{"text_format":"1","workbook":"xlsx","n_sheets":25,"sheets":["Form 1 Main","Form 1 Assets","Form 1 Liabilities & Fin. Adj.","Declaration","Form 2","Form 3","Form 4 Table 1","Form 4 Table 2","Form 5","Form 6","Form 7","Form 8 Table 1","Form 8 Table 2","Form 9","Form 10 Table 1","Form 10 Table 2","Form 10 Table 3","Form 10 Table 4","Form 10 Table 5","Form 10 Table 6","Form 11","Form 12","Config","Error Message","Label Mapping"],"not_rendered":{"charts":0,"images":60,"macros":1,"external_links":0,"defined_names":722,"comments":0,"pivot_tables":0},"unopened":[],"bounds":{"document_bytes":16777216,"sheet_cells":100000,"rows_first":2000,"rows_last":500,"rows_between":2000,"halvings":0,"cell_chars":16384,"cell_head_chars":4096},"cells_cut":0,"cells_raw":0,"read":"whole","date_system":"1900"}

{"sheet":"Form 1 Main","index":0,"n_rows":72,"n_cols":12,"rows_kept":72,"cut":false,"hidden":false,"merged":[[71,1,71,4],[1,1,1,9],[4,4,4,7],[2,1,2,9],[69,2,69,8],[15,6,15,8],[13,6,13,8],[17,6,17,8],[22,6,22,8],[5,1,5,10],[70,2,70,8],[9,1,9,7]]}
[null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"《證券及期貨條例》(第 571 章)"]
[null,"《證券及期貨(財政資源)規則》(第 571N 章)"]
[null,null,null,null,"    *",null,"[1000]","財務申報表 (附註 1)"]
[]
[null,"(為遵守《證券及期貨條例》(第 571 章) 第 145 條，\n即在《證券及期貨(財政資源)規則》(第 571N 章) 第 56 條所闡述的規定的目的而訂立)"]
[]
[]
[null,"表格 1","速動資金計算表"]
[]
[]
[]
[]
[null,"(1)","持牌法團名稱",null,null,null,null,null,null,"[1001]"]
[]
[null,null,"中央編號",null,null,null,null,null,null,"[1002]"]
[]
[null,"(2)","業務名稱",null,null,null,"",null,null,"[1003]"]
[null,null,"(如有別於第 (1) 項)"]
[null,null,null,null,null,null,null,null,null,null,null,""]
[null,"(3)","申報月份 (mm/yyyy)",null,null,null,null,null,null,"[1004]",null,""]
[]
[null,null,"如本財務申報表並非就截至曆月的月終日期止的",null,null,null,null,null,null,"[1005]"]
[null,null,"期間編製，請指明申報日期 (dd/mmm/yyyy)"]
[]
[null,"(4)","持牌法團獲發牌進行的受規管活動類別 (請選擇適用者，可選擇多於一項)"]
[]
[null,null,"第 1 類:"]
[null,null,null,"(a)  證券交易，及該法團不提供證券保證金融資",null,null,null,null,null,null,"[1006A]","N"]
[null,null,null,"(b)  證券交易，及該法團提供證券保證金融資",null,null,null,null,null,null,"[1006B]","N"]
[null,null,null,"(c)  僅以買賣商身分進行證券交易",null,null,null,null,null,null,"[1006C]","N"]
[null,null,null,"(d)  僅以核准介紹代理人身分進行證券交易",null,null,null,null,null,null,"[1006D]","N"]
[]
[null,null,"第 2 類:"]
[null,null,null,"(a)  期貨合約交易",null,null,null,null,null,null,"[1006E]","N"]
[null,null,null,"(b)  以期貨非結算交易商身分進行期貨合約交易",null,null,null,null,null,null,"[1006F]","N"]
[null,null,null,"(c)  僅以買賣商身分進行期貨合約交易",null,null,null,null,null,null,"[1006G]","N"]
[null,null,null,"(d)  僅以核准介紹代理人身分進行期貨合約交易",null,null,null,null,null,null,"[1006H]","N"]
[]
[null,null,"第 3 類:"]
[null,null,null,"(a)  槓桿式外匯交易",null,null,null,null,null,null,"[1006I]","N"]
[null,null,null,"(b)  僅以核准介紹代理人身分進行槓桿式外匯交易",null,null,null,null,null,null,"[1006J]","N"]
[]
[null,null,"第 4 類: "]
[null,null,null,"(a)  就證券提供意見，及該法團受指明發牌條件規限 (附註 2)",null,null,null,null,null,null,"[1006K]","N"]
[null,null,null,"(b)  就證券提供意見，及該法團不受指明發牌條件規限",null,null,null,null,null,null,"[1006L]","N"]
[]
[null,null,"第 5 類: "]
[null,null,null,"(a)  就期貨合約提供意見，及該法團受指明發牌條件規限",null,null,null,null,null,null,"[1006M]","N"]
[null,null,null,"(b)  就期貨合約提供意見，及該法團不受指明發牌條件規限",null,null,null,null,null,null,"[1006N]","N"]
[]
[null,null,"第 6 類:"]
[null,null,null,"(a)  就機構融資提供意見，及該法團受指明發牌條件規限",null,null,null,null,null,null,"[1006O]","N"]
[null,null,null,"(b)  就機構融資提供意見，及該法團不受指明發牌條件規限",null,null,null,null,null,null,"[1006P]","N"]
[]
[null,null,"第 7 類:"]
[null,null,null,"提供自動化交易服務",null,null,null,null,null,null,"[1006Q]","N"]
[]
[null,null,"第 8 類:"]
[null,null,null,"提供證券保證金融資",null,null,null,null,null,null,"[1006R]","N"]
[]
[null,null,"第 9 類:"]
[null,null,null,"(a)  提供資產管理，及該法團受指明發牌條件規限",null,null,null,null,null,null,"[1006S]","N"]
[null,null,null,"(b)  提供資產管理，及該法團不受指明發牌條件規限",null,null,null,null,null,null,"[1006T]","N"]
[]
[null,null,"第10 類:"]
[null,null,null,"(a)  提供信貸評級服務，及該法團受指明發牌條件規限",null,null,null,null,null,null,"[1006U]","N"]
[null,null,null,"(b)  提供信貸評級服務，及該法團不受指明發牌條件規限",null,null,null,null,null,null,"[1006V]","N"]
[]
[null,"附註 1: ","凡持牌法團就以下一類或多於一類受規管活動獲發牌：就證券提供意見、就期貨合約提供意見、就機構融資提供意見、提供資產管理及/或提供信貸評級服務，及凡該法團受指明發牌條件規限，該法團須按半年期的基準呈交本財務申報表。其他持牌法團須按月呈交本財務申報表，但須按每季基準呈交的若干表格則除外。有關呈交申報表的規定，請參閱《證券及期貨(財政資源)規則》第 56 條。"]
[null,"附註 2: ","就本財務申報表而言，除另有指明外，指明發牌條件指該持牌法團不得持有客戶資產此項發牌條件。"]
[null,"        * 請選擇適用者"]

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[]
[]
[null,null,null,null,null,null,"列入速動資\n金計算表內\n的數額","列入資產\n負債表內\n的數額"]
[null,"項","資產",null,"條次\n(附註 3)"]
[null,null,null,null,null,null,"(HK$'000)","(HK$'000)"]
[null,5,"銀行結餘",null,"20"]
[null,null,"-","在獨立帳戶內持有的銀行結餘",null,"[1007]",0,0,"[1008]"]
[null,null,"-","在其他帳戶內持有的銀行結餘及手頭現金(附註 4)",null,"[1009]",0,0,"[1010]"]
[null,6,"應從保證金客戶收取的款項",null,"22(1) 及 (2)",null,0,0]
[null,null,null,"(附註 5)"]
[null,null,null,null,null,"[1011]",null,null,"[1012]"]
[null,7,"就證券認購而應從客戶收取的款項",null,"21(5)","[1013]",0,0,"[1014]"]
[]
[]
[]
[null,"8","應從滾存結餘現金客戶收取的款項",null,"21(2), (3) 及 (6)","[1015]",0,0,"[1016]"]
[]
[]
[]
[]
[null,"9","因證券交易而產生的應從客戶收取的其他款項",null,"21(1), (4) 及 (6)",null,0,0]
[]
[]
[]
[null,null,null,null,null,"[1017]",null,null,"[1018]"]
[null,"10","應從就提供證券保證金融資獲發牌的持牌法團",null,"24(2) 及 25",null,0,0]
[null,null,null,"收取的款項"]
[]
[null,null,null,null,null,"[1019]",null,null,"[1020]"]
[null,"11","證券及指明投資項目的自營交易持倉",null,"27",null,0,0]
[]
[]
[null,null,null,null,null,"[1021]",null,null,"[1022]"]
