Speeches
Our senior executives deliver speeches and presentations at a variety of functions and occasions. Please click on a speech below to find out more:
| Date | Title | Speaker |
|---|---|---|
| 9 Apr 2024 | Unravelling myths and forging ahead on new pathway for Hong Kong as international financial centre
Keynote speech at HSBC Global Investment Summit (video)
|
Julia Leung |
| 20 Mar 2024 | Hong Kong: Connecting China's bond market with international investors (Chinese version only)
Keynote speech at China Bond Market Forum 2024
|
Rico Leung |
| 19 Mar 2024 | Evolving Enforcement Strategies to Combat Financial Crime Keynote address at ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit 2024 |
Christopher Wilson |
| 28 Feb 2024 | Closing remarks at SFC Regional Securities Regulatory Leadership Symposium | Julia Leung |
| 28 Feb 2024 | Challenges and opportunities for Asia’s capital markets
Moderator’s remarks at SFC Regional Securities Regulatory Leadership Symposium
|
Julia Leung |
| 28 Feb 2024 | Embracing Asia-Pacific as a Family
Welcoming remarks at SFC Regional Securities Regulatory Leadership Symposium
|
Tim Lui |
| 21 Feb 2024 | Welcoming remarks at the Launch Ceremony of Greenhouse Gas Emissions Calculation and Estimation Tools | Julia Leung |
| 9 Nov 2023 | Deepening Capital Market Reform
Speech at Financial Street Forum 2023
|
Julia Leung |
| 28 Sep 2023 | How to Protect the Company?
Speech at Directors’ Symposium of Hong Kong Institute of Directors
|
Christopher Wilson |
| 27 Sep 2023 | Derivatives Trading as an Outgrowth of Connect Programme
Keynote speech at ISDA Derivatives Trading Forum
|
Rico Leung |
| 26 Sep 2023 | Enabling Innovation in the Asset Management Industry
Keynote speech at Bloomberg Buy-Side Forum 2023
|
Christina Choi |
| 22 Sep 2023 |
Keynote address at 2023 Bund Summit (Chinese version only) | Julia Leung |
| 15 Jul 2023 | The future of sustainable finance and implications for businesses
Synopsis of keynote discussion at CPA Congress 2023 (video)
|
Julia Leung |
| 11 Jul 2023 | Developing Financial Markets in Changing Times
Speech at Law Society of Hong Kong’s Forum
|
Tim Lui |
| 7 Jul 2023 |
Speech at HKSI Institute Regulatory Luncheon (video)
|
Julia Leung |
| 27 Jun 2023 | Reconnecting China
Keynote speech at ASIFMA China Capital Markets Conference (video)
|
Julia Leung |
| 13 Jun 2023 | Hong Kong’s New Virtual Asset Licensing Regime
Keynote speech at Executive Dinner organised by the Hong Kong Economic and Trade Office in Bangkok, Office for Attracting Strategic Enterprises and InvestHK
|
Julia Leung |
| 5 Jun 2023 |
Keynote speech at 16th HKIFA Annual Conference (video)
|
Julia Leung |
| 16 May 2023 |
Luncheon remarks at Hong Kong REITS Association
|
Julia Leung |
| 27 Apr 2023 | Synopsis of Bloomberg Policy Series dialogue (video) | Julia Leung |
| 12 Apr 2023 | Securities Regulation in the Web3 Era
Keynote Speech at Hong Kong Web3 Festival 2023
|
Keith Choy |
| 31 Oct 2022 |
Keynote address at Hong Kong FinTech Week 2022
|
Julia Leung |
| 6 Oct 2022 | Resilience and innovation in times of change
Keynote speech at ASIFMA Tech and Ops Conference 2022
|
Julia Leung |
| 6 Sep 2022 |
Regulatory perspectives on Hong Kong as the largest Asian hedge fund hub | Julia Leung |
| 28 Jun 2022 | Resilience, right conduct and integrity of the wholesale market Keynote speech at ASIFMA Compliance Asia Conference 2022 |
Julia Leung |
| 23 Jun 2022 | Implementing a global baseline for corporate climate disclosures Synopsis of keynote speech at IFRS Foundation Conference 2022 |
Ashley Alder |
| 27 May 2022 | Sustainable investment: regulatory priorities
Keynote speech at PRI China Conference: Investing for Net Zero and SDGs
|
Ashley Alder |
| 25 May 2022 |
A regulatory perspective on expanding market access |
Ashley Alder |
| 17 Mar 2022 | Speech at Climate change and ESG investment webinar (Chinese version only) | Christina Choi |
| 4 Nov 2021 | Pathways to net zero Keynote speech at Green Horizon Summit @ COP26 |
Ashley Alder |
| 3 Nov 2021 | Fintech: Metamorphosis of the financial industry Keynote address at Hong Kong FinTech Week 2021 |
|
| 11 Sep 2021 | Hong Kong’s leadership role in green and sustainable finance (Chinese version only) Opening address at ACCA Hong Kong Virtual Annual Conference 2021 |
