Securities & Futures Commission of Hong Kong

Market or product-related arrangements

Our market or product-related cooperative arrangements with overseas regulators are as follows:

Country/ Jurisdiction Authorities Arrangements
Australia Australian Securities and Investments Commission Declaration of Mutual Recognition - Jul 2008
Chinese Taipei Financial Supervisory Commission Side Letter to MOU – May 2009
Dubai Dubai Financial Services Authority MOU - Apr 2008
France Autorité des Marchés Financiers MOU - July 2017
Guernsey Guernsey Financial Services Commission Letter of Intent - Jun 2005
India Securities and Exchange Board of India Letter of Intent - May 2005
Indonesia Capital Market Supervisory Agency Letter of Intent - May 2004
Luxembourg Commission de Surveillance du Secteur Financier MOU – Jan 2019
Malaysia Securities Commission Malaysia

Letter of Intent - Jul 2005

Declaration on Mutual Co-operation - Nov 2009

Netherlands Autoriteit Financiële Markten

MOU – May 2019

Sri Lanka Securities and Exchange Commission of Sri Lanka Letter of Intent - Apr 2005
Switzerland Swiss Financial Market Supervisory Authority MOU - Dec 2016
Thailand Securities and Exchange Commission Letter of Intent - Nov 2004
United Kingdom Financial Conduct Authority

MOU – Oct 2018

First Addendum to MOU – Sep 2019


Documents available are published with the consent of all signatories. 
MOU - Memorandum of Understanding

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