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Enforcement

Investigations by nature
Quarter ended
31/12/2023
Quarter ended
30/09/2023
Quarter ended
30/06/2023
Quarter ended
31/03/2023
Corporate disclosure 39 41 41 42
Corporate misgovernance 81 89 85 85
Insider dealing 26 24 20 20
Intermediary misconduct 156 151 144 145
Market manipulation 93 93 89 87
Unlicensed activities 40 36 37 37
Total 435 434 416 416




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