Tim Lui |
| 7 Sep 2021 | Fostering Hong Kong’s Development as an Asset Management Hub Synopsis of Hong Kong Securities and Investment Institute webinar |
Christina Choi |
| 23 June 2021 | The emerging global framework for climate change regulation Keynote address at City Week 2021 |
Ashley Alder |
| 10 June 2021 | Keynote address at AIMA APAC Annual Forum 2021 | Ashley Alder |
| 7 June 2021 | Change and resilience: Fund management in the new normal Keynote speech at HKIFA 14th Annual Conference |
Julia Leung |
| 10 May 2021 | A global perspective on derivatives regulation Keynote address at ISDA Annual General Meeting 2021 |
Ashley Alder |
| 15 April 2021 | Safeguarding financial stability and national security Speech at National Security Education Day |
Tim Lui |
| 15 April 2021 | Corporate sustainability disclosure standards: The way forward Speech at the Eurofi High Level Seminar 2021 |
Ashley Alder |
| 18 Feb 2021 |
Climate change and finance: What’s next for global regulators? |
Ashley Alder |
| 18 Jan 2021 | Special remarks at the Asian Financial Forum 2021 | Ashley Alder |
| 4 Nov 2020 | Fintech: the regulatory response to evolving challenges Keynote address at Hong Kong FinTech Week 2020 |
Ashley Alder |
| 30 Oct 2020 | Opening remarks at SFC Compliance Forum 2020 | Ashley Alder |
| 10 Feb 2020 |
Speech at The Hong Kong Institute of Chartered Secretaries Annual Dinner 2020 |
Tim Lui |
| 29 Nov 2019 |
Asset management in an evolving landscape |
Tim Lui |
| 6 Nov 2019 |
Opening remarks at SFC 30th Anniversary Cocktail 2019 (English version only) |
Ashley Alder |
| 6 Nov 2019 |
Fintech: a regulatory strategy for a dynamic industry |
Ashley Alder |
| 21 Oct 2019 |
Supervising sponsors in a changing IPO landscape |
Julia Leung |
| 21 Jun 2019 |
Risk 101: Back to Basics |
Julia Leung |
| 17 Jun 2019 |
Opening remarks at SFC Compliance Forum 2019 |
Julia Leung |
| 10 Jun 2019 |
Board leadership: looking ahead |
Tim Lui |
| 22 Mar 2019 | Ashley Alder | |
| 27 Nov 2018 |
Progress of the SFC's new approach to regulation |
Ashley Alder |
| 26 Nov 2018 |
Corporate conduct – Two years into front-loaded regulation |
Brian Ho |
| 1 Nov 2018 |
Fintech: Meeting the regulatory challenges at Hong Kong FinTech Week 2018 |
Ashley Alder |
| 10 Oct 2018 |
Keynote speech at 2018 Refinitiv Pan Asian Regulatory Summit |
Thomas Atkinson |
| 9 Oct 2018 |
Addressing Misconduct in Capital Markets |
Julia Leung |
| 19 Sep 2018 |
Aiming high: Regulation for quality markets |
Carlson Tong |
| 19 Sep 2018 |
Update on the SFC's asset management strategy for Hong Kong |
Ashley Alder |
| 7 Sep 2018 |
Maintaining financial well-being against systemic risks |
Julia Leung |
| 11 Jun 2018 |
The evolving role of the Independent Non-Executive Director |
Carlson Tong |
| 17 May 2018 |
"Regulation for an Evolving Market" |
Brian Ho |
| 13 Apr 2018 | "New Technologies and Asset Management: A time of great promise and great peril?" Luncheon speech at the Hong Kong Investment Funds Association |
Julia Leung |
| 15 Nov 2017 | Keynote address at WFC Global Conference of Central Securities Depositories 2017 | Keith Lui |
| 11 Oct 2017 | Keynote speech at 8th Pan Asian Regulatory Summit | Thomas Atkinson |
| 10 Oct 2017 | Keynote speech at 8th Pan Asian Regulatory Summit | Ashley Alder |
| 13 Jul 2017 | "Front Loaded, Transparent and Direct: A New Approach to Regulation for Changing Markets" Speech at HKSI luncheon (English version only) |
Ashley Alder |
| 2 May 2017 | Update on SFC Fintech initiatives Clifford Chance Asia Pacific Funds Conference (English version only) |
Bénédicte Nolens |
| 4 May 2017 | Supervision in a time of change Speech at the Hong Kong Securities and Investment Institute’s Senior Leaders Programme |
Julia Leung |
| 27 Apr 2017 | Welcoming remarks at SFC media luncheon (Chinese version only) | Carlson Tong |
| 27 Apr 2017 | Opening remarks at SFC media luncheon (English version only) | Ashley Alder |
| 13 Mar 2017 | Recent Trends in Corporate Conduct – An SFC Angle Presentation at Companies Registry Corporate Governance Roundtable (English version only) |
Brian Ho |
