Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 23/09/2016,1,CKH HOLDINGS,17159084,1721056125 23/09/2016,2,CLP HOLDINGS,12236765,982000391 23/09/2016,3,HK & CHINA GAS,251595933,3738715564 23/09/2016,4,WHARF HOLDINGS,74119712,4332297166 23/09/2016,5,HSBC HOLDINGS,80067563,4647922032 23/09/2016,6,POWER ASSETS,6867037,527731793 23/09/2016,11,HANG SENG BANK,14922522,2077215062 23/09/2016,12,HENDERSON LAND,7421441,348065583 23/09/2016,16,SHK PPT,12280202,1456431957 23/09/2016,17,NEW WORLD DEV,57539086,594954149 23/09/2016,19,SWIRE PACIFIC A,11596977,988642289 23/09/2016,23,BANK OF E ASIA,96307722,3154077896 23/09/2016,27,GALAXY ENT,69189075,2020320990 23/09/2016,53,GUOCO GROUP,0,0 23/09/2016,56,ALLIED PPT (HK),0,0 23/09/2016,64,GET NICE,7632000,2060640 23/09/2016,66,MTR CORPORATION,50675651,2128377342 23/09/2016,83,SINO LAND,21994931,309688628 23/09/2016,86,SUN HUNG KAI CO,2730426,13515609 23/09/2016,101,HANG LUNG PPT,57012448,1020522819 23/09/2016,109,GOODRESOURCES,16967500,7805050 23/09/2016,133,CHINA MERCHANTS,68000,796960 23/09/2016,135,KUNLUN ENERGY,191216892,1143477014 23/09/2016,144,CHINA MER PORT,48172804,1040532566 23/09/2016,151,WANT WANT CHINA,931870743,4519573104 23/09/2016,165,CHINA EB LTD,9565138,161650832 23/09/2016,168,TSINGTAO BREW,54620857,1720556996 23/09/2016,218,SHENWANHONGYUAN,7608000,31877520 23/09/2016,267,CITIC,119432033,1368691098 23/09/2016,273,MASON FIN,6160000,1755600 23/09/2016,293,CATHAY PAC AIR,129724844,1434756775 23/09/2016,373,ALLIED GROUP,0,0 23/09/2016,378,FDG KINETIC,0,0 23/09/2016,386,SINOPEC CORP,118243980,649159450 23/09/2016,388,HKEX,40139488,8228595040 23/09/2016,390,CHINA RAILWAY,153000321,882811852 23/09/2016,416,BANKOFJINZHOU,861000,7731780 23/09/2016,440,DAH SING,679996,35393792 23/09/2016,489,DONGFENG GROUP,47739406,379528278 23/09/2016,494,LI & FUNG,609774080,2432998579 23/09/2016,530,GOLDIN FIN HOLD,2634000,12090060 23/09/2016,605,C FIN SERVICES,0,0 23/09/2016,622,ENERCHINA HOLD,8493000,2675295 23/09/2016,665,HAITONG INT'L,57367452,305194845 23/09/2016,688,CHINA OVERSEAS,79967904,2179125384 23/09/2016,700,TENCENT,113131007,24685185727 23/09/2016,717,EMPEROR CAPITAL,8400000,6972000 23/09/2016,721,C FIN INT INV,16250000,7881250 23/09/2016,728,CHINA TELECOM,56432021,224599444 23/09/2016,753,AIR CHINA,76361795,416171783 23/09/2016,762,CHINA UNICOM,114062037,1081308111 23/09/2016,806,VALUE PARTNERS,50100574,414331747 23/09/2016,823,LINK REIT,20462581,1163297730 23/09/2016,836,CHINA RES POWER,48970723,681672464 23/09/2016,857,PETROCHINA,142650690,721812491 23/09/2016,883,CNOOC,241784673,2284865160 23/09/2016,902,HUANENG POWER,310189032,1554047050 23/09/2016,914,ANHUI CONCH,230638312,4970255624 23/09/2016,916,CHINA LONGYUAN,60935305,428375194 23/09/2016,931,CHINA LNG,547142064,124201249 23/09/2016,939,CCB,544629112,3229650634 23/09/2016,941,CHINA MOBILE,43872729,4227137439 23/09/2016,966,CHINA TAIPING,29829250,482040680 23/09/2016,992,LENOVO GROUP,674921165,3543336116 23/09/2016,998,CITIC