[null,"12","在交易所買賣的期權合約的自營交易持倉",null,"31",null,0,0]
[]
[]
[null,null,null,null,null,"[1023]",null,null,"[1024]"]
[null,"13","因在交易所買賣的期權合約的交易而產生的應從",null,"30",null,0,0]
[null,null,null,"客戶收取的款項"]
[]
[]
[null,null,null,null,null,"[1025]",null,null,"[1026]"]
[null,"14","因證券交易而產生的應從證券交易商收取的款項",null,"23 及 24(1)",null,0,0]
[]
[]
[]
[null,null,null,null,null,"[1027]",null,null,"[1028]"]
[null,"15","因期貨合約或期權合約的交易而產生的應從",null,"29",null,0,0]
[null,null,null,"證券/期貨交易商或結算所參與者收取的款項"]
[]
[]
[]
[]
[]
[]
[null,null,null,null,null,"[1029]",null,null,"[1030]"]
[null,"16","應從結算所收取的款項",null,"28"]
[]
[null,null,null,"- 香港中央結算有限公司",null,null,0,0]
[null,null,null,null,null,"[1031]",null,null,"[1032]"]
[null,null,null,"- 香港聯合交易所期權結算所有限公司",null,null,0,0]
[null,null,null,null,null,"[1033]",null,null,"[1034]"]
[null,null,null,"- 香港期貨結算有限公司",null,null,0,0]
[null,null,null,null,null,"[1035]",null,null,"[1036]"]
[null,null,null,"- Euroclear Bank S.A./N.V.,\n  Euroclear France S.A.,\n  Clearstream Banking S.A.,\n  Clearstream Banking AG 或\n  Korea Securities Finance Corporation",null,"[1037]",0,0,"[1038]"]
[null,null,null,"- 其他結算所",null,"[1039]",0,0,"[1040]"]
[]
[]
[]
[]
[null,"17","因槓桿式外匯交易而產生的應從認可對手方收取",null,"34",null,0,0]
[null,null,null,"的款項及就未平倉持倉的浮動利潤"]
[]
[]
[]
[null,null,null,null,null,"[1041]",null,null,"[1042]"]
[null,"18","因下列項目而產生的其他資產",null,"26, 32, 33 及 35"]
[null,null,null,"- 就證券提供意見",null,null,0,0]
[null,null,null,"  及/或就期貨合約提供意見",null,"[1043]",null,null,"[1044]"]
[null,null,null,"- 就機構融資提供意見",null,"[1045]",0,0,"[1046]"]
[null,null,null,"- 提供資產管理",null,"[1047]",0,0,"[1048]"]
[null,null,null,"- 應從集團公司",null,null,null,0,"[1049]"]
[null,null,null,"  或其他關連方收取的款項"]
[]
[null,null,null,"- 提供信貸評級服務",null,"[1049A]",0,0,"[1049B]"]
[null,null,null,"- 其他",null,null,0,0]
[null,null,null,null,null,"[1050]",null,null,"[1051]"]
[null,"19","速動資產總值",null,null,"[1052]",{"$f":"SUM(G8:G88)","v":0}]
[null,null,null,"(第 5 至 18 項的總和)"]
[]
[]
[null,"20","固定資產",null,null,null,null,0]
[null,null,null,null,null,null,null,null,"[1053]"]
[null,"21","資產總值 (第 5 至 18 ",null,null,null,null,{"$f":"SUM(H8:H94)","v":0},"[1054]"]
[null,null,null,"及 20 項的總和)"]

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[]
[]
[null,null,null,null,null,null,"列入速動資金\n計算表內的數額","列入資產負債\n表內的數額"]
[null,"項","負債",null,"條次"]
[null,null,null,null,null,null,"(HK$'000)","(HK$'000)"]
[null,"22","持牌法團為它本身持有的證券及指明投資項目的",null,"43(1)","[1055]",0,0]
[null,null,null,"淡倉"]
[]
[null,null,null,null,null,null,null,null,"[1056]"]
[null,"23","應向客戶支付的款項",null,"37 及 38","[1057]",0,0]
[]
[]
[null,null,null,null,null,null,null,null,"[1058]"]
[null,"24","因提供證券保證金融資予共同客戶而產生的應",null,"39(2)","[1059]",0,0]
[null,null,null,"向證券交易商支付的款項"]
[]
[]
[]
[null,null,null,null,null,null,null,null,"[1060]"]
[null,"25","應向結算所支付的款項",null,"37"]
[null,null,null,"- 香港中央結算有限公司",null,"[1061]",0,0,"[1062]"]
[null,null,null,"- 香港聯合交易所期權結算所有限公司",null,"[1063]",0,0,"[1064]"]
[null,null,null,"- 香港期貨結算有限公司",null,"[1065]",0,0,"[1066]"]
[null,null,null,"- Euroclear Bank S.A./N.V.,\n  Euroclear France S.A.,\n  Clearstream Banking S.A.,\n  Clearstream Banking AG or \n  Korea Securities Finance Corporation",null,"[1067]",0,0,"[1068]"]
[null,null,null,"- 其他結算所",null,null,0,0]
[null,null,null,null,null,"[1069]",null,null,"[1070]"]
[]
[]
[null,"26","就證券交易而應向就提供證券保證金融資獲發",null,"37 及 39(1)","[1071]",0,0,"[1072]"]
[null,null,null,"牌的持牌法團及其他證券交易商支付的款項"]
[]
[]
[]
[]
[]
[null,"27","就期貨合約交易或期權合約的交易而應向證券/",null,"37",null,0,0]
[null,null,null,"期貨交易商或結算所參與者支付的款項"]
[]
[]
[]
[null,null,null,null,null,"[1073]",null,null,"[1074]"]
[null,"28","其他應付款項及負債",null,"53(1)(a)\n- (e) 及 (h)"]
[null,null,null,"- 來自認可財務機構的貸款及透支",null,"[1075]",0,0,"[1076]"]
[null,null,null,"- 來自其他財務機構的貸款及透支",null,"[1077]",0,0,"[1078]"]
[null,null,null,"- 應向集團公司或其他關連方支付",null,"[1079]",0,0,"[1080]"]
[null,null,null,"  的款項"]
[]
[]
[null,null,null,"- 應累算項目、應付款項",null,null,0,0]
[null,null,null,"  及其他負債 (核准後"]
[null,null,null,"  償貸款除外)"]
[null,null,null,null,null,"[1081]",null,null,"[1082]"]
[null,"29","就或有負債及浮動虧損所提撥的準備金",null,"41(1)(b),\n53(1)(f) 及 (g)","[1083]",0,0,"[1084]"]
[]
[]
[null,"30","核准後償貸款",null,"53(2)(a)",null,null,0,"[1085]"]
[]
[]
[null,"31","與以下項目有關的認可負債"]
[null,null,null,"- 就提供證券保證金融資的","42(2)",null,0]
[null,null,null,"  槓桿比率調整",null,"[1086]"]
[null,null,null,"- 代客戶進行賣空證券交易","43(10)","[1087]",0]
[]
[]
[null,null,null,"- 期貨合約及期權合約","40","[1088]",0]
[]
[null,null,null,"- 保證金客戶的集中","42(1)","[1089]",0]
[]
[null,null,null,"- 就為持牌法團本身持有的淡倉","43(2) - (9)","[1090]",0]
[null,null,null,"  而調高的數額"]
[]
[null,null,null,"- 集中自營交易持倉","44","[1091]",0]
[null,null,null,"- 證券借貸及回購交易","45 及 46",null,0]
[null,null,null,null,null,"[1092]"]
[null,null,null,"- 向另一人介紹交易以便","51","[1093]",0]
[null,null,null,"  執行或結算"]
[]
[null,null,null,"- 包銷承擔淨額","47","[1094]",0]
[]
[]
[null,null,null,"- 場外買賣衍生工具合約及","48 及 49","[1095]",0]
[null,null,null,"  掉期息率協議"]
[]
[]
[null,null,null,"- 擔保及其他財政承擔","52(1)(a)","[1096]",0]
[]
[null,null,null,"- 外匯協議及外幣持倉量","50 及 52(1)(d)","[1097]",0]
[]
[]
[null,null,null,"- 就槓桿式外匯交易收取的","41(1)(a) 及 ","[1098]",0]
[null,null,null,"  保證金的短欠數額","41(2)"]
[]
[]
[]
[null,null,null,"- 其他認可負債","52(1)(b) 及 (e)","[1099]",0]
[]
[null,"32","負債總額 (第 22 至 30 項的合計總額)",null,null,null,null,{"$f":"SUM(H7:H59)","v":0},"[1100]"]
[]
[]
[]
[]
[null,"33","可贖回股份 (核准可贖回股份除外)",null,"52(1)(c)","[1101]",0]
[]
[null,"34","認可負債總額 (第 22 至 29、31 及 33 項",null,null,"[1102]",{"$f":"SUM(G7:G104)","v":0}]