| 13 Mar 2017 | Keynote speech at Companies Registry Corporate Governance Roundtable (English version only) | Ashley Alder |
| 19 Jan 2017 | Manager-In-Charge initiative: Fostering accountability and a compliance culture Keynote speech at AIMA APAC Annual Forum 2017 |
Julia Leung |
| 24 Nov 2016 | The development of Hong Kong as an asset management centre Speech at the HKSI's SFC Executive Director Series (English version only) |
Christina Choi |
| 9 Nov 2016 | Fintech and Regtech: A Securities Regulator's Perspective (English version only) | Bénédicte Nolens |
| 9 Nov 2016 | Keynote speech at 7th Pan Asian Regulatory Summit (English version only) | Thomas Atkinson |
| 8 Nov 2016 | Keynote speech at 7th Pan Asian Regulatory Summit (English version only) | Ashley Alder |
| 7 Nov 2016 | Synopsis of SFC Regtech and Fintech Contact Day 2016 (English version only) | Ashley Alder Bénédicte Nolens |
| 22 Jun 2016 | Keynote remarks at Hedge Fund Standards Board Institutional Investor Roundtable (English version only) | Ashley Alder |
| 14 Jun 2016 | Liquidity Risk Management of Investment Funds Keynote speech at ASIFMA-GFMA Market Liquidity Conference 2016 (English version only) |
Julia Leung |
| 2 Jun 2016 | Hong Kong as an evolving international financial centre: The significance of regulation Speech at HKSI luncheon (English version only) |
Ashley Alder |
| 15 Apr 2016 | The SFC's Investment Fund Strategy for Hong Kong Speech at HKIFA luncheon (English version only) |
Ashley Alder |
| 2 Dec 2015 | Keynote speech at ASIFMA Annual Conference 2015 (English version only) | Ashley Alder |
| 26 Oct 2015 | Keynote address at 2015 ISDA Annual Asia Pacific Conference (English version only) | Ashley Alder |
| 13 Oct 2015 | Speech at 6th Pan-Asian Regulatory Summit (English version only) | Ashley Alder |
| 12 Oct 2015 | Keynote address at Joint HKICPA and IFRS Foundation IFRS Conference 2015 (English version only) | Carlson Tong |
| 3 Jul 2015 | Synopsis of Mainland-Hong Kong Mutual Recognition of Funds Symposium | Ashley Alder Julia Leung |
| 18 Jun 2015 |
The Great Era of Financial Transformation |
Julia Leung |
| 21 May 2015 | Keynote address at Deacons 7th Annual Investment Products and Regulatory Forum | Ashley Alder |
| 19 Mar 2015 | Opening remarks at SFC's media luncheon (English version only) | Ashley Alder |
| 5 Mar 2015 | Integrity in Financial Markets and SFC's Enhanced Supervisory Approach Speech at HKSI Institute's SFC Executive Director Series (English version only) |
James Shipton |
| 2 Mar 2015 | Fighting On the Frontline: An Update Keynote speech at the 3rd Annual US-China Legal Summit (English version only) |
Mark Steward |
| 10 Feb 2015 | Speech at the HKSI Institute's SFC Executive Directors Series | Alexa Lam |
| 22 Jan 2015 | Speech at AIMA in Asia 2015 (English version only) | Alexa Lam |
| 24 Nov 2014 | Speech at HKSI Institute Roundtable Luncheon (English version only) | Ashley Alder |
| 18 Nov 2014 | Speech at Law Council of Australia, Hong Kong Chapter (English version only) | Mark Steward |
| 14 Nov 2014 | Speech at London Renminbi Markets Conference (English version only) | Alexa Lam |
| 5 Nov 2014 | Speech at ASIFMA Annual Conference 2014 (English version only) | Ashley Alder |
| 3 Nov 2014 | Financial innovations – Prospects for the asset management industry Speech at 8th Hong Kong Investment Funds Association Annual Conference |
Alexa Lam |
| 29 Oct 2014 | Speech at the 5th Pan Asian Regulatory Summit (English version only) | Mark Steward |
| 29 Oct 2014 | Speech at the 5th Pan Asian Regulatory Summit (English version only) | Ashley Alder |
| 21 Oct2014 | Speech at Global Fund Distribution Asia Conference 2014 (English version only) | Alexa Lam |
| 19 Sep 2014 | Speech at Hong Kong Institute of Chartered Secretaries Corporate Governance Conference 2014 (English version only) | Ashley Alder |
| 19 Sep 2014 | Speech at Hong Kong Institute of Chartered Secretaries Corporate Governance Conference 2014 (English version only) | Carlson Tong |
| 2 Sep 2014 | SFC supervisory briefing for market intermediaries (English version only) |
Ashley Alder James Shipton Mark Steward Stephen Po |
| 3 Jul 2014 | Speech at Asian Chief Audit Executives Leadership Forum 2014 (English version only) | Mark Steward |
