Rehabilitation Medical Investment Service Fund^a (BSU511)	16/8/2022
Hover4pi Fund I OFC^a (BSL505)		27/5/2022
Hua Woo Value Growth Investment Fund OFC^a (BRL980)		11/8/2021
Hua Woo Value Growth Investment Fund OFC^a (BRL980)	Opus One Value Growth Fund^a (BRL981)	11/8/2021
HuaAn Investment Fund II OFC^a (BSP587)		15/6/2022
HuaAn Investment Fund II OFC^a (BSP587)	HuaAn US Innovation Dynamic Equity Fund^a (BSP588)	15/6/2022
HuaAn Investment Fund OFC (BSJ880)		22/8/2022
HuaAn Investment Fund OFC (BSJ880)	HuaAn High Yield Bond Fund (BSJ882)	22/8/2022
HuaAn Investment Fund OFC (BSJ880)	HuaAn Investment Grade Bond Fund (BSJ881)	22/8/2022
Huashe Global Advantage OFC^a (BRW671)		9/12/2021
Huashe Global Advantage OFC^a (BRW671)	HS Prime Dynamic Fund^a (BRW672)	9/12/2021
HZ SKR Fund OFC^a (BSF410)		25/3/2022
HZ SKR Fund OFC^a (BSF410)	SKR Biomed Fund^a (BSF411)	25/3/2022
iFree Capital Market OFC^a (BRT227)		3/11/2021
iFree Capital Market OFC^a (BRT227)	iFREE Growth & Income Fund^a (BRT228)	3/11/2021
Infinitus Global Growth OFC^a (BSQ904)		7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Diversified Equity Fund^a (BSQ907)	7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Investment Fund^a (BSQ905)	7/7/2022
Infinitus Global Growth OFC^a (BSQ904)	Infinitus Global Sustainable Fund^a (BSQ906)	7/7/2022
Innovax Capital OFC^a (BSR554)		13/7/2022
Innovax Capital OFC^a (BSR554)	Innovax Captial Investment Growth Fund^a (BSR555)	13/7/2022
Innovax Investment OFC^a (BTH368)		11/1/2023
Innovax Investment OFC^a (BTH368)	lnnovax Capital Investment Strategic Fund^a (BTH369)	11/1/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)		24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity I Fund^a (BTK917)	24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity II Fund^a (BTK918)	24/2/2023
JQ Multi-Strategy Open-ended Fund Company^a (BTK916)	JQ Opportunity III Fund^a (BTK919)	24/2/2023
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)		9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity I Fund^a (BRW800)	9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity II Fund^a (BRW801)	9/12/2021
Kingbridge Capital Multi-Strategy Fund OFC^a (BRW799)	Kingbridge Capital Opportunity III Fund^a (BRW802)	9/12/2021
Legend Arb Multi Strategy OFC^a (BRS087)		20/10/2021
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Gold Star Income Fund^a (BSR858)	13/7/2022
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Multi Strategy Fund - CNH^a (BRS089)	20/10/2021
Legend Arb Multi Strategy OFC^a (BRS087)	Legend Arb Multi Strategy Fund - USD^a (BRS088)	20/10/2021
LF Multi Strategy OFC^a (BRV825)		26/11/2021
LF Multi Strategy OFC^a (BRV825)	LF Emerging Industries Fund^a (BRV828)	26/11/2021
LF Multi Strategy OFC^a (BRV825)	LFX Property Development Fund^a (BRV827)	26/11/2021
Lion Rock Series Fund OFC^a (BRC243)		17/5/2021
Lion Rock Series Fund OFC^a (BRC243)	Lion Rock Alpha Selected Fund^a (BRC244)	17/5/2021
Longriver Investment Partners OFC^a (BST881)		4/8/2022
Longriver Investment Partners OFC^a (BST881)	Longriver Partners Fund^a (BST882)	4/8/2022
MAP Partners Funds OFC^a (BRY647)		31/12/2021
MAP Partners Funds OFC^a (BRY647)	MAP Partners CarbonZero Fund^a (BRY648)	31/12/2021
Masan Capital OFC^a (BSQ874)		29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Growth Opportunities Fund^a (BSQ876)	29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Hong Kong Equity Fund^a (BSQ875)	29/6/2022
Masan Capital OFC^a (BSQ874)	Masan Special Opportunities Fund^a (BSQ877)	29/6/2022
Maxa Multi Asset OFC^a (BRO824)		27/8/2021
Maxa Multi Asset OFC^a (BRO824)	Maxa Multi Asset Dynamic^a (BRO826)	27/8/2021
Maxa Multi Asset OFC^a (BRO824)	Maxa Multi Asset Growth^a (BRO825)	27/8/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)		24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 1^a (BRY284)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 2^a (BRY285)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 3^a (BRY286)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 4^a (BRY287)	24/12/2021