[null,null,null,"的合計總額)"]
[]
[]
[]
[]
[null,"35","速動資金 (第 19 項減去第 34 項所得之數)",null,null,"[1103]",{"$f":"'Form 1 Assets'!G89-G105","v":0}]
[]
[]
[]
[null,"36","規定速動資金",null,"2","[1104]",0]
[]
[]
[null,"37","速動資金盈餘/(規定速動資金短欠數額)",null,null,"[1105]",{"$f":"G111-G115","v":0}]
[null,null,null,"(第 35 項減去第 36 項所得之數)"]
[]
[]
[]
[null,"38","股東資金 (第 21 項減去第 32 項所得之數)",null,null,null,null,0,"[1106]"]
[null,null,null,"(附註 6)"]
[]
[]
[null,"附註 3：","除另有指明外，本財務申報表所提述的條次指《證券及期貨(財政資源)規則》中的條次，而該等提述旨在確定須列入本財務申報表內的數額。"]
[]
[null,"附註 4：","列入速動資產內的“在其他帳戶內持有的銀行結餘及手頭現金”的數額由下列各項組成："]
[null,null,null,"銀行結餘 –",null,null,null,"(HK$'000)"]
[null,null,null,"  - 有產權負擔或已質押",null,null,null,0,"[1107]"]
[null,null,null,"  - 沒有產權負擔",null,null,null,0,"[1108]"]
[null,null,null,"手頭現金",null,null,null,0,"[1109]"]
[]
[]
[null,null,null,"列入 1009 單元格內的數額",null,null,null,{"$f":"SUM(H131:H133)","v":0},"[1110]"]
[null,"附註 5：","第 22(2) 條所指的保證金短欠數額按以下基準計算："]
[null,null,"(請選擇適用者)"]
[]
[]
[]
[null,"附註 6：","股東資金分析",null,"條次",null,null,"(HK$'000)"]
[null,null,"繳足股本",null,"5",null,null,0,"[1113]"]
[]
[null,null,"留存利潤/(累積虧損)",null,null,null,null,0,"[1114]"]
[]
[null,null,"其他儲備",null,null,null,null,0,"[1115]"]
[]
[]
[]
[null,null,"列入 1106 單元格內的數額",null,null,null,null,{"$f":"H143+H145+H147","v":0},"[1116]"]

{"sheet":"Declaration","index":3,"n_rows":45,"n_cols":10,"rows_kept":45,"cut":false,"hidden":false,"merged":[[0,0,0,4],[4,1,4,7],[44,2,44,7],[42,2,43,7],[31,2,31,3],[5,2,5,7]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF('Form 1 Main'!L21=\"\",\"\",\"截至\"&'Form 1 Main'!L21&\"止申報月份\")&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"聲 明"]
[]
[]
[null,"本人證明以下記項、申報表、分析或報告所載的資料，盡我所知及所信是真確無訛的。此外，本人亦確認，凡本人留空任何記項、申報表、分析或報告，即表明並無有關資料可供申報，或有關記項、申報表、分析或報告並不適用："]
[]
[null,null,null,null,null,null,"(請選擇適用者)"]
[null,null,"須按月呈交的表格：(附註 1)"]
[null,null,"表格 1","速動資金計算表 ",null,null,null,"[1117]",null,"N"]
[null,null,"表格 2","規定速動資金計算表",null,null,null,"[1118]",null,"N"]
[null,null,"表格 3","信貸融通摘要",null,null,null,"[1119]",null,"N"]
[null,null,"表格 4","保證金客戶分析",null,null,null,"[1120]",null,"N"]
[null,null,"表格 5","證券抵押品分析",null,null,null,"[1121]",null,"N"]
[null,null,"表格 6","滾存結餘現金客戶分析",null,null,null,"[1122]",null,"N"]
[null,null,"表格 7","損益表",null,null,null,"[1123]",null,"N"]
[null,null,"表格 8","客戶資產分析",null,null,null,"[1124]",null,"N"]
[null,null,"表格 9","就槓桿式外匯交易獲發牌的持牌法團的",null,null,null,"[1125]",null,"N"]
[null,null,null,"   外幣持倉量的狀況"]
[]
[]
[null,null,"須按每季基準並連同就 3 月、6 月、9 月及 12 月"]
[null,null,"呈交的每月財務申報表呈交的表格：(附註1)"]
[]
[null,null,"表格 10","衍生工具自營交易持倉報告",null,null,null,"[1126]",null,"N"]
[null,null,"表格 11","認可對手方名單",null,null,null,"[1127]",null,"N"]
[null,null,"表格 12","客戶狀況及所管理資產的",null,null,null,"[1128]",null,"N"]
[null,null,null,"   合計淨值"]
[]
[]
[]
[null,null,"以電子形式簽署申報表的人的姓名 (附註2)："]
[null,null,null,null,"[1130]"]
[]
[]
[null,null,null,null,null,null,null,"[1131]"]
[]
[null,null,"日期 (dd/mmm/yyyy 例如：01/Jan/2009)："]
[null,null,null,"[1132]"]
[]
[null,"      * 請選擇適用者"]
[]
[]
[null,"附註 1：","凡持牌法團就以下一類或多於一類受規管活動獲發牌：就證券提供意見、就期貨合約提供意見、就機構融資提供意見及/或提供資產管理，及凡該法團受指明發牌條件規限，該法團應按半年期的基準呈交表格1、2、7 及 12。"]
[]
[null,"附註 2：","填寫以《證券及期貨（財政資源）規則》第56(6)條所規定的電子形式簽署申報表的人的姓名。"]

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[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 2",null,null,"規定速動資金計算表"]
[null,null,null,null,"申報月份終結時的狀況",null,null,null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[]
[null,null,null,null,null,null,null,null,"條次",null,null,null,"(HK$'000)"]
[null,null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(OR('Form 1 Main'!L45=\"Y\", 'Form 1 Main'!L49=\"Y\", 'Form 1 Main'!L53=\"Y\", 'Form 1 Main'!L63=\"Y\", 'Form 1 Main'!L67=\"Y\"), 100,0)","v":0}]
[null,null,"(I) ","  最低規定金額: HK$100,000、HK$500,000、",null,null,null,null,"附表 1 表 2",null,null,null,{"$f":"MAX(O7:O10)","v":0},"[2000]",{"$f":"IF(OR('Form 1 Main'!L31=\"Y\", 'Form 1 Main'!L32=\"Y\", 'Form 1 Main'!L36=\"Y\", 'Form 1 Main'!L37=\"Y\", 'Form 1 Main'!L38=\"Y\"), 500,0)","v":0}]
[null,null,null,"    HK$3,000,000 或 HK$15,000,000 (A)",null,null,null,null,null,null,null,null,null,null,{"$f":"IF(OR('Form 1 Main'!L29=\"Y\", 'Form 1 Main'!L30=\"Y\", 'Form 1 Main'!L35=\"Y\", 'Form 1 Main'!L42=\"Y\", 'Form 1 Main'!L46=\"Y\", 'Form 1 Main'!L50=\"Y\", 'Form 1 Main'!L54=\"Y\", 'Form 1 Main'!L57=\"Y\", 'Form 1 Main'!L60=\"Y\", 'Form 1 Main'!L64=\"Y\", 'Form 1 Main'!L68=\"Y\"), 3000,0)","v":0}]
[null,null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF('Form 1 Main'!L41=\"Y\", 15000,0)","v":0}]
[null,null,"(II)","  可變動規定速動資金",null,null,null,null,"2",null,null,"(HK$'000)"]
[]
[null,null,null,"  資產負債表上的負債，包括為已有負債或為或有負債提",null,null,null,null,null,null,"[2001]",0]
[null,null,null,"    撥的準備金額 (B)"]
[null,null,null," 減去:","就以下項目而應向客戶支付的數額："]
[null,null,null,null,"-  按照《證券及期貨(客戶款項) 規則》在獨立帳",null,null,null,null,null,"[2002]",0]
[null,null,null,null,"   戶內持有的客戶款項(C)"]
[]
[null,null,null,null,"-  在認可財務機構及/或核准的在香港以外成立",null,null,null,null,null,"[2003]",0]
[null,null,null,null,"   為法團的銀行的獨立帳戶內持有的其他客戶 \n   款項 (D)"]
[]
[]
[]
[null,null,null,null,"-  在於期貨或期權結算所的獨立帳戶內持有的客",null,null,null,null,null,"[2004]",0]
[null,null,null,null,"   戶款項 (E)"]
[null,null,null,null,"由結算所 (期貨或期權結算所除外)、 結算所參與",null,null,null,null,null,"[2005]",0]
[null,null,null,null,"   者、期貨交易商或證券交易商持有作為保證金"]
[null,null,null,null,"   的客戶款項 (F)"]
[]
[null,null,null,null,"核准後償貸款 (G)",null,null,null,null,null,"[2006]",0]
