Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 04/10/2013,1,CHEUNG KONG,11250087,1386010718 04/10/2013,2,CLP HOLDINGS,35214663,2218523769 04/10/2013,3,HK & CHINA GAS,156817607,2919943842 04/10/2013,4,WHARF HOLDINGS,19769761,1349286188 04/10/2013,5,HSBC HOLDINGS,34152947,2880801079 04/10/2013,6,POWER ASSETS,7941520,539229208 04/10/2013,11,HANG SENG BANK,16716153,2131309508 04/10/2013,12,HENDERSON LAND,15636692,746652043 04/10/2013,13,HUTCHISON,21479053,2084542094 04/10/2013,16,SHK PPT,14540231,1528178278 04/10/2013,17,NEW WORLD DEV,30228803,355490723 04/10/2013,19,SWIRE PACIFIC A,3884524,358735791 04/10/2013,23,BANK OF E ASIA,34931451,1145751593 04/10/2013,27,GALAXY ENT,30575398,1739740146 04/10/2013,53,GUOCO GROUP,0,0 04/10/2013,56,ALLIED PPT (HK),0,0 04/10/2013,66,MTR CORPORATION,6637791,205107742 04/10/2013,83,SINO LAND,24199048,278773033 04/10/2013,86,SUN HUNG KAI CO,0,0 04/10/2013,101,HANG LUNG PPT,38667272,1003415708 04/10/2013,133,CHINA MERCHANTS,36000,381600 04/10/2013,135,KUNLUN ENERGY,62162903,708657094 04/10/2013,144,CHINA MER HOLD,19033915,561500493 04/10/2013,151,WANT WANT CHINA,232490408,2794534704 04/10/2013,165,CHINA EB LTD,1238958,12786047 04/10/2013,168,TSINGTAO BREW,25797715,1522065185 04/10/2013,171,SILVER GRANT,0,0 04/10/2013,194,LIU CHONG HING,0,0 04/10/2013,267,CITIC PACIFIC,209609362,2335048293 04/10/2013,291,CHINA RESOURCES,61983329,1568178224 04/10/2013,293,CATHAY PAC AIR,29159081,442051668 04/10/2013,302,WING HANG BANK,329982,37221970 04/10/2013,322,TINGYI,66746949,1332269102 04/10/2013,358,JIANGXI COPPER,96101077,1435750090 04/10/2013,373,ALLIED GROUP,0,0 04/10/2013,386,SINOPEC CORP,350463477,2176378192 04/10/2013,388,HKEX,31504477,3972714550 04/10/2013,390,CHINA RAILWAY,256848637,1071058816 04/10/2013,440,DAH SING,0,0 04/10/2013,489,DONGFENG GROUP,42986509,502942155 04/10/2013,494,LI & FUNG,749688304,8486471601 04/10/2013,662,ASIA FINANCIAL,0,0 04/10/2013,688,CHINA OVERSEAS,229366193,5321295678 04/10/2013,700,TENCENT,12935523,5422571242 04/10/2013,721,C FIN INT INV,14990000,4946700 04/10/2013,728,CHINA TELECOM,208403925,846119936 04/10/2013,753,AIR CHINA,67016319,349155022 04/10/2013,762,CHINA UNICOM,206574530,2739178268 04/10/2013,806,VALUE PARTNERS,1480000,6941200 04/10/2013,836,CHINA RES POWER,19261417,358262356 04/10/2013,857,PETROCHINA,375533848,3233346431 04/10/2013,883,CNOOC,148510268,2379134493 04/10/2013,902,HUANENG POWER,150906064,1205739451 04/10/2013,914,ANHUI CONCH,237479902,6150729462 04/10/2013,916,CHINA LONGYUAN,102993359,848665278 04/10/2013,939,CCB,637227687,3867972060 04/10/2013,941,CHINA MOBILE,61943763,5203276092 04/10/2013,966,CHINA TAIPING,3982024,46430400 04/10/2013,992,LENOVO GROUP,494331086,4058458216 04/10/2013,998,CITIC BANK,292491495,1190440385 04/10/2013,1031,KINGSTON FIN,3852000,2734920 04/10/2013,1044,HENGAN INT'L,23293562,2134854957 04/10/2013,1066,WEIGAO GROUP,156681803,1204883065 04/10/2013,1088,CHINA SHENHUA,132887248,3136139053 04/10/2013,1099,SINOPHARM,73745956,1471969282 04/10/2013,1109,CHINA RES LAND,65569293,1442524446 04/10/2013,1111,CHONG HING BANK,369000,12472200 04/10/2013,1157,ZOOMLION,282198315,1983854154 04/10/2013,1171,YANZHOU COAL,364307610,2786953217 04/10/2013,1199,COSCO PACIFIC,31715391,383756231 04/10/2013,1288,ABC,944234014,3437011811 04/10/2013,1299,AIA,69731289,2587030822 04/10/2013,1336,NCI,9300115,213437639 04/10/2013,1339,PICC GROUP,302756142,1138363094 04/10/2013,1398,ICBC,963390776,5308283176 04/10/2013,1788,GUOTAI JUNAN I,5042877,16540637 04/10/2013,1800,CHINA COMM CONS,149869391,927691530 04/10/2013,1880,BELLE INT'L,314844493,3608117890 04/10/2013,1898,CHINA COAL,540918236,2536906527 04/10/2013,1928,SANDS CHINA LTD,40833129,2053906389 04/10/2013,1988,MINSHENG BANK,1263001782,11771176608 04/10/2013,2238,GAC GROUP,83992768,708059034 04/10/2013,2318,PING AN,284182834,16752578064 04/10/2013,2328,PICC P&C,74463885,801231403 04/10/2013,2333,GREATWALL MOTOR,78565948,3472614902 04/10/2013,2338,WEICHAI POWER,44559275,1381337525 04/10/2013,2356,DAHSING BANKING,2960606,40619514 04/10/2013,2378,PRU,0,0 04/10/2013,2388,BOC HONG KONG,39037902,970091865 04/10/2013,2601,CPIC,101147377,2907987089 04/10/2013,2628,CHINA LIFE,144091699,2968288999 04/10/2013,2883,CHINA OILFIELD,24043741,482077007 04/10/2013,2888,STANCHART,3320062,601595234 04/10/2013,2899,ZIJIN MINING,1072081857,1940468161 04/10/2013,3323,CNBM,399296030,3062600550 04/10/2013,3328,BANKCOMM,184520510,1072064163 04/10/2013,3360,FE HORIZON,29233957,152016576 04/10/2013,3618,CQRC BANK,129454755,489338974 04/10/2013,3968,CM BANK,209629765,3064787164 04/10/2013,3988,BANK OF CHINA,1478324089,5336749961 04/10/2013,6030,CITIC SEC,127903950,2087392464 04/10/2013,6837,HAITONG SEC,82792513,1010068659 04/10/2013,6881,CGS,0,0