Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 15/09/2016,1,CKH HOLDINGS,18288960,1826152656 15/09/2016,2,CLP HOLDINGS,12444767,979403163 15/09/2016,3,HK & CHINA GAS,257769005,3778893613 15/09/2016,4,WHARF HOLDINGS,72641385,4053389283 15/09/2016,5,HSBC HOLDINGS,70471658,4112021244 15/09/2016,6,POWER ASSETS,7632348,575479039 15/09/2016,11,HANG SENG BANK,15543301,2157410179 15/09/2016,12,HENDERSON LAND,6478199,293786325 15/09/2016,16,SHK PPT,12850052,1480325990 15/09/2016,17,NEW WORLD DEV,61667081,617904152 15/09/2016,19,SWIRE PACIFIC A,12595774,1068121635 15/09/2016,23,BANK OF E ASIA,96369887,3180206271 15/09/2016,27,GALAXY ENT,89193575,2689186286 15/09/2016,53,GUOCO GROUP,0,0 15/09/2016,56,ALLIED PPT (HK),0,0 15/09/2016,64,GET NICE,9502000,2613050 15/09/2016,66,MTR CORPORATION,51016084,2147777136 15/09/2016,83,SINO LAND,23467111,321030078 15/09/2016,86,SUN HUNG KAI CO,2709426,12788491 15/09/2016,101,HANG LUNG PPT,54677975,966706598 15/09/2016,109,GOODRESOURCES,20287500,8926500 15/09/2016,133,CHINA MERCHANTS,68000,784720 15/09/2016,135,KUNLUN ENERGY,194814988,1129926930 15/09/2016,144,CHINA MER PORT,49039655,1069064479 15/09/2016,151,WANT WANT CHINA,938199742,4569032744 15/09/2016,165,CHINA EB LTD,8431138,138439286 15/09/2016,168,TSINGTAO BREW,51501457,1462641379 15/09/2016,218,SHENWANHONGYUAN,7679686,32177884 15/09/2016,267,CITIC,129306771,1507716950 15/09/2016,273,MASON FIN,5480000,1534400 15/09/2016,293,CATHAY PAC AIR,121802834,1359319627 15/09/2016,373,ALLIED GROUP,0,0 15/09/2016,378,FDG KINETIC,0,0 15/09/2016,386,SINOPEC CORP,122979870,649333714 15/09/2016,388,HKEX,46145631,9395250472 15/09/2016,390,CHINA RAILWAY,165389683,932797812 15/09/2016,416,BANKOFJINZHOU,0,0 15/09/2016,440,DAH SING,599738,31276337 15/09/2016,489,DONGFENG GROUP,43819406,350993442 15/09/2016,494,LI & FUNG,623359777,2555775086 15/09/2016,530,GOLDIN FIN HOLD,2634000,13380720 15/09/2016,605,C FIN SERVICES,0,0 15/09/2016,622,ENERCHINA HOLD,9636000,3035340 15/09/2016,665,HAITONG INT'L,61219527,318953736 15/09/2016,688,CHINA OVERSEAS,76241183,1947962226 15/09/2016,700,TENCENT,111290824,23348814875 15/09/2016,717,EMPEROR CAPITAL,8634000,7166220 15/09/2016,721,C FIN INT INV,16320000,9139200 15/09/2016,728,CHINA TELECOM,60690720,233052365 15/09/2016,753,AIR CHINA,67107750,373790168 15/09/2016,762,CHINA UNICOM,132224938,1196635689 15/09/2016,806,VALUE PARTNERS,56234574,457749432 15/09/2016,823,LINK REIT,21671141,1209249668 15/09/2016,836,CHINA RES POWER,51020712,725514525 15/09/2016,857,PETROCHINA,155205193,769817757 15/09/2016,883,CNOOC,237271667,2206626503 15/09/2016,902,HUANENG POWER,294265975,1424247319 15/09/2016,914,ANHUI CONCH,221222460,4778405136 15/09/2016,916,CHINA LONGYUAN,58897012,392254100 15/09/2016,931,CHINA LNG,533162064,118895140 15/09/2016,939,CCB,452128270,2626865249 15/09/2016,941,CHINA MOBILE,41563910,3927789495 15/09/2016,966,CHINA TAIPING,24230652,391567336 15/09/2016,992,LENOVO GROUP,681045705,3527816752 15/09/2016,998,CITIC