Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 20/10/2016,1,CKH HOLDINGS,17812031,1749141444 20/10/2016,2,CLP HOLDINGS,15118029,1182229868 20/10/2016,3,HK & CHINA GAS,265773962,3965347513 20/10/2016,4,WHARF HOLDINGS,75894507,4204555688 20/10/2016,5,HSBC HOLDINGS,44749894,2631293767 20/10/2016,6,POWER ASSETS,6622598,476827056 20/10/2016,11,HANG SENG BANK,15346865,2163907965 20/10/2016,12,HENDERSON LAND,13757762,625290283 20/10/2016,16,SHK PPT,15026461,1716021846 20/10/2016,17,NEW WORLD DEV,70276389,671842279 20/10/2016,19,SWIRE PACIFIC A,10177556,844737148 20/10/2016,23,BANK OF E ASIA,91385423,2887779367 20/10/2016,27,GALAXY ENT,68732594,2065414450 20/10/2016,53,GUOCO GROUP,0,0 20/10/2016,56,ALLIED PPT (HK),0,0 20/10/2016,64,GET NICE,7218000,1912770 20/10/2016,66,MTR CORPORATION,48596333,2106651036 20/10/2016,83,SINO LAND,23257070,301876769 20/10/2016,86,SUN HUNG KAI CO,2701426,13291016 20/10/2016,101,HANG LUNG PPT,59656405,1020124526 20/10/2016,109,GOODRESOURCES,16387500,7046625 20/10/2016,133,CHINA MERCHANTS,90000,1047600 20/10/2016,135,KUNLUN ENERGY,181794861,1087133269 20/10/2016,144,CHINA MER PORT,39494576,821487181 20/10/2016,151,WANT WANT CHINA,912643645,4426321678 20/10/2016,165,CHINA EB LTD,12793379,195738699 20/10/2016,168,TSINGTAO BREW,50227390,1574628677 20/10/2016,218,SHENWANHONGYUAN,6883000,29872220 20/10/2016,267,CITIC,106429414,1194138025 20/10/2016,273,MASON FIN,6740000,1718700 20/10/2016,293,CATHAY PAC AIR,137461948,1440601215 20/10/2016,373,ALLIED GROUP,0,0 20/10/2016,378,FDG KINETIC,1108000,1484720 20/10/2016,386,SINOPEC CORP,174242271,1010605172 20/10/2016,388,HKEX,38660157,7987188436 20/10/2016,390,CHINA RAILWAY,128386697,780591118 20/10/2016,416,BANKOFJINZHOU,861000,7542360 20/10/2016,440,DAH SING,732920,38624884 20/10/2016,489,DONGFENG GROUP,61402559,495518651 20/10/2016,494,LI & FUNG,611104750,2358864335 20/10/2016,530,GOLDIN FIN HOLD,2634000,10140900 20/10/2016,605,C FIN SERVICES,0,0 20/10/2016,622,ENERCHINA HOLD,8883000,2709315 20/10/2016,665,HAITONG INT'L,119261626,608234293 20/10/2016,688,CHINA OVERSEAS,66559029,1620712356 20/10/2016,700,TENCENT,118310331,25342072900 20/10/2016,717,EMPEROR CAPITAL,7248000,5943360 20/10/2016,721,C FIN INT INV,16030000,6652450 20/10/2016,728,CHINA TELECOM,90368263,375028291 20/10/2016,753,AIR CHINA,59530697,310154931 20/10/2016,762,CHINA UNICOM,136042896,1282884509 20/10/2016,806,VALUE PARTNERS,44302973,342018952 20/10/2016,823,LINK REIT,29119665,1621965341 20/10/2016,836,CHINA RES POWER,45205603,622029097 20/10/2016,857,PETROCHINA,127045319,703831067 20/10/2016,883,CNOOC,263703139,2816349525 20/10/2016,902,HUANENG POWER,314913634,1517883716 20/10/2016,914,ANHUI CONCH,219503886,4609581606 20/10/2016,916,CHINA LONGYUAN,65029822,423994439 20/10/2016,931,CHINA LNG,506147519,111352454 20/10/2016,939,CCB,317410353,1815587219 20/10/2016,941,CHINA MOBILE,41193043,3789759956 20/10/2016,966,CHINA TAIPING,32855541,516489105 20/10/2016,992,LENOVO GROUP,645136869,3316003507 20/10/2016,998,CITIC