| 17 Jun 2014 | Importance of capital markets professionalism and the role of regulators Keynote address at Asia Capital Markets Institute Launch Summit (English version only) |
James Shipton |
| 17 Jun 2014 | Opening remarks at SFC-SC Joint Seminar on Islamic Funds (English version only) | Alexa Lam |
| 4 Jun 2014 | Supervision of intermediaries: key initiatives and focus in 2014 Speech at HKIFA luncheon (English version only) |
James Shipton |
| 12 May 2014 | Presentation at The Hong Kong Institute of Directors Speaker Luncheon Meeting (English version only) | Carlson Tong |
| 24 Mar 2014 | Speech at Australian Securities and Investments Commission Annual Forum 2014 (English version only) | Ashley Alder |
| 21 Mar 2014 | Speech at The Lipper Fund Awards 2014 (English version only) | Alexa Lam |
| 13 Mar 2014 | An offshore RMB market – The Hong Kong story Keynote speech at 4th Offshore RMB Markets Conference |
Alexa Lam |
| 15 Jan 2014 | Five years on — Lessons, challenges and opportunities Speech at CITI 11th Annual Asia Pacific Investor Conference 2014 (English version only) |
Carlson Tong |
| 12 Dec 2013 | Towards better corporate governance Speech at Chamber of Hong Kong Listed Companies 11th anniversary gala dinner (English version only) |
Carlson Tong |
| 4 Dec 2013 | "RMB-related investment products" Speech at the 7th Hong Kong Investment Funds Association annual conference |
Alexa Lam |
| 7 Nov 2013 | Beyond Compliance: Prudence and other Challenges Speech at 2nd Annual Compliance Summit Asia (English version only) |
Mark Steward |
| 11 Jun 2013 | Speech at Legal Week's Corporate Counsel Forum (English version only) | Mark Steward |
| 18 Mar 2013 | Speech at KPMG “Leaders of Our Community” Luncheon Talk Series (English version only) | Carlson Tong |
| 8 Mar 2013 | Speech at Lipper Fund Awards Hong Kong 2013 (English version only) | Carlson Tong |
| 26 Feb 2013 | Speech at The 4th Indexing & ETF Investments Series Conference 2013 China (English version only) | Alexa Lam |
| 23 Jan 2013 | A New Frontier for RMB Investment Products and Asset Management Business Speech at Hong Kong Securities and Investment Institute SFC Executive Director Series |
Alexa Lam |
| 27 Nov 2012 | Speech at 3rdPan Asian Regulatory Summit (English version only) | Ashley Alder |
| 8 Nov 2012 | Speech at Compliance Summit Asia (English version only) | Mark Steward |
| 31 Aug 2012 | Speech at Trading Architecture Asia (English version only) | Mark Steward |
| 20 Jun 2012 | Speech at Fraud and Corruption Asia Pacific Summit (English version only) | Mark Steward |
| 6 Jun 2012 | Speech at Investment Products and Regulatory Forum (English version only) | Mark Steward |
| 26 May 2012 | Financial Regulation in Hong Kong: A Securities Regulation Perspective Speech at Institutional Structure of Financial Regulation Conference organized by CUHK (English version only) |
Eddy Fong |
| 22 May 2012 | Speech at Foreign Correspondents’ Club, Hong Kong (English version only) | Ashley Alder |
| 5 May 2012 | Embracing the Economic Landscape – 2012 and Beyond Opening Address at ACCA Hong Kong Annual Conference 2012 (English version only) |
Eddy Fong |
| 8 Mar 2012 | Keynote speech at AIMA Policy and Regulatory Forum | Alexa Lam |
| 17 Dec 2011 | Speech presented at Shanghai-Hong Kong Financial Center Development Forum (Chinese version only) | Alexa Lam |
| 29 Nov 2011 |
2nd Annual Emerging Markets Investor Conference – Hong Kong (English version only) |
Ashley Alder |
| 17 Nov 2011 |
Speech presented at the Hong Kong Securities Institute's SFC Executive Directors Series (English version only) |
Mark Steward |
| 28 Oct 2011 | A Review and Outlook of the Regulatory Landscape Keynote address at 5th Hong Kong Investment Funds Association Annual Conference |
Ashley Alder |
| 7 Sep 2011 | Growth of RMB as an investment currency and the development of RMB products in Hong Kong Keynote address at Offshore RMB Market conference |
Alexa Lam |
| 16 Jun 2011 |
Market Misconduct: Prevention, Detection and Deterrence |
Mark Steward |
| 13 Jun 2011 |
Value Partners Center for Investing Inauguration Ceremony (English version only) |
Eddy Fong |
| 13 May 2011 | The development of ETFs and other index-tracking products (Chinese version only) | Alexa Lam |
