Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 30/09/2016,1,CKH HOLDINGS,18209442,1795450981 30/09/2016,2,CLP HOLDINGS,12236518,980756918 30/09/2016,3,HK & CHINA GAS,248344753,3635767184 30/09/2016,4,WHARF HOLDINGS,72581985,4097253053 30/09/2016,5,HSBC HOLDINGS,77528374,4430746574 30/09/2016,6,POWER ASSETS,6501598,491520809 30/09/2016,11,HANG SENG BANK,14662245,2030720933 30/09/2016,12,HENDERSON LAND,7338547,337573162 30/09/2016,16,SHK PPT,13680882,1602031282 30/09/2016,17,NEW WORLD DEV,63096399,636011702 30/09/2016,19,SWIRE PACIFIC A,11153018,931834654 30/09/2016,23,BANK OF E ASIA,95795373,3012764481 30/09/2016,27,GALAXY ENT,65958427,1925986068 30/09/2016,53,GUOCO GROUP,0,0 30/09/2016,56,ALLIED PPT (HK),0,0 30/09/2016,64,GET NICE,7632000,2022480 30/09/2016,66,MTR CORPORATION,48695952,2079317150 30/09/2016,83,SINO LAND,22097319,303175217 30/09/2016,86,SUN HUNG KAI CO,2750426,13339566 30/09/2016,101,HANG LUNG PPT,59005839,1029061832 30/09/2016,109,GOODRESOURCES,16147500,6943425 30/09/2016,133,CHINA MERCHANTS,68000,777920 30/09/2016,135,KUNLUN ENERGY,195842884,1163306731 30/09/2016,144,CHINA MER PORT,43941310,907388052 30/09/2016,151,WANT WANT CHINA,922043080,4425806784 30/09/2016,165,CHINA EB LTD,10706958,169812354 30/09/2016,168,TSINGTAO BREW,54848125,1656413375 30/09/2016,218,SHENWANHONGYUAN,7723000,31278150 30/09/2016,267,CITIC,115581883,1278335626 30/09/2016,273,MASON FIN,6700000,1775500 30/09/2016,293,CATHAY PAC AIR,134120452,1448500882 30/09/2016,373,ALLIED GROUP,0,0 30/09/2016,378,FDG KINETIC,0,0 30/09/2016,386,SINOPEC CORP,144138640,814383316 30/09/2016,388,HKEX,37208193,7583029733 30/09/2016,390,CHINA RAILWAY,157609321,882612198 30/09/2016,416,BANKOFJINZHOU,861000,7421820 30/09/2016,440,DAH SING,676565,34437159 30/09/2016,489,DONGFENG GROUP,56685960,439316190 30/09/2016,494,LI & FUNG,596802847,2369307303 30/09/2016,530,GOLDIN FIN HOLD,2634000,11589600 30/09/2016,605,C FIN SERVICES,0,0 30/09/2016,622,ENERCHINA HOLD,8166000,2449800 30/09/2016,665,HAITONG INT'L,65551452,337589978 30/09/2016,688,CHINA OVERSEAS,86380501,2271807176 30/09/2016,700,TENCENT,116791958,24876687054 30/09/2016,717,EMPEROR CAPITAL,7866000,6292800 30/09/2016,721,C FIN INT INV,16610000,7723650 30/09/2016,728,CHINA TELECOM,63342809,247670383 30/09/2016,753,AIR CHINA,71161614,370752009 30/09/2016,762,CHINA UNICOM,111312289,1036317411 30/09/2016,806,VALUE PARTNERS,46805973,372575545 30/09/2016,823,LINK REIT,21791309,1242104613 30/09/2016,836,CHINA RES POWER,43083614,575597083 30/09/2016,857,PETROCHINA,123277979,627484913 30/09/2016,883,CNOOC,236436806,2274522074 30/09/2016,902,HUANENG POWER,311959669,1513004395 30/09/2016,914,ANHUI CONCH,230948563,4907656964 30/09/2016,916,CHINA LONGYUAN,63601949,400692279 30/09/2016,931,CHINA LNG,566537064,122938543 30/09/2016,939,CCB,446314558,2566308709 30/09/2016,941,CHINA MOBILE,43163342,4050879647 30/09/2016,966,CHINA TAIPING,32538169,497833986 30/09/2016,992,LENOVO GROUP,672439117,3456337061 30/09/2016,998,CITIC