Mirae Asset Alpha Growth Fund OFC^a (BRY283)	Mirae Asset Alpha 5^a (BRY288)	24/12/2021
New Founder OFC^a (BRV686)		24/11/2021
New Founder OFC^a (BRV686)	New Founder Global Allocation (Balanced) Fund^a (BRV687)	24/11/2021
New Founder OFC^a (BRV686)	New Founder Global Allocation (Enhanced) Fund^a (BSL937)	26/5/2022
New Founder OFC^a (BRV686)	New Founder Global Allocation (Stable) Fund^a (BSL936)	26/5/2022
New Vision Capital Partners OFC^a (BSI950)		5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite I Fund^a (BSI951)	5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite II Fund^a (BSI952)	5/5/2022
New Vision Capital Partners OFC^a (BSI950)	New Vision Capital Partners Elite III Fund^a (BSI953)	5/5/2022
New Vision Growth OFC^a (BTC663)		10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund III^a (BTC666)	10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund II^a (BTC665)	10/11/2022
New Vision Growth OFC^a (BTC663)	New Vision Growth Fund I^a (BTC664)	10/11/2022
NEW WEALTH CHANGAN CHINA MULTI-STRATEGY OFC^a (BTQ664)		21/4/2023
NEW WEALTH CHANGAN CHINA MULTI-STRATEGY OFC^a (BTQ664)	NEW WEALTH CHANGAN CHINA SUPPLEMENT FUND 1^a (BTQ665)	21/4/2023
Omnix Asia Fund Limited OFC^a (BSH181)		6/4/2022
Pacific Hawk Global Fund OFC^a (BOR317)		23/8/2019
Pan Asia Open-ended Fund Company^a (BTU301)		7/6/2023
Pan Asia Open-ended Fund Company^a (BTU301)	Pan Asia China Fixed Income Fund^a (BTU302)	7/6/2023
P.B. Capital OFC^a (BSQ305)		28/6/2022
P.B. Capital OFC^a (BSQ305)	P.B. Capital OF1^a (BSQ306)	28/6/2022
PIMCO Funds: Hong Kong OFC (BSQ813)		26/10/2022
PIMCO Funds: Hong Kong OFC (BSQ813)	PIMCO Asia Bond Fund (BSQ814)	26/10/2022
PIMCO Funds: Hong Kong OFC (BSQ813)	PIMCO Income Fund (BSQ815)	26/10/2022
Pine Garden Growth Open-ended Fund Company^a (BTO764)		31/3/2023
Pine Garden Growth Open-ended Fund Company^a (BTO764)	Pine Garden Technology Growth Fund^a (BTO765)	31/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)		8/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)	Pine Garden Discovery Sub-Fund^a (BTM719)	8/3/2023
Pine Garden Open-ended Fund Company^a (BTM718)	Pine Garden Opportunities Sub-Fund^a (BTM720)	8/3/2023
Pristine View OFC^a (BSW754)		30/8/2022
Pristine View OFC^a (BSW754)	Affinity Bay Fund^a (BSW755)	30/8/2022
Qianxing Capital Global OFC^a (BTS884)		29/5/2023
Qianxing Capital Global OFC^a (BTS884)	Qianxing Global Strategy Fund^a (BTS885)	29/5/2023
QX Asset Management OFC^a (BTT150)		31/5/2023
QX Asset Management OFC^a (BTT150)	QX Global Quantitative Managed Futures Fund^a (BTT151)	31/5/2023
RAM OFC^a (BTM195)		1/3/2023
RAM OFC^a (BTM195)	MH Fund - Absolute Return Strategy I^a (BTM196)	1/3/2023
RAM OFC^a (BTM195)	MH Fund - Special Opportunities I^a (BTM197)	1/3/2023
RAM OFC^a (BTM195)	RAM Credit Income Fund^a (BTM198)	1/3/2023
Redbridge Capital Global Opportunities OFC^a (BTC931)		15/11/2022
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 1^a (BTC932)	15/11/2022
Redbridge Capital Global Opportunities OFC^a (BTC931)	Redbridge Capital Global Opportunities 2^a (BTC933)	15/11/2022
Richwood Capital Market OFC^a (BSX388)		13/9/2022
Richwood Capital Market OFC^a (BSX388)	Richwood Global Multi-Assets Growth & Income Fund^a (BSX389)	13/9/2022
Richwood Capital Market OFC^a (BSX388)	Richwood Multi-Assets Covered Call Fund^a (BSX391)	13/9/2022
Richwood Capital Market OFC^a (BSX388)	Richwood Stable Growth & Income Fund^a (BSX390)	13/9/2022
Richwood OFC^a (BTT081)		25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund III^a (BTT084)	25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund II^a (BTT083)	25/5/2023
Richwood OFC^a (BTT081)	Richwood Fund I^a (BTT082)	25/5/2023
River Capital China Select Fund OFC^a (BSR596)		13/7/2022
RiverCircle Fund OFC^a (BSX573)		20/9/2022