| 29 Mar 2011 |
Prevention of Financial Crime, Management of Risk and Corruption Seminar (English version only) |
Mark Steward |
| 29 Mar 2011 |
The Role of the Regulator in the Development of the Investment Management Business (English version only) |
Martin Wheatley |
| 28 Mar 2011 |
“The Reform and Opening Up of Mainland China’s Financial Market – the Role of Hong Kong” |
Eddy Fong |
| 25 Mar 2011 |
Regulatory Challenges and Opportunities |
Eddy Fong |
| 22 Mar 2011 |
“What Do Regulators Want From The Trading Marketplace?” |
Martin Wheatley |
| 11 Mar 2011 | Speech at the Lipper Fund Awards 2011 | Alexa Lam |
| 3 Nov 2010 |
Alternative investment funds: The new landscape |
Alexa Lam |
| 29 Oct 2010 |
Developing RMB products in Hong Kong |
Alexa Lam |
| 20 Oct 2010 |
Speech to Financial Planning Standards Board on The latest regulatory initiatives on selling of investment products (English version only) |
Stephen Po |
| 19 Oct 2010 |
The further development of Mainland China's capital market – Hong Kong's continuing role |
Eddy Fong |
| 4 Oct 2010 |
A new landscape for retail investment products |
Martin Wheatley |
| 29 Sep 2010 |
Investment Products – the New Landscape in Hong Kong |
Alexa Lam |
| 5 Jul 2010 |
Regulatory responses to the financial crisis: The view from Hong Kong |
Alexa Lam |
| 8 Jun 2010 | Keynote address presented at The Art of Indexing Summit Asia 2010 | Alexa Lam |
| 24 May 2010 |
SFC Enforcement and Fraud |
Mark Steward |
| 13 May 2010 |
The Shape of Things to Come |
Martin Wheatley |
| 21 Apr 2010 |
Insight from a Regulator |
Martin Wheatley |
| 22 Mar 2010 |
Keynote address presented at HKICS Conference on Shareholder Rights (English version only) |
Eddy Fong |
| 21 Jan 2010 |
Striking a balance between financial innovation and regulation (Speech/Presentation) |
Eddy Fong |
| 20 Jan 2010 | Keynote address presented at the ISDA Equity Derivatives Conference 2010 | Alexa Lam |
| 24 Nov 2009 | Keynote address presented at The Hong Kong Institute of Directors Annual Dinner cum Presentation of Directors of the Year Awards 2009 (English version only) | Eddy Fong |
| 19 Nov 2009 | Keynote regulatory address presented at Trade Tech Asia 2009 (English version only) | Martin Wheatley |
| 19 Nov 2009 | Speech presented at the Hong Kong Securities Institute Roundtable Luncheon (English version only) | Alexa Lam |
| 10 Nov 2009 | Responding to the Global Financial Crisis – Implications on Financial Reform and Impact on the Regulatory Regime Speech presented at the Financial Planning Conference 2009 organised by the Institute of Financial Planners of Hong Kong |
Eddy Fong |
| 29 Oct 2009 |
Keynote speech presented at the Beijing-Hong Kong Financial Services Co-operation Forum |
Alexa Lam |
| 5 Oct 2009 |
Hong Kong – a hotbed for ETF growth |
Alexa Lam |
| 29 Sep 2009 | Speech presented at the Hong Kong Securities Institute Roundtable Luncheon (English version only) | Martin Wheatley |
| 29 Sep 2009 | One year after the global financial turmoil - review and outlook of asset management regulation Keynote speech presented at the Hong Kong Investment Fund Association 3rd Annual Conference (English version only) |
Martin Wheatley |
| 19 Sep 2009 | Harnessing the Power of Recovery Speech presented at the Fortune China CEO Summit |
Eddy Fong |
| 3 Sep 2009 | Speech presented at the Hong Kong Securities Institute's SFC Executive Directors Series | Mark Steward |
| 24 Jun 2009 | Seminar on Guangdong-Hong Kong financial co-operation cum roadshow on Guangdong Hi-technology Service Zone for Financial Institutions 2009 (Chinese version only) | Alexa Lam |
| 4 Jun 2009 | 7th Asia Pacific Trading Summit | Martin Wheatley |
| 29 May 2009 | Lessons Learnt and Global Responses to the Financial Crisis Keynote address at the 12th SDIA Annual Conference 2009 |
Martin Wheatley |
| 13 May 2009 | Global Financial Crisis - Implications on future reform and regulatory approach Speech presented at the China Enterprises Economic Research Study Centre |
Eddy Fong |
| 8 May 2009 | 6th Islamic Financial Services Board Summit | Alexa Lam |
| 20 Apr 2009 | Keynote speech presented at Taifook Institutional Investor Conference 2009 | Alexa Lam |