BANK,259570096,1339381695 20/10/2016,1004,C SMARTERENERGY,1806000,1643460 20/10/2016,1031,KINGSTON FIN,106118208,331088809 20/10/2016,1038,CKI HOLDINGS,12635229,797282950 20/10/2016,1044,HENGAN INT'L,59131325,3743012873 20/10/2016,1088,CHINA SHENHUA,120443063,1939133314 20/10/2016,1099,SINOPHARM,13307976,495722106 20/10/2016,1109,CHINA RES LAND,31607008,627715179 20/10/2016,1111,CHONG HING BANK,0,0 20/10/2016,1113,CK PROPERTY,11957927,657685985 20/10/2016,1141,SKYWAY SEC,50620000,9617800 20/10/2016,1211,BYD COMPANY,104006335,5345925619 20/10/2016,1288,ABC,683077249,2213170287 20/10/2016,1299,AIA,56474068,2979007087 20/10/2016,1336,NCI,29267671,995100814 20/10/2016,1339,PICC GROUP,99158728,308383644 20/10/2016,1359,CHINA CINDA,256836503,742257494 20/10/2016,1375,CC SECURITIES,15735640,61841065 20/10/2016,1398,ICBC,183219190,864794577 20/10/2016,1456,GUOLIAN SEC,375394,1602932 20/10/2016,1476,HENGTOU SEC,0,0 20/10/2016,1508,CHINA RE,40049000,75692610 20/10/2016,1578,BANK OF TIANJIN,0,0 20/10/2016,1766,CRRC,340802432,2423105292 20/10/2016,1776,GF SEC,68799196,1179218219 20/10/2016,1788,GUOTAI JUNAN I,137245481,407619079 20/10/2016,1800,CHINA COMM CONS,176722628,1544555769 20/10/2016,1816,CGN POWER,642441124,1484038996 20/10/2016,1880,BELLE INT'L,61314862,330487106 20/10/2016,1928,SANDS CHINA LTD,102938677,3546237423 20/10/2016,1963,BCQ,521500,3170720 20/10/2016,1988,MINSHENG BANK,494069054,4466384248 20/10/2016,2016,CZBANK,0,0 20/10/2016,2018,AAC TECH,28959603,2318216220 20/10/2016,2066,SHENGJINGBANK,348000,2787480 20/10/2016,2202,CHINA VANKE,53938172,1078763440 20/10/2016,2318,PING AN,920156347,37082300784 20/10/2016,2319,MENGNIU DAIRY,110624211,1663788133 20/10/2016,2328,PICC P&C,17475098,225079262 20/10/2016,2333,GREATWALL MOTOR,249698743,2217324838 20/10/2016,2356,DAHSING BANKING,1567407,22257179 20/10/2016,2378,PRU,0,0 20/10/2016,2388,BOC HONG KONG,68149407,1836626519 20/10/2016,2601,CPIC,27809244,813420387 20/10/2016,2628,CHINA LIFE,329825469,6629491927 20/10/2016,2666,UNI MEDICAL,1751495,11857621 20/10/2016,2799,CHINA HUARONG,74886526,224659578 20/10/2016,2883,CHINA OILFIELD,218829643,1746260551 20/10/2016,2888,STANCHART,5231038,340802126 20/10/2016,3328,BANKCOMM,142562500,836841875 20/10/2016,3360,FE HORIZON,36389085,259454176 20/10/2016,3618,CQRC BANK,47362621,221657066 20/10/2016,3698,HUISHANG BANK,9090505,33180343 20/10/2016,3866,BQD,0,0 20/10/2016,3898,CRRC TIMES ELEC,23589295,902290534 20/10/2016,3903,HANHUA FIN,0,0 20/10/2016,3908,CICC,14568559,172491739 20/10/2016,3968,CM BANK,162354756,3123705505 20/10/2016,3988,BANK OF CHINA,124639143,433744218 20/10/2016,6030,CITIC SEC,123083545,2102266949 20/10/2016,6138,HARBIN BANK,807000,1928730 20/10/2016,6196,BANKOFZHENGZHOU,0,0 20/10/2016,6818,CEB BANK,86938306,312977902 20/10/2016,6837,HAITONG SEC,102885210,1421873602 20/10/2016,6878,DIFFER GROUP,1092000,698880 20/10/2016,6881,CGS,158092369,1161978912 20/10/2016,6886,HTSC,30293505,496813482 20/10/2016,8193,GC PRO SER,0,0 20/10/2016,8207,CREDIT CHINA,5260000,4681400