[]
[null,null,null,null,"就持牌法團用作進行其獲發牌進行的受規管活動",null,null,null,null,null,"[2006A]",0]
[null,null,null,null,"   的任何處所而訂立的租賃協議所產生的負債數"]
[null,null,null,null,"   額，而該數額相等於該法團因該租賃協議所產"]
[null,null,null,null,"   生而未有根據《證券及期貨(財政資源)規則》\n"]
[null,null,null,null,"   第4部第3分部的任何條文列入其速動資產內的"]
[null,null,null,null,"   資產總值 (H)"]
[]
[null,null,null,"經調整負債 (I) = (B) – (C) – (D) – (E) – (F) – (G) – (H)",null,null,null,null,"2",null,"[2007]",{"$f":"IF(L13-L16-L19-L24-L26-L30-L32 > 0, L13-L16-L19-L24-L26-L30-L32, 0)","v":0}]
[]
[null,null,null,"加上:","代客戶持有的未平倉期貨合約及未平倉期權合約",null,null,null,null,null,"[2008]",0]
[null,null,null,null,"的規定開倉保證金及就該等未平倉合約按規定須"]
[null,null,null,null,"存放的保證金數額的合計總額 (J) \n"]
[]
[]
[null,null,null,"經調整負債及客戶保證金的合計總額",null,null,null,null,null,null,"[2009]",{"$f":"L39+L41","v":0}]
[null,null,null,"(K) = (I) + (J)"]
[]
[]
[]
[null,null,null,"基本數額 (L) = (K) x 5%",null,null,null,null,"2",null,"[2010]",{"$f":"ROUND(L46*0.05,0)","v":0}]
[]
[null,null,null,"加上:","就槓桿式外匯交易獲發牌的持牌法團的合計外幣",null,null,null,null,null,"[2011]",0]
[null,null,null,null,"總持倉量的 1.5% (M)"]
[]
[]
[null,null,null,"可變動規定速動資金 (N) = (L) + (M)",null,null,null,null,null,null,null,null,{"$f":"L51+L53","v":0},"[2012]"]
[]
[]
[null,null,"(III)","  規定速動資金 (即 (A) 與 (N) 中的較高者)",null,null,null,null,"2",null,null,null,0,"[2013]"]

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[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 3",null,null,"信貸融通摘要 申報月份終結時的狀況",null,null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[]
[]
[null,null,null,"財務機構名稱 \n(附註 3)",null,"信貸融通種類及限額 \n(附註 4)",null,null,null,"持牌法團已\n提取或動用\n的金額\n(附註 1)","所提供保證的種類 \n(附註 5)",null,null,null,"所提供保證\n的市值","所提供保證\n的可接受\n折扣值\n(附註 6)"]
[]
[null,null,"信貸融通組別 (附註 2)","財務機構代號","名稱","信貸融通代號","性質","到期日或\n屆滿日","限額",null,"保證代號","種類","提供者的姓名或\n名稱及其與持牌\n法團的關係"]
[null,"行",null,null,null,null,null,"(dd/mm/yyyy)\n","(HK$'000)\n","(HK$'000)\n",null,null,null,null,"(HK$'000)\n","(HK$'000)\n","行"]
[null,"[1]",null,"","","","","",0,0,"","","",null,0,0,"[1]"]
[null,"[2]",null,"","","","","",0,0,"","","",null,0,0,"[2]"]
[null,"[3]",null,"","","","","",0,0,"","","",null,0,0,"[3]"]
[null,"[4]",null,"","","","","",0,0,"","","",null,0,0,"[4]"]
[null,"[5]",null,"","","","","",0,0,"","","",null,0,0,"[5]"]
[null,"[6]",null,"","","","","",0,0,"","","",null,0,0,"[6]"]
[null,"[7]",null,"","","","","",0,0,"","","",null,0,0,"[7]"]
[null,"[8]",null,"","","","","",0,0,"","","",null,0,0,"[8]"]
[null,"[9]",null,"","","","","",0,0,"","","",null,0,0,"[9]"]
[null,"[10]",null,"","","","","",0,0,"","","",null,0,0,"[10]"]
[null,"[11]",null,"","","","","",0,0,"","","",null,0,0,"[11]"]
[null,"[12]",null,"","","","","",0,0,"","","",null,0,0,"[12]"]
[null,"[13]",null,"","","","","",0,0,"","","",null,0,0,"[13]"]
[null,"[14]",null,"","","","","",0,0,"","","",null,0,0,"[14]"]
[null,"[15]",null,"","","","","",0,0,"","","",null,0,0,"[15]"]
[null,"[16]",null,"","","","","",0,0,"","","",null,0,0,"[16]"]
[null,"[17]",null,"","","","","",0,0,"","","",null,0,0,"[17]"]
[null,"[18]",null,"","","","","",0,0,"","","",null,0,0,"[18]"]
[null,"[19]",null,"","","","","",0,0,"","","",null,0,0,"[19]"]
[null,"[20]",null,"","","","","",0,0,"","","",null,0,0,"[20]"]
[null,"[21]","","","","","","",0,0,"","","",null,0,0,"[21]"]
[null,"[22]","","","","","","",0,0,"","","",null,0,0,"[22]"]
[null,"[23]","","","","","","",0,0,"","","",null,0,0,"[23]"]
[null,"[24]","","","","","","",0,0,"","","",null,0,0,"[24]"]
[null,"[25]","","","","","","",0,0,"","","",null,0,0,"[25]"]
[null,"[26]","","","","","","",0,0,"","","",null,0,0,"[26]"]
[null,"[27]","","","","","","",0,0,"","","",null,0,0,"[27]"]
[null,"[28]","","","","","","",0,0,"","","",null,0,0,"[28]"]
[null,"[29]","","","","","","",0,0,"","","",null,0,0,"[29]"]
[null,"[30]","","","","","","",0,0,"","","",null,0,0,"[30]"]
[null,"[31]","","","","","","",0,0,"","","",null,0,0,"[31]"]
[null,"[32]","","","","","","",0,0,"","","",null,0,0,"[32]"]
[null,"[33]","","","","","","",0,0,"","","",null,0,0,"[33]"]
[null,"[34]","","","","","","",0,0,"","","",null,0,0,"[34]"]
[null,"[35]","","","","","","",0,0,"","","",null,0,0,"[35]"]
[null,"[36]","","","","","","",0,0,"","","",null,0,0,"[36]"]
[null,"[37]","","","","","","",0,0,"","","",null,0,0,"[37]"]
[null,"[38]","","","","","","",0,0,"","","",null,0,0,"[38]"]
[null,"[39]","","","","","","",0,0,"","","",null,0,0,"[39]"]
[null,"[40]","","","","","","",0,0,"","","",null,0,0,"[40]"]
[null,"[41]","","","","","","",0,0,"","","",null,0,0,"[41]"]
[null,"[42]","","","","","","",0,0,"","","",null,0,0,"[42]"]
[null,"[43]","","","","","","",0,0,"","","",null,0,0,"[43]"]
[null,"[44]","","","","","","",0,0,"","","",null,0,0,"[44]"]
[null,"[45]","","","","","","",0,0,"","","",null,0,0,"[45]"]
[null,"[46]","","","","","","",0,0,"","","",null,0,0,"[46]"]
[null,"[47]","","","","","","",0,0,"","","",null,0,0,"[47]"]
[null,"[48]","","","","","","",0,0,"","","",null,0,0,"[48]"]
[null,"[49]","","","","","","",0,0,"","","",null,0,0,"[49]"]
[null,"[50]","","","","","","",0,0,"","","",null,0,0,"[50]"]
[null,null,null,"總額",null,null,null,"[3000]",{"$f":"SUM(I10:I59)","v":0},{"$f":"SUM(J10:J59)","v":0},"[3001]",null,"[3002]",null,{"$f":"SUM(O10:O59)","v":0},{"$f":"SUM(P10:P59)","v":0},"[3003]"]
[]
[]
[null,null,"附註 1:","(a)  該持牌法團以保證金客戶提供的抵押品作為全部或部分保證而取得的財務通融的總額 :",null,null,null,null,null,null,null,null,"HK$",0,null,"('000) [3004]","."]