| 16 Apr 2009 | Keynote speech presented at 2nd Islamic Finance news Roadshow | Martin Wheatley |
| 19 Mar 2009 | Rebuilding Confidence in the International Financial Markets Speech presented at the INSEAD Alumni Association, Hong Kong |
Eddy Fong |
| 4 Mar 2009 | Speech presented at the Chatham House - JEF Conference | Eddy Fong |
| 2 Mar 2009 | Keynote speech presented at Lipper Fund Awards 2009 | Alexa Lam |
| 21 Jan 2009 | The Financial Crisis and Lessons for the Fund Industry Speech presented at the Hong Kong Investment Funds Association Luncheon |
Alexa Lam |
| 7 Jan 2009 | Surfing the Financial Tsunami Speech presented at the Foreign Correspondents' Club lunch |
Martin Wheatley |
| 8 Dec 2008 | Transparency in the market (PDF File) Speech presented at the ICAC Conference on Corporate Governance in the Financial Sector |
Martin Wheatley |
| 25 Nov 2008 | Keynote address presented at The Hong Kong Islamic Finance Forum (PDF File) | Alexa Lam |
| 7 Nov 2008 | Road Ahead for Risk Management in the Greater China Market (PDF File) Keynote address presented at the Annual Symposium on Risk Management |
Alexa Lam |
| 4 Nov 2008 | 4th Annual Real Estate Investment IQ 2008 (PDF File) Welcoming address presented at the 4th Annual Real Estate Investment IQ 2008 |
Alexa Lam |
| 29 Oct 2008 | SEC Regulation Outside the United States (PDF File) Keynote address presented at the 7th Annual SEC Regulation Outside the United States Conference |
Alexa Lam |
| 24 Oct 2008 | Comments made by the SFC's Chief Executive Officer Mr Martin Wheatley on risks and exposures of structured products (PDF File) | Martin Wheatley |
| 23 Oct 2008 | From Wall Street to High Street – the Implications for China (PDF File) Speech presented at The State-owned Assets Supervision and Administration Commission of the State Council (SASAC) |
Eddy Fong |
| 23 Oct 2008 | Mis-selling: Consequences at a Glance (PDF File) Keynote address presented at the 4th Annual Wealth Management Conference |
Mark Steward |
| 29 Sep 2008 | Regulator's Role in Today's Fund Management Business (PDF File) Speech presented at The Second Annual Conference of the Hong Kong Investment Funds Association |
Martin Wheatley |
| 11 Sep 2008 | Hong Kong as a QDII Platform (PDF File) Keynote address presented at the 11th Annual Hedge Funds World Asia 2008 |
Alexa Lam |
| 9 Sep 2008 | The Importance of Corporate Governance for an International Financial Centre (PDF File) Speech presented at the First Annual Listed Companies Conference 2008 – Corporate Governance |
Eddy Fong |
| 6 Sep 2008 | The Asia Era – Challenges and Opportunities for Asia Pacific after Subprime - "Issues, Lessons and the Global Regulatory Response" (PDF File) Speech presented at the Asia Securities Forum 2008 |
Martin Wheatley |
| 5 Sep 2008 | The Asia Era - Challenges and Opportunities for Asia Pacific after Subprime - "A Regulatory Perspective" (PDF File) Speech presented at the Asia Securities Forum 2008 |
Eddy Fong |
| 2 Sep 2008 | Hong Kong leads in regulating short selling (PDF File) | Martin Wheatley |
| 26 Aug 2008 | Development of the Mainland's Capital Market: Opportunities and Challenges for Hong Kong (Chinese Version only) (PDF File) Speech presented at the New Territories General Chamber of Commerce - Monthly Meeting |
Eddy Fong |
| 12 Aug 2008 | Hong Kong's Country Presentation (PDF File) Speech presented at the 3rd Malaysian Islamic Finance Issuers and Investors Forum 2008 |
Martin Wheatley |
| 15 Jul 2008 | Market Volatility - Challenges for the SFC and its Regulatory Approaches (Chinese Version only) (PDF File) Speech presented at the Hong Kong Stockbrokers Association Luncheon Seminar |
Eddy Fong |
| 3 Jul 2008 | Current trends in National Capital Market Innovations (PDF File) Speech presented at the Financial Innovation and Emerging Markets - Opportunities for Growth vs Risks for Financial Stability in Berlin |
Keith Lui |
| 23 Jun 2008 | The Hong Kong Taiwan nexus – Hong Kong's contributions to Taiwan's New Economy (PDF File) Opening speech presented at the First Asia Conference on Financial Engineering |
Alexa Lam |
| 3 Jun 2008 | The Opportunities and Challenges for the Regulator of Electronic Trading (PDF File) Keynote speech presented at the Sixth Asia Pacific Trading Summit |
