Codes & Guidelines
For applicable codes and guidelines relating to listings and takeovers – both current and earlier versions (if any) - please visit the Codes & Guidelines.
Securities & Futures Commission of Hong Kong
- About the SFC
- Regulatory functions
-
Rules and standards
- Laws
- Codes and guidelines
- Circulars
- OTC derivatives regulatory Regime
- Short position reporting rules
- Securities and Futures Ordinance Part XV - Disclosure of Interests
- Account Opening
- Anti-money laundering and counter-financing of terrorism
- Suitability requirement
- Principles of responsible ownership
- Gazette notices
- Search regulations by topic
- Published resources
- News and announcements
- Career
-
Intermediaries
-
Licensing
- » Do you need a licence or registration?
- » Types of intermediary and licensed individual
- » Application procedures
- » Ongoing obligations
- » Online Portal
- » Register of licensees & registered institutions
- » List of Modifications or Waivers of Licensing Requirements
- » Guidelines
- » Circulars
- » Consultations and conclusions
- » Forms
- » FAQs
- » Contact us
- Supervision
-
Licensing
- Market infrastructure & trading
-
Listings & takeovers
- Dual filing
- Corporate disclosure
-
Takeovers & mergers
- » Dealing disclosures
- » Decisions & statements
- » Disciplinary proceedings before the Takeovers Panel
- » Documents on display
- » Exempt status
- » Offer Period Tables
- » Practice notes
- » Performance Pledges
- » Post-Vet List
- » Secondary listed companies
- » Takeovers Panel & related committees
- » Transaction announcements & documents
- » Takeovers Bulletin (publication)
- » Forms
- » Codes & Guidelines
- » Consultations & Conclusions
- » Contact us
- Disclosure of interests
- Unlisted shares, debentures
- Codes & Guidelines
- Circulars
- Consultations and conclusions
- FAQs
- Investment products
- Enforcement
Last update: 10 Sep 2019
For optimum viewing, please use screen resolution of 1024 x 768 and Internet Explorer 8.0 or browser of an equivalent or higher version.
Maintenance scheduleCopyright © 2019 Securities and Futures Commission. All rights reserved.