[null,null,null,"(b)  在本表格內申報的來自認可財務機構或其他財務機構的貸款及透支總額，應分別相等於表格 1 的資產負債表內的 1076 或 1078 單元格內的數額。"]
[]
[null,null,"附註 2:","請為每項信貸融通按照以下準則編配一個順序遞增的組別號碼 (即凡屬第 1 組者，即填上“1”字，屬第 2 組者，填上“2”字，如此類推) ："]
[null,null,null,"(a)  每項信貸融通應分行填報，並獲編配一個獨立的組別號碼；"]
[null,null,null,"(b)  如某項信貸融通以多於一類保證作為保證，每類該等保證應分行填報，而有關的行次應獲編配同一組別號碼 ；"]
[null,null,null,"(c)  如某類保證被用作多於一項信貸融通的保證，每項該等融通應分行填報，而有關的行次應獲編配同一組別號碼 ；及/或"]
[null,null,null,"(d)  如某組信貸融通以不同種類的保證作為保證，請將該組的每項信貸融通及每類保證分行填報，而有關的行次應獲編配同一組別號碼。"]
[]
[null,null,"附註 3:","持牌法團應從電腦屏幕上提供的選單 (pull-down menu) 中選取財務機構代號。 如該選單中並無所需的財務機構名稱，請從“901”、“902”或“920”中選取適用的財務機構代號，並在所提供的空位內註明有關財務機構的名稱。"]
[]
[null,null,"附註 4:","持牌法團應從電腦屏幕上提供的選單 (pull-down menu) 中選取信貸融通代號。 如該選單中並無所需的信貸融通性質，請從“99a”或“99b” 中選取適用的信貸融通代號，並在所提供的空位內註明有關信貸融通的性質。"]
[]
[]
[]
[null,null,"附註 5:","持牌法團應從電腦屏幕上提供的選單 (pull-down menu) 中選取保證代號。 如該選單中並無所需的保證種類，請選用保證代號“99”，並在所提供的空位內註明有關保證的種類。"]
[]
[]
[]
[null,null,"附註 6:","即有關財務機構準備按照所提供的保證授予的信貸融通額。"]

{"sheet":"Form 4 Table 1","index":6,"n_rows":39,"n_cols":17,"rows_kept":39,"cut":false,"hidden":false,"merged":[[3,9,3,10],[9,7,9,9],[9,10,9,12],[9,13,9,15],[8,7,8,15],[39,2,39,15],[36,2,36,15],[37,2,37,15],[38,2,38,15],[9,6,10,6]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 4  保證金客戶分析"]
[]
[null,"表 1    按申報月份終結時的未經調整貸款結餘作出的分析",null,null,null,null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]","(附註 1)"]
[]
[]
[null,"在申報日期未經調整貸款結餘最大的首 20 名保證金客戶"]
[]
[null,null,null,null,null,null,null,"首 3 位抵押品 (附註 2)"]
[null,null,null,null,null,null,"經調整\n貸款結餘\n(附註 1)\n(HK$'000)\n","抵押品 1",null,null,"抵押品 2",null,null,"抵押品 3"]
[null,"行\n","客戶姓名或名稱\n","名次","未經調整\n貸款結餘 \n(HK$'000)\n","抵押品\n市值 \n(HK$'000)\n",null,"名稱\n","股份\n代 號/\nsedol\n號碼\n","市值\n (HK$'000)\n","名稱\n","股份\n代 號/\nsedol\n號碼\n","市值 \n(HK$'000)\n","名稱\n","股份\n代 號/\nsedol\n號碼\n","市值\n(HK$'000)\n","Row"]
[null,"[1]","",1,0,0,0,"",null,0,"",null,0,"",null,0,"[1]"]
[null,"[2]","",2,0,0,0,"",null,0,"",null,0,"",null,0,"[2]"]
[null,"[3]","",3,0,0,0,"",null,0,"",null,0,"",null,0,"[3]"]
[null,"[4]","",4,0,0,0,"",null,0,"",null,0,"",null,0,"[4]"]
[null,"[5]","",5,0,0,0,"",null,0,"",null,0,"",null,0,"[5]"]
[null,"[6]","",6,0,0,0,"",null,0,"",null,0,"",null,0,"[6]"]
[null,"[7]","",7,0,0,0,"",null,0,"",null,0,"",null,0,"[7]"]
[null,"[8]","",8,0,0,0,"",null,0,"",null,0,"",null,0,"[8]"]
[null,"[9]","",9,0,0,0,"",null,0,"",null,0,"",null,0,"[9]"]
[null,"[10]","",10,0,0,0,"",null,0,"",null,0,"",null,0,"[10]"]
[null,"[11]","",11,0,0,0,"",null,0,"",null,0,"",null,0,"[11]"]
[null,"[12]","",12,0,0,0,"",null,0,"",null,0,"",null,0,"[12]"]
[null,"[13]","",13,0,0,0,"",null,0,"",null,0,"",null,0,"[13]"]
[null,"[14]","",14,0,0,0,"",null,0,"",null,0,"",null,0,"[14]"]
[null,"[15]","",15,0,0,0,"",null,0,"",null,0,"",null,0,"[15]"]
[null,"[16]","",16,0,0,0,"",null,0,"",null,0,"",null,0,"[16]"]
[null,"[17]","",17,0,0,0,"",null,0,"",null,0,"",null,0,"[17]"]
[null,"[18]","",18,0,0,0,"",null,0,"",null,0,"",null,0,"[18]"]
[null,"[19]","",19,0,0,0,"",null,0,"",null,0,"",null,0,"[19]"]
[null,"[20]","",20,0,0,0,"",null,0,"",null,0,"",null,0,"[20]"]
[null,null,"小計","[4000]",{"$f":"SUM(E12:E31)","v":0},{"$f":"SUM(F12:F31)","v":0},{"$f":"SUM(G12:G31)","v":0},"[4002]"]
[null,null,"其他貸款客戶","[4003]",0,0,0,"[4005]"]
[null,null,"減去: 就所有保證金客戶\n提撥的壞帳或呆帳\n一般準備金(如有的\n話) (附註 3)","[4006]",0,null,0,"[4007]"]
[null,null,"扣除壞帳或呆帳一般準備\n金(如有的話)後的貸款結\n餘總額 (附註 3)","[4008]",{"$f":"E32+E33-E34","v":0},{"$f":"F32+F33","v":0},{"$f":"G32+G33-G34","v":0},"[4010]"]
[]
[null," 附註 1:","未經調整貸款結餘指應從每名保證金客戶收取的貸款結餘扣除壞帳或呆帳特定準備金後所得的數額。經調整貸款結餘即在扣除就保證金客戶的集中作出的調整之\n前，可列入速動資產內的貸款結餘的數額。"]
[null," 附註 2:","如屬在認可證券市場上市的證券，請填上其股份代號；如屬其他證券，請填上 sedol 號碼。"]
[null," 附註 3:","請注意，鑑於在 4002 及 4005 單元格內所申報的數額的合計總額代表保證金貸款應收款項的經調整結餘總額，而該經調整結餘總額將會列入作為速動資產，因\n此，4007 單元格內的壞帳或呆帳一般準備金一項一般不會申報任何數額。然而，根據《證券及期貨(財政資源)規則》第 22(3) 條，如果在 4002 及 4005 單元格內\n申報的數額的合計總額，超出將保證金貸款應收款項總額減去壞帳或呆帳特定及一般準備金的合計總額後所得的數額 (即 4008 單元格)， 則可能需要在 4007 單\n元格內提供一個結平數額， 讓列入作為速動資產的經調整貸款結餘總額 (即 4010 單元格)，相等於將保證金貸款應收款項總額減去壞帳或呆帳特定及一般準備金\n(如有的話) 合計總額後所得的數額 (即 4008 單元格)。\n\n\n在扣除壞帳或呆帳一般準備金後的未經調整貸款結餘總額及經調整貸款結餘總額，應分別相等於在 1012 及 1011 單元格內申報的數額。"]

{"sheet":"Form 4 Table 2","index":7,"n_rows":46,"n_cols":6,"rows_kept":46,"cut":false,"hidden":false,"merged":[[6,1,6,5],[43,2,44,5],[45,2,45,5],[39,2,39,3]]}
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[null,"表格 4","保證金客戶分析"]
[]
[null,"表 2","按申報月份終結時的經調整貸款結餘作出的分析",null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[]
[null,"在申報日期經調整貸款結餘超出經調整貸款結餘總額 10% 的保證金客戶"]
[]
[null,"行","組別號碼\n(附註 1)\n","客戶姓名或名稱 (附註 2)\n","經調整貸款結餘\n(HK$’000)\n","Row"]
[null,"[1]",null,"",0,"[1]"]
[null,"[2]",null,"",0,"[2]"]
[null,"[3]",null,"",0,"[3]"]
[null,"[4]",null,"",0,"[4]"]
[null,"[5]",null,"",0,"[5]"]
[null,"[6]",null,"",0,"[6]"]
[null,"[7]",null,"",0,"[7]"]
[null,"[8]",null,"",0,"[8]"]
[null,"[9]",null,"",0,"[9]"]
[null,"[10]",null,"",0,"[10]"]
[null,"[11]",null,"",0,"[11]"]
[null,"[12]",null,"",0,"[12]"]
[null,"[13]",null,"",0,"[13]"]
[null,"[14]",null,"",0,"[14]"]
[null,"[15]",null,"",0,"[15]"]
[null,"[16]",null,"",0,"[16]"]
[null,"[17]",null,"",0,"[17]"]
[null,"[18]",null,"",0,"[18]"]
[null,"[19]",null,"",0,"[19]"]
[null,"[20]",null,"",0,"[20]"]
[null,"[21]",null,"",0,"[21]"]