BANK,250179274,1288423261 30/09/2016,1004,C SMARTERENERGY,4066000,2927520 30/09/2016,1031,KINGSTON FIN,115490661,349936703 30/09/2016,1038,CKI HOLDINGS,8890698,593009557 30/09/2016,1044,HENGAN INT'L,58693220,3773974046 30/09/2016,1088,CHINA SHENHUA,116470593,1765694190 30/09/2016,1099,SINOPHARM,16397642,610812165 30/09/2016,1109,CHINA RES LAND,44365522,958295275 30/09/2016,1111,CHONG HING BANK,0,0 30/09/2016,1113,CK PROPERTY,8859244,501433210 30/09/2016,1141,SKYWAY SEC,43430000,8990010 30/09/2016,1211,BYD COMPANY,99504191,5064763322 30/09/2016,1288,ABC,676280845,2245252405 30/09/2016,1299,AIA,61337774,3161962250 30/09/2016,1336,NCI,36729837,1257996917 30/09/2016,1339,PICC GROUP,92324709,291746080 30/09/2016,1359,CHINA CINDA,220683033,604671510 30/09/2016,1375,CC SECURITIES,16445640,59533217 30/09/2016,1398,ICBC,393175723,1906902257 30/09/2016,1456,GUOLIAN SEC,235500,977325 30/09/2016,1476,HENGTOU SEC,0,0 30/09/2016,1508,CHINA RE,33859000,62300560 30/09/2016,1578,BANK OF TIANJIN,0,0 30/09/2016,1766,CRRC,330427503,2312992521 30/09/2016,1776,GF SEC,70798146,1161089594 30/09/2016,1788,GUOTAI JUNAN I,125853021,370007882 30/09/2016,1800,CHINA COMM CONS,196093862,1598164975 30/09/2016,1816,CGN POWER,579854743,1327867361 30/09/2016,1880,BELLE INT'L,68026941,361903326 30/09/2016,1928,SANDS CHINA LTD,107194451,3607093276 30/09/2016,1963,BCQ,0,0 30/09/2016,1988,MINSHENG BANK,480495306,4295628036 30/09/2016,2016,CZBANK,0,0 30/09/2016,2018,AAC TECH,27238639,2123251910 30/09/2016,2066,SHENGJINGBANK,337000,2692630 30/09/2016,2202,CHINA VANKE,42433821,852919802 30/09/2016,2318,PING AN,929721826,37374817405 30/09/2016,2319,MENGNIU DAIRY,101606457,1463132981 30/09/2016,2328,PICC P&C,20320281,260912408 30/09/2016,2333,GREATWALL MOTOR,291152058,2198198038 30/09/2016,2356,DAHSING BANKING,1783524,24790984 30/09/2016,2378,PRU,0,0 30/09/2016,2388,BOC HONG KONG,64095325,1679297515 30/09/2016,2601,CPIC,28074159,804324655 30/09/2016,2628,CHINA LIFE,346393547,6927870940 30/09/2016,2666,UNI MEDICAL,635500,4264205 30/09/2016,2799,CHINA HUARONG,67980526,208020410 30/09/2016,2883,CHINA OILFIELD,204796525,1378280613 30/09/2016,2888,STANCHART,8062675,502707786 30/09/2016,3328,BANKCOMM,159413748,942135251 30/09/2016,3360,FE HORIZON,36560359,267621828 30/09/2016,3618,CQRC BANK,43312621,207034328 30/09/2016,3698,HUISHANG BANK,8302505,33043970 30/09/2016,3866,BQD,0,0 30/09/2016,3898,CRRC TIMES ELEC,26723623,1074289645 30/09/2016,3903,HANHUA FIN,0,0 30/09/2016,3908,CICC,11541359,122338405 30/09/2016,3968,CM BANK,168870773,3299734904 30/09/2016,3988,BANK OF CHINA,275771236,976230175 30/09/2016,6030,CITIC SEC,133825376,2202765689 30/09/2016,6138,HARBIN BANK,807000,1920660 30/09/2016,6196,BANKOFZHENGZHOU,0,0 30/09/2016,6818,CEB BANK,92722306,334727525 30/09/2016,6837,HAITONG SEC,94555935,1240573867 30/09/2016,6878,DIFFER GROUP,0,0 30/09/2016,6881,CGS,142499726,1007473063 30/09/2016,6886,HTSC,28047411,440344353 30/09/2016,8193,GC PRO SER,0,0 30/09/2016,8207,CREDIT CHINA,5260000,5154800