Martin Wheatley |
| 30 May 2008 | Derivatives Markets and Cash Markets (PDF File) Speech presented at the Annual Conference of International Organisation of Securities Commissions (IOSCO) in Paris 2008 |
Martin Wheatley |
| 9 May 2008 | Transmission of Global Financial Risks (PDF File) Speech presented at the Lujiazui Forum in Shanghai |
Martin Wheatley |
| 16 Apr 2008 | Towards the Hong Kong Fund Supermarket - a new Code on Unit Trust and Mutual Funds (PDF File) Speech presented at the Fund Forum Asia 2008 |
Alexa Lam |
| 9 Apr 2008 | Regulation and Global Competition (PDF File) Speech presented at The Hong Kong Institute of Directors Directors' Conference 2008 Luncheon |
Eddy Fong |
| 2 Apr 2008 | China's Capital Market Development - Positioning Hong Kong at the Dawn of a New Era (PDF File) Speech presented at the Hong Kong Investment Funds Association Luncheon |
Alexa Lam |
| 3 Mar 2008 | With the Latest Regulatory Development and the Industry AUM Growing, How Can the SFC Provide an Effective Environment for the Fund Industry to Grow Successfully (PDF File) Speech presented at Lipper Funds Award 2008 Luncheon |
Martin Wheatley |
| 28 Feb 2008 | Opening statement at LegCo Financial Affairs Panel Meeting (PDF File) | Martin Wheatley |
| 20 Feb 2008 |
Regulatory Perspective from Hong Kong (PDF File) |
Eddy Fong |
| 26 Jan 2008 | Remarks at the SFC Investment Triathlon Championship (PDF File) | Martin Wheatley |
| 17 Jan 2008 | Good Corporate Governance - Whose Responsibility? (PDF File) Speech presented at the Hong Kong Institute of Chartered Secretaries Annual Dinner |
Eddy Fong |
| 16 Jan 2008 | Positioning Hong Kong as an Asset Management Hub (PDF File) Speech presented at the Hong Kong Securities Institute |
Alexa Lam |
| 8 Jan 2008 | Corporate Governance at the Crossroads (PDF File) Speech presented at the Hong Kong Institute of Chartered Secretaries |
Martin Wheatley |
| 11 Dec 2007 | Enhancing Hong Kong as a Hedge Fund Hub of Asia (PDF File) Speech presented at the Hong Kong: Hedge Fund Hub of Asia - 2007 Conference |
Martin Wheatley |
| 3 Dec 2007 | Developments in the Capital Markets of China and Hong Kong (PDF File) Speech presented at the International Regulators Seminar 2007 organised by the Financial Services Authority in London |
Martin Wheatley |
| 22 Nov 2007 | Speech presented at the Hong Kong Institute of Certified Public Accountants Best Corporate Governance Disclosure Awards Ceremony (PDF File) | Eddy Fong |
| 6 Nov 2007 | Speech presented at the 3rd Annual Real Estate Investment IQ 2007 conference (PDF File) | Alexa Lam |
| 2 Nov 2007 | Best Practice for Financial Planners (PDF File) Speech presented at the 2007 Financial Planning Conference |
Alexa Lam |
| 11 Oct 2007 | China's Growing Importance in Global Capital Markets - Challenges and Opportunities for HK (Chinese version only) (PDF File) Speech presented at the Chamber of Hong Kong Listed Companies Luncheon |
Eddy Fong |
| 9 Oct 2007 | Speech presented at the 6th Annual Conference of SEC Regulation Outside the United States (PDF File) | Alexa Lam |
| 4 Oct 2007 | Creating The Biggest Capital Market For IPOs In The World (PDF File) Speech presented at the CPA Australia Corporate Governance Forum |
Martin Wheatley |
| 25 Sep 2007 | Keynote Address presented at the 2nd Annual Asia Pacific Real Estate Congress (PDF File) | Alexa Lam |
| 21 Sep 2007 | Hong Kong as a leading fund management centre in Asia (PDF File) Speech presented at the Asian Financial Forum |
Martin Wheatley |
| 11 Sep 2007 | Recent Developments in Global Financial Markets (PDF File) Speech presented at the Toys Manufacturers' Association of Hong Kong Annual Dinner |
Eddy Fong |
| 5 Jul 2007 | Systemic Risk: Who's Watching the Baby? (PDF File) Speech presented at the Asia Pacific Capital Markets Congress |
Martin Wheatley |
| 4 Jul 2007 | Financial Market Review and Outlook (PDF File) Speech presented at the FHKI 47th AGM and Members Luncheon |
Eddy Fong |
| 6 Jun 2007 | The Role of the SFC as a Market Regulator (PDF File) Speech presented at an Estate Agents Authority seminar |
Eddy Fong |
| 17 May 2007 | Raising the Bar on Regulating Hong Kong's Financial Markets (PDF File) Speech presented at the World Pension Forum Conference |