[null,"[22]",null,"",0,"[22]"]
[null,"[23]",null,"",0,"[23]"]
[null,"[24]",null,"",0,"[24]"]
[null,"[25]",null,"",0,"[25]"]
[null,"[26]",null,"",0,"[26]"]
[null,"[27]",null,"",0,"[27]"]
[null,"[28]",null,"",0,"[28]"]
[null,"[29]",null,"",0,"[29]"]
[null,"[30]",null,"",0,"[30]"]
[null,null,"總額",null,{"$f":"SUM(E10:E39)","v":0},"[4100]"]
[]
[]
[]
[null,"附註 1:","須將關連保證金客戶 (如有的話) 分組。請為每一組關連保證金客戶編配一個順序遞增的組別號碼，即凡\n屬第 1 組者，即填上“1” 字，屬第 2 組者，填上“2” 字，如此類推。"]
[]
[null,"附註 2:","凡一組關連保證金客戶的經調整貸款結餘總額超出所有保證金客戶的經調整貸款結餘總額的 10%，須提\n供該組關連保證金客戶內的每名關連客戶的姓名或名稱。"]

{"sheet":"Form 5","index":8,"n_rows":98,"n_cols":7,"rows_kept":98,"cut":false,"hidden":false,"merged":[[1,1,1,3],[96,2,96,6],[97,2,97,6],[67,2,67,3]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 5  證券抵押品分析"]
[null,null,"    申報月份終結時的狀況",null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[null,null,null,"股份代號/\nsedol 號碼\n(附註 2)\n","集中折扣系數\n","市值\n(HK$’000)\n(附註 3)\n"]
[null,null,"(A) 須採用 80% 非速動抵押品扣減率的\n股份或權證的名稱"]
[null,"行","      (附註 1)",null,null,null,"Row"]
[null,"[1]","",null,null,0,"[1]"]
[null,"[2]","",null,null,0,"[2]"]
[null,"[3]","",null,null,0,"[3]"]
[null,"[4]","",null,null,0,"[4]"]
[null,"[5]","",null,null,0,"[5]"]
[null,"[6]","",null,null,0,"[6]"]
[null,"[7]","",null,null,0,"[7]"]
[null,"[8]","",null,null,0,"[8]"]
[null,"[9]","",null,null,0,"[9]"]
[null,"[10]","",null,null,0,"[10]"]
[null,"[11]","",null,null,0,"[11]"]
[null,"[12]","",null,null,0,"[12]"]
[null,"[13]","",null,null,0,"[13]"]
[null,"[14]","",null,null,0,"[14]"]
[null,"[15]","",null,null,0,"[15]"]
[null,"[16]","",null,null,0,"[16]"]
[null,"[17]","",null,null,0,"[17]"]
[null,"[18]","",null,null,0,"[18]"]
[null,"[19]","",null,null,0,"[19]"]
[null,"[20]","",null,null,0,"[20]"]
[null,"[21]","",null,null,0,"[21]"]
[null,"[22]","",null,null,0,"[22]"]
[null,"[23]","",null,null,0,"[23]"]
[null,"[24]","",null,null,0,"[24]"]
[null,"[25]","",null,null,0,"[25]"]
[null,"[26]","",null,null,0,"[26]"]
[null,"[27]","",null,null,0,"[27]"]
[null,"[28]","",null,null,0,"[28]"]
[null,"[29]","",null,null,0,"[29]"]
[null,"[30]","",null,null,0,"[30]"]
[null,"[31]","",null,null,0,"[31]"]
[null,"[32]","",null,null,0,"[32]"]
[null,"[33]","",null,null,0,"[33]"]
[null,"[34]","",null,null,0,"[34]"]
[null,"[35]","",null,null,0,"[35]"]
[null,"[36]","",null,null,0,"[36]"]
[null,"[37]","",null,null,0,"[37]"]
[null,"[38]","",null,null,0,"[38]"]
[null,"[39]","",null,null,0,"[39]"]
[null,"[40]","",null,null,0,"[40]"]
[null,"[41]","",null,null,0,"[41]"]
[null,"[42]","",null,null,0,"[42]"]
[null,"[43]","",null,null,0,"[43]"]
[null,"[44]","",null,null,0,"[44]"]
[null,"[45]","",null,null,0,"[45]"]
[null,"[46]","",null,null,0,"[46]"]
[null,"[47]","",null,null,0,"[47]"]
[null,"[48]","",null,null,0,"[48]"]
[null,"[49]","",null,null,0,"[49]"]
[null,"[50]","",null,null,0,"[50]"]
[null,"[51]","",null,null,0,"[51]"]
[null,"[52]","",null,null,0,"[52]"]
[null,"[53]","",null,null,0,"[53]"]
[null,"[54]","",null,null,0,"[54]"]
[null,"[55]","",null,null,0,"[55]"]
[null,"[56]","",null,null,0,"[56]"]
[null,"[57]","",null,null,0,"[57]"]
[null,"[58]","",null,null,0,"[58]"]
[null,"[59]","",null,null,0,"[59]"]
[null,"[60]","",null,null,0,"[60]"]
[null,null,"(B) 集中折扣系數低於 1 的股份或權證的名稱"]
[null,null,"      (附註 1)"]
[null,"[61]","",null,null,0,"[61]"]
[null,"[62]","",null,null,0,"[62]"]
[null,"[63]","",null,null,0,"[63]"]
[null,"[64]","",null,null,0,"[64]"]
[null,"[65]","",null,null,0,"[65]"]
[null,"[66]","",null,null,0,"[66]"]
[null,"[67]","",null,null,0,"[67]"]
[null,"[68]","",null,null,0,"[68]"]
[null,"[69]","",null,null,0,"[69]"]
[null,"[70]","",null,null,0,"[70]"]
[null,"[71]","",null,null,0,"[71]"]
[null,"[72]","",null,null,0,"[72]"]
[null,"[73]","",null,null,0,"[73]"]
[null,"[74]","",null,null,0,"[74]"]
[null,"[75]","",null,null,0,"[75]"]
[null,"[76]","",null,null,0,"[76]"]
[null,"[77]","",null,null,0,"[77]"]
[null,"[78]","",null,null,0,"[78]"]
[null,"[79]","",null,null,0,"[79]"]
[null,"[80]","",null,null,0,"[80]"]
[null,null,null,"小計",null,{"$f":"SUM(F8:F89)","v":0},"[5000]"]
[null,null,null,"其他證券抵押品",null,0,"[5001]"]
[null,null,null,"證券抵押品總數",null,{"$f":"SUM(F90:F91)","v":0},"[5002]"]
[]
[]
[null,"附註 1:","自市值最高的證券開始順序排列。"]
[]
[null,"附註 2:","如屬在認可證券市場上市的證券，請填上其股份代號；如屬其他證券，請填上 sedol 號碼。"]
[null,"附註 3:","應將所有保證金客戶 (不論其有否貸款) 的證券抵押品列入本分析內。"]

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[null,"表格6",null,"滾存結餘現金客戶分析"]
[null,null,null,"申報月份終結時的狀況",null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[]
[null,null,"在申報日期淨借方結餘最大的首20名滾存結餘現金客戶"]
[]
[null,"行","名次","客戶姓名或名稱\n","帳戶結餘\n(附註1)\n(HK$'000)\n","持有證券的\n市值\n(HK$'000)\n","經調整結餘\n(附註1)\n(HK$'000)\n","Row"]
[null,"[1]",1,"",0,0,0,"[1]"]
[null,"[2]",2,"",0,0,0,"[2]"]
[null,"[3]",3,"",0,0,0,"[3]"]
[null,"[4]",4,"",0,0,0,"[4]"]
[null,"[5]",5,"",0,0,0,"[5]"]
[null,"[6]",6,"",0,0,0,"[6]"]
[null,"[7]",7,"",0,0,0,"[7]"]
[null,"[8]",8,"",0,0,0,"[8]"]
[null,"[9]",9,"",0,0,0,"[9]"]
[null,"[10]",10,"",0,0,0,"[10]"]
[null,"[11]",11,"",0,0,0,"[11]"]
[null,"[12]",12,"",0,0,0,"[12]"]
[null,"[13]",13,"",0,0,0,"[13]"]
[null,"[14]",14,"",0,0,0,"[14]"]
[null,"[15]",15,"",0,0,0,"[15]"]
[null,"[16]",16,"",0,0,0,"[16]"]
[null,"[17]",17,"",0,0,0,"[17]"]