BANK,300766300,1570000086 15/09/2016,1004,C SMARTERENERGY,4066000,2398940 15/09/2016,1031,KINGSTON FIN,99402235,301188772 15/09/2016,1038,CKI HOLDINGS,9655440,655604376 15/09/2016,1044,HENGAN INT'L,61256079,4137848136 15/09/2016,1088,CHINA SHENHUA,119954161,1698550920 15/09/2016,1099,SINOPHARM,19035991,710042464 15/09/2016,1109,CHINA RES LAND,33501691,726986695 15/09/2016,1111,CHONG HING BANK,0,0 15/09/2016,1113,CK PROPERTY,9295068,523312328 15/09/2016,1141,SKYWAY SEC,23350000,4810100 15/09/2016,1211,BYD COMPANY,98292615,5219337857 15/09/2016,1288,ABC,546064363,1791091111 15/09/2016,1299,AIA,51856045,2610951866 15/09/2016,1336,NCI,28017575,932985248 15/09/2016,1339,PICC GROUP,91509514,299236111 15/09/2016,1359,CHINA CINDA,229008039,643512590 15/09/2016,1375,CC SECURITIES,13955640,51635868 15/09/2016,1398,ICBC,248351722,1197055300 15/09/2016,1456,GUOLIAN SEC,235500,1007940 15/09/2016,1476,HENGTOU SEC,0,0 15/09/2016,1508,CHINA RE,31981000,61723330 15/09/2016,1578,BANK OF TIANJIN,0,0 15/09/2016,1766,CRRC,318275385,2227927695 15/09/2016,1776,GF SEC,67053893,1127846480 15/09/2016,1788,GUOTAI JUNAN I,152508990,463627330 15/09/2016,1800,CHINA COMM CONS,195181684,1620007977 15/09/2016,1816,CGN POWER,568037751,1334888715 15/09/2016,1880,BELLE INT'L,70825942,373252714 15/09/2016,1928,SANDS CHINA LTD,134879903,4848932513 15/09/2016,1963,BCQ,0,0 15/09/2016,1988,MINSHENG BANK,491166023,4219116138 15/09/2016,2016,CZBANK,0,0 15/09/2016,2018,AAC TECH,28594535,2373346405 15/09/2016,2066,SHENGJINGBANK,357000,2809590 15/09/2016,2202,CHINA VANKE,41280083,797531204 15/09/2016,2318,PING AN,933993977,38667350648 15/09/2016,2319,MENGNIU DAIRY,107277363,1581268331 15/09/2016,2328,PICC P&C,21928010,291203973 15/09/2016,2333,GREATWALL MOTOR,242748290,1905574077 15/09/2016,2356,DAHSING BANKING,1421087,20236279 15/09/2016,2378,PRU,0,0 15/09/2016,2388,BOC HONG KONG,105156511,3054796645 15/09/2016,2601,CPIC,24564019,706215546 15/09/2016,2628,CHINA LIFE,342385110,7053133266 15/09/2016,2666,UNI MEDICAL,3202224,21358834 15/09/2016,2799,CHINA HUARONG,64014526,201645757 15/09/2016,2883,CHINA OILFIELD,195164347,1188550873 15/09/2016,2888,STANCHART,7942198,505123793 15/09/2016,3328,BANKCOMM,145542025,864519629 15/09/2016,3360,FE HORIZON,34172371,242282110 15/09/2016,3618,CQRC BANK,44117000,216614470 15/09/2016,3698,HUISHANG BANK,8340505,32611375 15/09/2016,3866,BQD,0,0 15/09/2016,3898,CRRC TIMES ELEC,29289319,1196468681 15/09/2016,3903,HANHUA FIN,0,0 15/09/2016,3908,CICC,7116559,78851474 15/09/2016,3968,CM BANK,174322887,3305161938 15/09/2016,3988,BANK OF CHINA,188668383,669772760 15/09/2016,6030,CITIC SEC,129993568,2196891299 15/09/2016,6138,HARBIN BANK,807000,1896450 15/09/2016,6196,BANKOFZHENGZHOU,0,0 15/09/2016,6818,CEB BANK,95327044,355569874 15/09/2016,6837,HAITONG SEC,80827532,1081472378 15/09/2016,6878,DIFFER GROUP,0,0 15/09/2016,6881,CGS,142679660,1061536670 15/09/2016,6886,HTSC,25301378,416966709 15/09/2016,8193,GC PRO SER,0,0 15/09/2016,8207,CREDIT CHINA,2532000,12989160