List of specified jurisdictions
Intermediaries should refer to the following list of specified jurisdictions for exchange-traded products and non-exchange-traded unauthorized funds when determining whether an overseas product is non-complex or complex pursuant to paragraph 6.2 of the Guidelines on Online Distribution and Advisory Platforms as well as paragraph 5.5 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.
Exchange-traded products
- Australia
- Austria
- Belgium
- Brazil
- Canada
- Denmark
- Finland
- France
- Germany
- India
- Ireland
- Italy
- Japan
- Korea
- Luxembourg
- Mainland China
- Malaysia
- Netherlands
- New Zealand
- Norway
- Singapore
- Spain
- Sweden
- Switzerland
- Taiwan, China
- Thailand
- The Philippines
- United Kingdom
- United States of America
Non-exchange-traded unauthorized funds
- Australia
- France
- Germany
- Guernsey
- Ireland
- Isle of Man
- Jersey
- Luxembourg
- Mainland China
- Malaysia
- Netherlands
- Switzerland
- Taiwan, China
- Thailand
- United Kingdom
- United States of America
Last update: 20 Jan 2022