Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 05/09/2014,1,CHEUNG KONG,6151697,871695465 05/09/2014,2,CLP HOLDINGS,29926972,1987150941 05/09/2014,3,HK & CHINA GAS,123397727,2218691131 05/09/2014,4,WHARF HOLDINGS,29306360,1828716864 05/09/2014,5,HSBC HOLDINGS,32303938,2700609217 05/09/2014,6,POWER ASSETS,6503402,479300727 05/09/2014,11,HANG SENG BANK,15493304,2043566798 05/09/2014,12,HENDERSON LAND,24660941,1352652614 05/09/2014,13,HUTCHISON,9361584,966115469 05/09/2014,16,SHK PPT,27133231,3212574550 05/09/2014,17,NEW WORLD DEV,42684332,440502306 05/09/2014,19,SWIRE PACIFIC A,4939170,527009439 05/09/2014,23,BANK OF E ASIA,30798762,1027138713 05/09/2014,27,GALAXY ENT,59271805,3357747753 05/09/2014,53,GUOCO GROUP,0,0 05/09/2014,56,ALLIED PPT (HK),0,0 05/09/2014,66,MTR CORPORATION,7750454,247627005 05/09/2014,83,SINO LAND,30510009,427140126 05/09/2014,86,SUN HUNG KAI CO,3155453,20636663 05/09/2014,101,HANG LUNG PPT,38108314,964140344 05/09/2014,133,CHINA MERCHANTS,0,0 05/09/2014,135,KUNLUN ENERGY,112541731,1460791668 05/09/2014,144,CHINA MER HOLD,29769809,779968996 05/09/2014,151,WANT WANT CHINA,574962777,5634635215 05/09/2014,165,CHINA EB LTD,10185701,163989786 05/09/2014,168,TSINGTAO BREW,28370872,1665370186 05/09/2014,171,SILVER GRANT,0,0 05/09/2014,194,LIU CHONG HING,298000,3134960 05/09/2014,267,CITIC,275061354,4092912948 05/09/2014,291,CHINA RESOURCES,46392425,985839031 05/09/2014,293,CATHAY PAC AIR,30248287,434365401 05/09/2014,302,WING HANG BANK,110500,13458900 05/09/2014,322,TINGYI,40614745,889462916 05/09/2014,358,JIANGXI COPPER,59366631,844193493 05/09/2014,373,ALLIED GROUP,0,0 05/09/2014,386,SINOPEC CORP,410149125,3334512386 05/09/2014,388,HKEX,14765842,2682953491 05/09/2014,390,CHINA RAILWAY,198059777,847695846 05/09/2014,412,HERITAGE INT'L,0,0 05/09/2014,440,DAH SING,71100,3523005 05/09/2014,489,DONGFENG GROUP,47489900,660109610 05/09/2014,494,LI & FUNG,487518825,4763058920 05/09/2014,530,GOLDIN FIN HOLD,0,0 05/09/2014,626,PUBLIC FIN HOLD,0,0 05/09/2014,662,ASIA FINANCIAL,0,0 05/09/2014,665,HAITONG INT'L,12446102,60363595 05/09/2014,688,CHINA OVERSEAS,163803326,3701955168 05/09/2014,700,TENCENT,126927064,16284742311 05/09/2014,721,C FIN INT INV,0,0 05/09/2014,728,CHINA TELECOM,282981118,1423395024 05/09/2014,753,AIR CHINA,51600255,266257316 05/09/2014,762,CHINA UNICOM,199652252,2779159348 05/09/2014,806,VALUE PARTNERS,1369000,8652080 05/09/2014,836,CHINA RES POWER,10367257,253479434 05/09/2014,857,PETROCHINA,314617994,3611814571 05/09/2014,883,CNOOC,134901741,2085580916 05/09/2014,902,HUANENG POWER,297041599,2795161447 05/09/2014,914,ANHUI CONCH,326123935,9082551590 05/09/2014,916,CHINA LONGYUAN,70791011,603139414 05/09/2014,931,CHINA LNG,6175000,8336250 05/09/2014,939,CCB,537861849,3200278002 05/09/2014,941,CHINA MOBILE,61553105,6167621121 05/09/2014,966,CHINA TAIPING,4868346,94348545 05/09/2014,992,LENOVO GROUP,584973173,7206869491 05/09/2014,998,CITIC BANK,324721057,1607369232 05/09/2014,1031,KINGSTON FIN,0,0 05/09/2014,1044,HENGAN INT'L,18419815,1511345821 05/09/2014,1066,WEIGAO GROUP,69756228,556654699 05/09/2014,1088,CHINA SHENHUA,215163602,5045586467 05/09/2014,1099,SINOPHARM,58118179,1627309012 05/09/2014,1109,CHINA RES LAND,58116445,1086777522 05/09/2014,1111,CHONG HING BANK,117073,2130729 05/09/2014,1171,YANZHOU COAL,287190983,1978745873 05/09/2014,1199,COSCO PACIFIC,19794294,218133120 05/09/2014,1211,BYD COMPANY,63960484,3632955491 05/09/2014,1288,ABC,532682672,1965599060 05/09/2014,1299,AIA,53419855,2313079722 05/09/2014,1336,NCI,4778116,135698494 05/09/2014,1339,PICC GROUP,76732636,266262247 05/09/2014,1359,CHINA CINDA,280707286,1091951343 05/09/2014,1398,ICBC,829469335,4421071556 05/09/2014,1788,GUOTAI JUNAN I,7125614,41756098 05/09/2014,1800,CHINA COMM CONS,95066499,547583034 05/09/2014,1880,BELLE INT'L,272913022,2761879783 05/09/2014,1898,CHINA COAL,704727527,3446117607 05/09/2014,1928,SANDS CHINA LTD,43522521,2097785512 05/09/2014,1963,BCQ,0,0 05/09/2014,1988,MINSHENG BANK,844790171,6411957398 05/09/2014,2238,GAC GROUP,64545165,553152064 05/09/2014,2318,PING AN,412751150,27303488573 05/09/2014,2319,MENGNIU DAIRY,51748954,1917298746 05/09/2014,2328,PICC P&C,106417514,1581364258 05/09/2014,2333,GREATWALL MOTOR,108033192,3629915251 05/09/2014,2338,WEICHAI POWER,92535875,2863985331 05/09/2014,2356,DAHSING BANKING,606307,9070353 05/09/2014,2378,PRU,0,0 05/09/2014,2388,BOC HONG KONG,107648970,2836550360 05/09/2014,2601,CPIC,157726308,4723902925 05/09/2014,2628,CHINA LIFE,188584731,4441170415 05/09/2014,2883,CHINA OILFIELD,71078440,1617034510 05/09/2014,2888,STANCHART,4343059,683163181 05/09/2014,3323,CNBM,342796332,2642959720 05/09/2014,3328,BANKCOMM,138375941,803964217 05/09/2014,3360,FE HORIZON,14970508,104793556 05/09/2014,3618,CQRC BANK,100655962,390545133 05/09/2014,3698,HUISHANG BANK,10056596,34091860 05/09/2014,3968,CM BANK,200466390,2998977194 05/09/2014,3988,BANK OF CHINA,797377808,2982193002 05/09/2014,6030,CITIC SEC,103530304,2043688201 05/09/2014,6138,HARBIN BANK,0,0 05/09/2014,6818,CEB BANK,9745000,37518250 05/09/2014,6837,HAITONG SEC,34399420,448568437 05/09/2014,6881,CGS,20193648,126008364 05/09/2014,8207,CREDIT CHINA,0,0