BANK,327331797,1741405160 23/09/2016,1004,C SMARTERENERGY,4066000,2805540 23/09/2016,1031,KINGSTON FIN,106996208,324198510 23/09/2016,1038,CKI HOLDINGS,9513648,658344442 23/09/2016,1044,HENGAN INT'L,59623239,3935133774 23/09/2016,1088,CHINA SHENHUA,116923620,1786592914 23/09/2016,1099,SINOPHARM,17572734,678307532 23/09/2016,1109,CHINA RES LAND,42250037,986538364 23/09/2016,1111,CHONG HING BANK,0,0 23/09/2016,1113,CK PROPERTY,9083975,518694973 23/09/2016,1141,SKYWAY SEC,31420000,6755300 23/09/2016,1211,BYD COMPANY,98144081,5260522742 23/09/2016,1288,ABC,579414870,1958422261 23/09/2016,1299,AIA,53639893,2778546457 23/09/2016,1336,NCI,31533730,1073723507 23/09/2016,1339,PICC GROUP,91773960,302854068 23/09/2016,1359,CHINA CINDA,210462334,608236145 23/09/2016,1375,CC SECURITIES,15096640,56612400 23/09/2016,1398,ICBC,307309953,1499672571 23/09/2016,1456,GUOLIAN SEC,235500,1010295 23/09/2016,1476,HENGTOU SEC,0,0 23/09/2016,1508,CHINA RE,32009000,59856830 23/09/2016,1578,BANK OF TIANJIN,0,0 23/09/2016,1766,CRRC,319777921,2347169940 23/09/2016,1776,GF SEC,68065946,1157121082 23/09/2016,1788,GUOTAI JUNAN I,135124681,416184017 23/09/2016,1800,CHINA COMM CONS,194421108,1646746785 23/09/2016,1816,CGN POWER,551105876,1322654102 23/09/2016,1880,BELLE INT'L,69960941,379188300 23/09/2016,1928,SANDS CHINA LTD,120224087,4015484506 23/09/2016,1963,BCQ,0,0 23/09/2016,1988,MINSHENG BANK,471244563,4184651719 23/09/2016,2016,CZBANK,0,0 23/09/2016,2018,AAC TECH,27992272,2279970554 23/09/2016,2066,SHENGJINGBANK,328000,2728960 23/09/2016,2202,CHINA VANKE,40669259,823552495 23/09/2016,2318,PING AN,935931446,38841155009 23/09/2016,2319,MENGNIU DAIRY,97144889,1408600891 23/09/2016,2328,PICC P&C,21766486,293847561 23/09/2016,2333,GREATWALL MOTOR,289373272,2190555669 23/09/2016,2356,DAHSING BANKING,1465087,20687028 23/09/2016,2378,PRU,0,0 23/09/2016,2388,BOC HONG KONG,72071376,1931512877 23/09/2016,2601,CPIC,28064361,836317958 23/09/2016,2628,CHINA LIFE,349828204,7328900874 23/09/2016,2666,UNI MEDICAL,967500,6414525 23/09/2016,2799,CHINA HUARONG,67779526,208760940 23/09/2016,2883,CHINA OILFIELD,204725716,1302055554 23/09/2016,2888,STANCHART,7514356,483173091 23/09/2016,3328,BANKCOMM,159814716,998841975 23/09/2016,3360,FE HORIZON,35722653,260775367 23/09/2016,3618,CQRC BANK,44356365,220894698 23/09/2016,3698,HUISHANG BANK,8318505,32858095 23/09/2016,3866,BQD,0,0 23/09/2016,3898,CRRC TIMES ELEC,26989120,1114650656 23/09/2016,3903,HANHUA FIN,0,0 23/09/2016,3908,CICC,10534159,112715501 23/09/2016,3968,CM BANK,168485047,3319155426 23/09/2016,3988,BANK OF CHINA,213392086,761809747 23/09/2016,6030,CITIC SEC,132140898,2256966538 23/09/2016,6138,HARBIN BANK,807000,1920660 23/09/2016,6196,BANKOFZHENGZHOU,0,0 23/09/2016,6818,CEB BANK,98927300,371966648 23/09/2016,6837,HAITONG SEC,89023759,1226747399 23/09/2016,6878,DIFFER GROUP,0,0 23/09/2016,6881,CGS,148167360,1109773526 23/09/2016,6886,HTSC,26704266,439018133 23/09/2016,8193,GC PRO SER,0,0 23/09/2016,8207,CREDIT CHINA,5260000,5154800