RiverCircle Fund OFC^a (BSX573)	RiverCircle Mid-Cap Value Fund^a (BSX574)	20/9/2022
Rui Da International Open-ended Fund Company^a (BRV713)		24/11/2021
Rui Da International Open-ended Fund Company^a (BRV713)	Rui Da International No.5^a (BRV714)	24/11/2021
Rui Da International Open-ended Fund Company^a (BRV713)	Rui Da International No.6^a (BRV715)	24/11/2021
Safari Global Dynamic OFC^a (BSF751)		30/3/2022
Safari Global Dynamic OFC^a (BSF751)	AI, Esports, Aerospace, Fintech and Innovation Fund^a (BSF756)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Consumer Opportunities Fund^a (BSF754)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Emerging Asia Opportunities Fund^a (BSF752)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Global Technology and Innovation Fund^a (BSF757)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Great IPO Opportunities Fund^a (BSF753)	30/3/2022
Safari Global Dynamic OFC^a (BSF751)	Healthcare and Better Life Fund^a (BSF755)	30/3/2022
Shanghai Trust Fund OFC^a (BSS648)		29/7/2022
Shanghai Trust Fund OFC^a (BSS648)	Shanghai Trust Anchor Fund^a (BSS649)	29/7/2022
Shanghai Trust Fund OFC^a (BSS648)	Shanghai Trust Flexible Income Fund^a (BSS650)	29/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)		19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Absolute Return Fund^a (BSR993)	19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Stable Income Fund^a (BSR992)	19/7/2022
SilkyWater Multi-Strategy OFC^a (BSR990)	Value Investment Fund^a (BSR991)	19/7/2022
Silverstone OFC^a (BRU767)		11/11/2021
Silverstone OFC^a (BRU767)	Silverstone Hong Kong Core Enhanced Fund^a (BRU768)	11/11/2021
Solomon Capital Fund OFC^a (BRR272)		29/9/2021
Solomon Capital Fund OFC^a (BRR272)	Solomon Capital Absolute Return Strategies Fund^a (BRR273)	29/9/2021
SP Mondevert Capital OFC^a (BTP449)		19/4/2023
SP Mondevert Capital OFC^a (BTP449)	SPMV Asia Opportunity Fund I^a (BTP450)	19/4/2023
Space Prospering Wealth OFC^a (BRO575)		25/8/2021
Space Prospering Wealth OFC^a (BRO575)	Space Prospering Wealth Pre-IPO Fund^a (BRO576)	25/8/2021
Spring OFC^a (BSM393)		6/6/2022
Spring OFC^a (BSM393)	Spring Growth Fund^a (BSM394)	6/6/2022
Standard Perpetual Global OFC^a (BSR018)		12/7/2022
Standard Perpetual Global OFC^a (BSR018)	Standard Perpetual Selected Growth Fund^a (BSR019)	12/7/2022
StormHarbour Fund Services OFC^a (BPX910)		12/8/2020
StormHarbour Fund Services OFC^a (BPX910)	StormHarbour Family Office Allocator - Core Bond Strategy Fund^a (BPX911)	12/8/2020
StormHarbour Fund Services OFC^a (BPX910)	StormHarbour Family Office Allocator - ETF Strategy Fund^a (BPX912)	12/8/2020
SWK Dynamic OFC^a (BSJ876)		23/5/2022
Taikang Premier Investment OFC^a (BRH817)		12/7/2021
Taikang Premier Investment OFC^a (BRH817)	Taikang Capital Stable Fund^a (BSR108)	8/7/2022
Taikang Premier Investment OFC^a (BRH817)	Taikang Stable Growth Fund^a (BRH818)	12/7/2021
Tianda Asset Management OFC^a (BTI144)		19/1/2023
Tianda Asset Management OFC^a (BTI144)	Tianda Growth Fund^a (BTI145)	19/1/2023
Tianqin International OFC^a (BRS661)		22/10/2021
Tianqin International OFC^a (BRS661)	Tianqin Growth No 1 Fund^a (BRS662)	22/10/2021
Tianqin International OFC^a (BRS661)	Tianqin Growth No 2 Fund^a (BRS663)	22/10/2021
Titan OFC^a (BSC865)		8/2/2022
Titan OFC^a (BSC865)	Titan Global Flexible Fund^a (BSC867)	8/2/2022
Titan OFC^a (BSC865)	Titan Global Macro Enhanced Strategy^a (BSC866)	8/2/2022
Touch Star Technology Fund OFC^a (BRS332)		20/10/2021
TradArt OFC^a (BSP641)		20/6/2022
TradArt OFC^a (BSP641)	TradArt Series Fund I^a (BSP642)	20/6/2022
Vered Investment Fund OFC^a (BRS525)		25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Equity Stable Return Fund^a (BRS526)	25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Global Fixed Income Premium Fund^a (BRS527)	25/10/2021
Vered Investment Fund OFC^a (BRS525)	Vered Multi Strategy Fund^a (BRS528)	25/10/2021