Martin Wheatley |
| 8 May 2007 | Towards Best Practice (PDF File) Speech presented at a luncheon hosted by the Institute of Financial Planners of Hong Kong |
Alexa Lam |
| 24 Apr 2007 |
Regulation: Facilitating or Frustrating Trade (PDF File) |
Martin Wheatley |
| 19 Apr 2007 | Regulation & Market Development (PDF File) Speech presented at the Fund Forum Asia 2007 |
Alexa Lam |
| 19 Mar 2007 | Positioning Hong Kong in a Competitive Global Marketplace (PDF File) Speech presented at the Hong Kong Securities Institute Luncheon |
Eddy Fong |
| 6 Mar 2007 |
Opportunities in Hong Kong and China (PDF File) |
Martin Wheatley |
| 2 Mar 2007 |
Opening Statement presented at the LegCo Financial Affairs Panel Meeting (PDF File) |
Martin Wheatley |
| 1 Feb 2007 |
The Outlook for the Fund Management Industry in Hong Kong (PDF File) |
Martin Wheatley |
| 26 Jan 2007 | The Role of the SFC Chairman - Towards a More Effective and Efficient Securities Market (PDF File) Speech presented at the Luncheon of the Hong Kong Institute of Directors |
Eddy Fong |
| 18 Jan 2007 | Speech presented by Mrs Alexa Lam at the Investment Company Institute's 2007 Conference (PDF File) | Alexa Lam |
| 18 Jan 2007 | Speech presented at the Investor Education 2007 Ceremony (PDF File) | Eddy Fong |
| 7 Dec 2006 |
Speech presented at the Investor Relations Magazine Hong Kong and Taiwan Conference & Awards 2006 (PDF File) |
Martin Wheatley |
| 28 Nov 2006 | Speech presented at the Hong Kong Institute of Certified Public Accountants' Best Corporate Governance Disclosure Awards 2006 (PDF File) | Paul Kennedy |
| 20 Nov 2006 |
The Risks of Product Mis-selling (PDF File) |
Alexa Lam |
| 20 Oct 2006 | Opening Remarks (PDF File) Speech presented at the Meet-the-Media Session |
Eddy Fong |
| 14 Oct 2006 |
Corporate Governance - Time to take stock (PDF File) |
Martin Wheatley |
| 10 Oct 2006 | Speech presented at the Hong Kong Securities Institute (PDF File) | Alexa Lam |
| 19 Sep 2006 | Enabling the Growth of REITs and CMBS in Hong Kong: The role of the regulators (PDF File) Speech presented at the Euromoney Seminars on Asia Pacific Real Estate Securitisation Summit 2006 |
Martin Wheatley |
| 22 Jun 2006 | The Challenges of Globalization on East Asian Financial Markets (PDF File) Speech presented at the World Bank and the Hong Kong Monetary Authority Conference on East Asian Financial Marekts - the Next Frontier (High Level Panel on East Asian Financial Markets) |
Martin Wheatley |
| 12 Jun 2006 | The Role of Hong Kong in Developing Asia's Capital Markets (PDF File) Speech presented at the 3rd Annual Asia Pacific Bond Congress |
Martin Wheatley |
| 7 Jun 2006 | Opening Remarks (PDF File) Speech presented at the Opening Ceremony of the 31st Annual Conference of IOSCO |
Martin Wheatley |
| 12 May 2006 | Keynote Address (Session V - Policy Makers' Dialogue) (PDF File) Speech presented at the ICAEW/HKICPA China & Global Markets Conference |
Martin Wheatley |
| 10 May 2006 |
The Standard of Governance Required of Listed Companies and the Role the SFC Plays in Stamping Out Corporate Corruption and Management Misconduct (PDF File) |
Martin Wheatley |
| 19 Apr 2006 | Progress under CEPA - A Regulator's View Speech presented at the CEPA Forum, Beijing 2006 - "New Opportunities and Challenges Ahead for Mainland and Hong Kong Financial Practitioners" |
Alexa Lam |
| 10 Mar 2006 |
Review of the Securities Market in 2005 and the Way Forward (PDF File) |
Martin Wheatley |
| 6 Mar 2006 | Chief Operating Officer's Statement at LegCo Financial Affairs Panel (PDF File) | Peter Au-Yang |
| 13 Feb 2006 | SFC Chairman's Year End Presentation (PDF File) | Martin Wheatley |
| 6 Feb 2006 | Opening Remarks by Mrs Alexa Lam at LegCo Financial Affairs Panel (PDF File) | Alexa Lam |
| 16 Jan 2006 | Corporate Governance (PDF File) Speech presented at the Hong Kong Institute of Directors Luncheon |
Martin Wheatley |
| 10 Jan 2006 | Key Points of the Welcome Remarks presented at the Launch Ceremony of SFC Investor Education 2006 (PDF File) | Martin Wheatley |
| 5 Jan 2006 | Acting SFC Chairman's Statement at LegCo Financial Affairs Panel (PDF File) | Peter Au-Yang |
Last update: 11 Apr 2024