[null,"[18]",18,"",0,0,0,"[18]"]
[null,"[19]",19,"",0,0,0,"[19]"]
[null,"[20]",20,"",0,0,0,"[20]"]
[null,null,"小計","[6000]",{"$f":"SUM(E9:E28)","v":0},{"$f":"SUM(F9:F28)","v":0},{"$f":"SUM(G9:G28)","v":0},"[6002]"]
[null,null,"持淨借方結餘的其他客戶",null,0,0,0,"[6005]"]
[null,null,"[6003]"]
[null,null,"減去：壞帳或呆帳一般準備金(如有的話)(附註2)",null,0,null,0,"[6007]"]
[null,null,"[6006]"]
[null,null,"扣除壞帳或呆帳一般準備金(如有的話)\n後的結餘總額(附註2)",null,{"$f":"E29+E30-E32","v":0},{"$f":"F29+F30","v":0},{"$f":"G29+G30-G32","v":0},"[6010]"]
[null,null,null,"[6008]"]
[]
[]
[]
[]
[null,null,"附註1:","帳戶結餘代表應從每名滾存結餘現金客戶收取的款項淨額扣除任何壞帳或呆帳特定準備金後所得的數額。經調整結餘即可列入速動資產內的數額。"]
[null,null,"附註2:","請注意，鑑於在6002及6005單元格內所申報的數額的合計總額代表應從滾存結餘現金客戶收取的款項的經調整結餘總額，而該經調整結餘總額將會列入作為速動資產，因此，6007單元格內的壞帳或呆帳一般準備金一項一般不會申報任何數額。然而，根據《證券及期貨(財政資源)規則》第21(7)條，如果在6002及6005單元格內申報的數額的合計總額，超出將應從滾存結餘現金客戶收取的款項總額減去壞帳或呆帳特定及一般準備金的合計總額後所得的數額(即6008單元格)，則可能需要在6007單元格內提供一個結平數額，讓列入作為速動資產的經調整結餘總額(即6010單元格)，相等於將應從滾存結餘現金客戶收取的款項總額減去壞帳或呆帳特定及一般準備金(如有的話)合計總額後所得的數額(即6008單元格)。\n\n\n在扣除壞帳或呆帳一般準備金後的帳戶結餘總額及經調整結餘總額，應分別相等於在1016及1015單元格內申報的數額。\n"]

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[null,"表格 7",null,null,"損益表截至申報月份止的期間",null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[]
[]
[null,null,null,null,null,null,"\n本月",null,"\n上月",null,"自上一財政年度終結時起計，由年度初至今"]
[]
[null,null,"成交量"]
[]
[null,null,"證券交易 (股票期權合約交易除外) 的交易總值(附註 1) (HK$’000)"]
[null,null,null,"-  本身帳戶",null,null,0,"[7000]",0,"[7001]",0,"[7002]"]
[null,null,null,"-  客戶帳戶",null,null,0,"[7003]",0,"[7004]",0,"[7005]"]
[]
[]
[null,null,null,null,null,null,{"$f":"G11+G12","v":0},"[7006]",{"$f":"I11+I12","v":0},"[7007]",{"$f":"K11+K12","v":0},"[7008]"]
[]
[null,null,"期貨合約交易及期權合約交易的合約總數"]
[null,null,null,"-  本身帳戶",null,null,0,"[7009]",0,"[7010]",0,"[7011]"]
[null,null,null,"-  客戶帳戶",null,null,0,"[7012]",0,"[7013]",0,"[7014]"]
[]
[]
[null,null,null,null,null,null,{"$f":"G18+G19","v":0},"[7015]",{"$f":"I18+I19","v":0},"[7016]",{"$f":"K18+K19","v":0},"[7017]"]
[]
[]
[null,null,"槓桿式外匯交易合約本金總額的合計總額 \n(附註 1 及 2) (HK$100萬)",null,null,null,0,"[7018]",0,"[7019]",0,"[7020]"]
[]
[]
[null,null,"損益表",null,null,null,"(HK$'000)",null,"(HK$'000)",null,"(HK$'000)"]
[]
[null,null,"證券交易："]
[null,null,null,"佣金收入",null,null,0,"[7021]",0,"[7022]",0,"[7023]"]
[null,null,null,"減去：已付佣金 (附註 3)",null,null,0,"[7024]",0,"[7025]",0,"[7026]"]
[]
[]
[null,null,null,"小計 (A)",null,null,{"$f":"G31-G32","v":0},"[7027]",{"$f":"I31-I32","v":0},"[7028]",{"$f":"K31-K32","v":0},"[7029]"]
[]
[null,null,"期貨交易及期權交易："]
[null,null,null,"佣金收入",null,null,0,"[7030]",0,"[7031]",0,"[7032]"]
[null,null,null,"減去：已付佣金 (附註 3)",null,null,0,"[7033]",0,"[7034]",0,"[7035]"]
[]
[]
[null,null,null,"小計 (B)",null,null,{"$f":"G38-G39","v":0},"[7036]",{"$f":"I38-I39","v":0},"[7037]",{"$f":"K38-K39","v":0},"[7038]"]
[]
[null,null,"槓桿式外匯交易:"]
[null,null,null,"佣金收入",null,null,0,"[7039]",0,"[7040]",0,"[7041]"]
[null,null,null,"減去：已付佣金 (附註 3)",null,null,0,"[7042]",0,"[7043]",0,"[7044]"]
[]
[]
[null,null,null,"小計 (C)",null,null,{"$f":"G45-G46","v":0},"[7045]",{"$f":"I45-I46","v":0},"[7046]",{"$f":"K45-K46","v":0},"[7047]"]
[]
[null,null,"交易利潤及虧損"]
[null,null,null,"-  證券",null,null,0,"[7048]",0,"[7049]",0,"[7050]"]
[null,null,null,"-  期貨合約及期權合約",null,null,0,"[7051]",0,"[7052]",0,"[7053]"]
[null,null,null,"-  槓桿式外匯交易",null,null,0,"[7054]",0,"[7055]",0,"[7056]"]
[null,null,null,"-  其他外匯交易",null,null,0,"[7057]",0,"[7058]",0,"[7059]"]
[null,null,null,"-  場外衍生工具交易",null,null,0,"[7060]",0,"[7061]",0,"[7062]"]
[null,null,null,"-  其他 (如屬關鍵項目，請註明) (附註 4)",null,null,0,"[7063]",0,"[7064]",0,"[7065]"]
[null,"[7063A]",null,""]
[]
[]
[null,null,null,"小計 (D)",null,null,{"$f":"SUM(G52:G57)","v":0},"[7066]",{"$f":"SUM(I52:I57)","v":0},"[7067]",{"$f":"SUM(K52:K57)","v":0},"[7068]"]
[null,null,"因下列項目產生的收入："]
[null,null,null,"-  包銷",null,null,0,"[7069]",0,"[7070]",0,"[7071]"]
[null,null,null,"-  就證券及/或期貨合約提供意見",null,null,0,"[7072]",0,"[7073]",0,"[7074]"]
[null,null,null,"-  就機構融資提供意見",null,null,0,"[7075]",0,"[7076]",0,"[7077]"]
[null,null,null,"-  提供自動化交易服務",null,null,0,"[7078]",0,"[7079]",0,"[7080]"]
[null,null,null,"-  提供資產管理",null,null,0,"[7081]",0,"[7082]",0,"[7083]"]
[null,null,null,"-  向集團公司或其他關連方收取",null,null,0,null,0,null,0]
[null,null,null,"   的管理費",null,null,null,"[7084]",null,"[7085]",null,"[7086]"]
[null,null,null,"-  提供信貸評級服務",null,null,0,"[7086A]",0,"[7086B]",0,"[7086C]"]
[null,null,null,"-  其他 (如屬關鍵項目，請註明) (附註 4)",null,null,0,"[7087]",0,"[7088]",0,"[7089]"]
[null,"[7087A]",null,""]
[]
[]
[null,null,null,"小計 (E)",null,null,{"$f":"SUM(G63:G71)","v":0},"[7090]",{"$f":"SUM(I63:I71)","v":0},"[7091]",{"$f":"SUM(K63:K71)","v":0},"[7092]"]
[]
[null,null,"收入總額 (F) = (A) + (B) + (C) + (D) + (E)",null,null,null,{"$f":"G35+G42+G49+G61+G75","v":0},"[7093]",{"$f":"I35+I42+I49+I61+I75","v":0},"[7094]",{"$f":"K35+K42+K49+K61+K75","v":0},"[7095]"]
[]
[null,null,"利息收入/支出"]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[]
[null,null,null,"已收取利息收入 (附註 5)",null,null,0,"[7096]",0,"[7097]",0,"[7098]"]
[null,null,null,"減去：已付利息支出 (附註 5)",null,null,0,"[7099]",0,"[7100]",0,"[7101]"]
[]
[]
[null,null,null,"小計 (G)",null,null,{"$f":"G97-G98","v":0},"[7102]",{"$f":"I97-I98","v":0},"[7103]",{"$f":"K97-K98","v":0},"[7104]"]
