Authorized entities are corporations authorized by the SFC under the relevant rules. Below are the authorized entities we supervise and regulate:
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Authorized entities |
Relevant rules by which it is approved |
|---|---|
|
Exchange companies, clearing houses and exchange controllers |
Part III of the Securities and Futures Ordinance (SFO) |
|
Part III of the SFO |
|
|
Designated Central Counterparties for the Purposes of Mandatory Clearing |
Part IIIA of the SFO |
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Federation of Share Registrars Ltd Note: The Listing Rules state that only an approved share registrar may be employed to maintain a register of shareholders or warrant holders in Hong Kong. To be an approved share registrar, a share registrar must be a member of the Federation. |
Section 12 of the Securities and Futures (Stock Market Listing) Rules |
Last update: 16 Dec 2019