Securities & Futures Commission of Hong Kong

Share Registrars' Disciplinary Committee

Responsibility

  • Hears and determines disciplinary matters relating to share registrars in the first instance

 Members' Particulars 

Name Company/Firm
English Chinese Title* Name*
NORMAN David Michael (Chairman) 罗伟文 Sole Practitioner David Norman & Co
CHAN Henry (Deputy Chairman) 陈铭润 Managing Director Sanfull Securities Limited
CHUI Ming Wai
Alias: Vivian Chui
徐明慧 Partner, Financial Services
Head of Securities and Asset Management
KPMG
FOOTMAN Michael Henry Charles 霍建华 Partner PricewaterhouseCoopers
LAM Hui Yip
Alias: Clement Lam
林煦业 Head, Securities Services Operations Standard Chartered Bank (Hong Kong) Limited
LEE Virginia Yuen Man 李婉雯 Partner Clifford Chance
LO Dak Wai, Alexandra, JP 罗德慧,JP Consultant Robertsons, Solicitors and Notaries
TSAI Wing Chung Philip, BBS, JP 蔡永忠,BBS,JP Chairman Deloitte China
WONG Man Yee
Alias: Fanny Wong
黄晚仪 Deputy General Manager
Head of Custody
Bank of China (Hong Kong) Limited

*Affiliation as at the date of appointment or as updated by members. 

Members' term of appointment: 1 April 2019 to 31 March 2021.

3.7703 s