Quarterly report
To keep our stakeholders and the public informed, we voluntarily report our key regulatory work and corporate developments as well as financials on a quarterly basis. Updates on the period from January and March are included in our annual report.
Jul - Sep 2019 Full PDF
View/Download by section
Highlights | |
Operational Review | |
Corporates | |
Intermediaries | |
Products | |
Markets | |
Enforcement | |
Regulatory engagement | |
Stakeholders | |
Corporate Developments | |
Activity Data | |
Financial Statements | |
Securities and Futures Commission | |
Investor Compensation Fund | |
Unified Exchange Compensation Fund |