VIC Global Fund OFC^a (BSM582)		13/6/2022
VIC Global Fund OFC^a (BSM582)	VIC Global Multi-Asset Long-Short Investment Fund^a (BSM583)	13/6/2022
Victory Privilege Fund OFC^a (BRT100)		3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Bond Connect Fund^a (BRT103)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Equity Long Fund^a (BRT105)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Greater China Growth Fund^a (BRT102)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Victory Strategic Fund^a (BRT104)	3/11/2021
Victory Privilege Fund OFC^a (BRT100)	Winner Global Fund^a (BRT101)	3/11/2021
Wave Rider Capital Open-ended Fund Company^a (BRZ540)		10/1/2022
Wave Rider Capital Open-ended Fund Company^a (BRZ540)	Wave Rider Capital Sustainable Energy Fund^a (BRZ541)	10/1/2022
Wealthpath OFC^a (BTO885)		4/4/2023
Wealthpath OFC^a (BTO885)	Wealthpath Income Fund^a (BTO886)	4/4/2023
Wealthy Mountain Funds OFC^a (BTK530)		13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.1 Fund^a (BTK531)	13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.2 Fund^a (BTK532)	13/2/2023
Wealthy Mountain Funds OFC^a (BTK530)	Wealthy Mountain No.3 Fund^a (BTK533)	13/2/2023
Wealthy Mountain Global Funds OFC^a (BTR355)		11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund III^a (BTR358)	11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund II^a (BTR357)	11/5/2023
Wealthy Mountain Global Funds OFC^a (BTR355)	Wealthy Mountain Fund I^a (BTR356)	11/5/2023
White River Capital Fund I OFC^a (BTM327)		22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Asia Fund I^a (BTM331)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Foods Fund I^a (BTM329)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Global Fund I^a (BTM330)	22/2/2023
White River Capital Fund I OFC^a (BTM327)	White River Capital Securities Fund I^a (BTM328)	22/2/2023
XINAN OFC^a (BSE931)		16/3/2022
XINAN OFC^a (BSE931)	Quantum XINAN Fund^a (BSE932)	16/3/2022
XINAN OFC^a (BSE931)	XINAN No. 1 Fund^a (BSE933)	16/3/2022
Yau Wai Capital OFC^a (BRK420)		29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 1^a (BRK421)	29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 2^a (BRK422)	29/7/2021
Yau Wai Capital OFC^a (BRK420)	Yau Wai Asia Opportunities Fund 3^a (BRK423)	29/7/2021
ZH Global Multi-Asset Fund OFC^a (BTK436)		8/2/2023
ZH Global Multi-Asset Fund OFC^a (BTK436)	Richglory Fund^a (BTK437)	8/2/2023
Zhong Ou International OFC^a (BTG612)		4/1/2023
Zhong Ou International OFC^a (BTG612)	Zhong Ou Stable Income Fund^a (BTG613)	4/1/2023
Zijing Asset Management OFC^a (BSI351)		3/5/2022
Zijing Asset Management OFC^a (BSI351)	Zijing Pre-IPO Fund I^a (BSI352)	3/5/2022
Zijing Capital Growth OFC^a (BTP151)		3/5/2023
Zijing Capital Growth OFC^a (BTP151)	Zijing Commodity Fund I^a (BTP152)	3/5/2023

a. This open-ended fund company (OFC) or sub-fund is not authorised under section 104 of the Securities and Futures Ordinance (SFO). Accordingly, it may not be offered to the public in Hong Kong unless an exemption under the SFO applies.

Notes:

Information posted on the above list is updated from time to time upon registration of OFC(s). Please note that it may take time for information received from the applicant to be posted to the repository.

Information relating to the incorporation and corporate filings of OFCs is available on the Companies Registry's website.

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Investment-Linked Assurance Schemes

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Mandatory Provident Funds

Pooled Retirement Funds

Paper Gold Schemes

Open-Ended Fund Companies

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Exchange Traded Funds

Leveraged and Inverse Products

Real Estate Investment Trusts

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Mainland-Hong Kong Stock Connect

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Introduction