Quarterly report
To keep our stakeholders and the public informed, we voluntarily report our key regulatory work and corporate developments as well as financials on a quarterly basis. Updates on the period from January and March are included in our annual report.
Oct - Dec 2019 Full PDF
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| Highlights | |
| Operational Review | |
| Corporates | |
| Intermediaries | |
| Products | |
| Markets | |
| Enforcement | |
| Regulatory engagement | |
| Stakeholders | |
| Corporate Developments | |
| Activity Data | |
| Financial Statements | |
| Securities and Futures Commission | |
| Investor Compensation Fund | |
| Unified Exchange Compensation Fund |
