Facebook   LinkedIn   WeChat   YouTube
Senior Manager - Enforcement (Investigation - Market Misconduct Team)

Ref.: SFC/SM/ENF/MMT/220624

We are now seeking candidates for the Senior Manager position in the Enforcement Division (Investigation - Market Misconduct Team).  This is an excellent opportunity for you to join our team of professionals in the Enforcement Division of the SFC.  The Enforcement Division investigates and combats market and listed company crimes and investigates intermediary misconduct cases.  These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.

Duties & Responsibilities:

Enforcement staff work in teams of market experts, investigators, accountants and lawyers to detect and investigate suspected market and listed company crime and intermediary misconduct and to conduct and support resulting enforcement proceedings.
  
Enforcement staff can be involved in:

  • detecting and analysing possible securities and futures market and listed company crime and misconduct through intelligence gathering and real time market surveillance;
  • gathering evidence into suspected market crimes and misconduct by interviewing witnesses, gathering documents and analysing evidence;
  • preparing cases for criminal, civil or disciplinary proceedings before Hong Kong’s courts and tribunals.

Requirements:

The successful candidate must have a good working knowledge of market dynamics and a determined and inquisitive nature.  He or she should have a relevant degree and preferably with professional qualifications in Law or Accounting and/or relevant experience in corporate finance. An ideal candidate should have at least eight years of working experience in securities firms, investment banks, corporate advisers, law enforcement agents, professional law or accounting firms with a tangible interest in SFC investigation and enforcement work and the ability to develop the relevant skills quickly. In-depth knowledge of the Listing Rules is a plus. 

Excellent command of written and spoken English and Chinese, competent analytical skills and the ability to communicate effectively and articulate complex issues simply is essential. Putonghua is also an advantage. 

Please quote the reference and apply by 8 July 2022 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : enf_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

 

sǴ: 2022~624

cookiesдM򻪶禾Ѽûͼ㺽ܧŪѼ̡øܵʪpñǵC
K˸\ Disclaimer statement

UN]ON^˸Ƽ趵rػOҴONЫѼʸĴeֶܻ^ֶӼONNȳײܰϡN۸ðΦOͽ֭չeԱUONY͹ʾɡðηʯгӿtɪըܰǡ

Nz}ؿiĴe^ֶ_Ĵe^ֶӴөܰOκɰөܰҴONPz^ֶcֶάػ^ֶάOĴOaʷyCO_^ֶĵeĢONөܰUҫѼʸyĴe^ֶֶĵǫѼʸ^ֶĵֶܻ^ֶĵĴeߨböĴe^ֶʷܾe񸺷沿eĨܢޡͺǡ֫ʨǦC

p˸NI^ֶĵe˸eǹֿN˸\֫eǹ㫵^ֶĵeٴ˸\׾

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.