[]
[null,null,"開支"]
[null,null,null,"-  薪金及員工福利",null,null,0,"[7105]",0,"[7106]",0,"[7107]"]
[null,null,null,"-  辦公室租金及公用設施",null,null,0,"[7108]",0,"[7109]",0,"[7110]"]
[null,null,null,"-  折舊",null,null,0,"[7111]",0,"[7112]",0,"[7113]"]
[null,null,null,"-  法律及專業服務開支",null,null,0,"[7114]",0,"[7115]",0,"[7116]"]
[null,null,null,"-  壞帳及呆帳準備金",null,null,0,"[7117]",0,"[7118]",0,"[7119]"]
[null,null,null,"-  集團公司或其他關連方支取",null,null,0,null,0,null,0]
[null,null,null,"   的管理費",null,null,null,"[7120]",null,"[7121]",null,"[7122]"]
[null,null,null,"-  其他 (如屬關鍵項目，請註明) (附註 4)",null,null,0,"[7123]",0,"[7124]",0,"[7125]"]
[null,"[7123A]",null,""]
[]
[]
[null,null,null,"小計 (H)",null,null,{"$f":"SUM(G104:G111)","v":0},"[7126]",{"$f":"SUM(I104:I111)","v":0},"[7127]",{"$f":"SUM(K104:K111)","v":0},"[7128]"]
[]
[]
[null,null,"稅前盈利/(虧損)淨額 (I) = (F) + (G) - (H)",null,null,null,{"$f":"G77+G101-G115","v":0},"[7129]",{"$f":"I77+I101-I115","v":0},"[7130]",{"$f":"K77+K101-K115","v":0},"[7131]"]
[]
[null,null,"減去： 稅項 (J)",null,null,null,0,"[7132]",0,"[7133]",0,"[7134]"]
[]
[]
[null,null,"稅後盈利/(虧損)淨額 (K) = (I) - (J)",null,null,null,{"$f":"G118-G120","v":0},"[7135]",{"$f":"I118-I120","v":0},"[7136]",{"$f":"K118-K120","v":0},"[7137]"]
[]
[null,null,"期初留存利潤/(累積\n     虧損) (L)",null,null,null,0,"[7138]",0,"[7139]",0,"[7140]"]
[null,null,"減去： 期內宣布分派的股息 (M)",null,null,null,0,"[7141]",0,"[7142]",0,"[7143]"]
[]
[]
[null,null,"期終留存利潤/(累積虧損)\n    (N) = (K) + (L) – (M) (附註 6)",null,null,null,{"$f":"G123+G125-G126","v":0},"[7144]",{"$f":"I123+I125-I126","v":0},"[7145]",{"$f":"K123+K125-K126","v":0},"[7146]"]
[]
[null,null,"附註 1:",null,"非以港幣計值的交易，應按有關月份終結時的當時匯率折算為港幣計值。"]
[null,null,"附註 2:",null,"(a) 有關槓桿式外匯交易合約的本金總額的計算方法，請參閱《證券及期貨(財政資源)規則》第41(3)\n      條。"]
[null,null,null,null,"(b) 槓桿式外匯交易合約的本金總額的合計總額包括在有關月份內為開立槓桿式外匯合約及/或將槓\n      桿式外匯合約平倉的合約的本金總額。"]
[null,null,"附註 3:",null,"佣金支出包括支付予客戶主任及其他各方的佣金。"]
[null,null,"附註 4:",null,"就本表格而言，超出收入總額 (即 (F) + (G)) 10% 的收入及支出項目應視為關鍵項目。"]
[null,null,"附註 5:",null,"如本月的利息收入及/或利息支出的總額超出收入總額 (即(F) + (G)) 的10%，請提供有關利息收入及/或\n利息支出的詳情："]
[null,null,null,null,null,null,null,null,"(HK$'000)"]
[null,null,null,null,"因下列項目而賺取的利息收入"]
[null,null,null,null,"   -  證券交易",null,null,null,0,"[7147]"]
[null,null,null,null,"   -  期貨合約交易及期權合約交易",null,null,null,0,"[7148]"]
[null,null,null,null,"   -  槓桿式外匯交易",null,null,null,0,"[7149]"]
[null,null,null,null,"   -  證券保證金融資",null,null,null,0,"[7150]"]
[null,null,null,null,"   -  銀行存款",null,null,null,0,"[7151]"]
[null,null,null,null,"   -  其他 (如屬關鍵項目，請註明) (附註 4)",null,null,null,0,"[7152]"]
[null,null,null,null,"",null,"[7152A]"]
[]
[]
[null,null,null,null,"列入 7096 單元格內的數額",null,null,null,{"$f":"SUM(I139:I144)","v":0},"[7153]"]
[]
[null,null,null,null,"向以下各方/因下列項目支付的利息支出"]
[null,null,null,null,"  -  客戶",null,null,null,0,"[7154]"]
[null,null,null,null,"  -  銀行貸款及透支",null,null,null,0,"[7155]"]
[null,null,null,null,"  -  其他 (如屬關鍵項目，請註明) (附註 4)",null,null,null,0,"[7156]"]
[null,null,null,null,"",null,"[7156A]"]
[]
[]
[null,null,null,null,"列入 7099 單元格內的數額",null,null,null,{"$f":"SUM(I151:I153)","v":0},"[7157]"]
[]
[null,null,"附註 6:",null,"本月終結時的留存利潤/(累積虧損)的數額 (即 7144 單元格) 應相等於表格 1 附註 6 的 1114 單元格內申\n報的數額。"]

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[null,"表格 8",null,"客戶資產分析"]
[]
[null,"表 1",null,"申報月份終結時的客戶證券的分析",null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[]
[null,null,null,null,null,null,null,null,"市值\n (HK$’000)"]
[]
[null,null,"按客戶種類作出的分析 (附註 1)"]
[null,null,null,"現金客戶 (A)",null,null,null,null,0,"[8000]"]
[null,null,null,"保證金客戶 (B)",null,null,null,null,0,"[8001]"]
[null,null,null,"期貨客戶及期權客戶 (C)",null,null,null,null,0,"[8002]"]
[null,null,null,"槓桿式外匯交易客戶 (D)",null,null,null,null,0,"[8003]"]
[null,null,null,"因就證券、期貨合約及/或機構融資\n提供意見及/或提供資產管理服務\n而獲得報酬的持牌法團的客戶 (E)",null,null,null,null,0,"[8004]"]
[null,null,null,"其他 (請註明) (F)",null,null,null,null,0,"[8005]"]
[null,null,"[8005A]",""]
[null,null,null,"總值 (G) = (A) + (B) + (C) + (D) + (E) + (F)",null,null,null,null,{"$f":"SUM(I10:I15)","v":0},"[8006]"]
[]
[null,null,"按所在處作出的分析"]
[null,null,null,"質押予銀行 (H)",null,null,null,null,0,"[8007]"]
[null,null,null,"質押予海外證券交易商 (I)",null,null,null,null,0,"[8008]"]
[null,null,null,"存放於持牌法團在中央結算及\n交收系統內的戶口"]
[null,null,null,"     -  股份結算戶口 (J)",null,null,null,null,0,"[8009]"]
[null,null,null,"     -  為現金客戶指定的獨立股份戶口 (K)",null,null,null,null,0,"[8010]"]
[null,null,null,null,"請註明有關分戶口的號碼:"]
[null,null,"[8010A]",null,""]
[null,null,null,"     -  為保證金客戶指定的獨立股份戶口 (L)",null,null,null,null,0,"[8011]"]
[null,null,null,null,"請註明有關分戶口的號碼:"]
[null,null,"[8011A]",null,""]
[null,null,null,"     -  附寄結單服務的獨立股份戶口 (M)",null,null,null,null,0,"[8012]"]
[null,null,null,"     -  其他戶口 (N)",null,null,null,null,0,"[8013]"]
[null,null,null,null,"請註明分戶口的號碼及作用:"]
[]
[null,null,null,null,"分戶口號碼",null,"作用"]
[null,null,null,null,"","[8013A]","",null,"[8013B]"]
[null,null,null,null,"","[8013C]","",null,"[8013D]"]
[null,null,null,null,"","[8013E]","",null,"[8013F]"]
[null,null,null,null,"","[8013G]","",null,"[8013H]"]
[]
[null,null,null,"在中央結算及交收系統內持有的帳戶內存放的客戶證券總值 \n    (O) = (J) + (K) + (L) + (M) + (N)",null,null,null,null,{"$f":"I23+I24+I27+I30+I31","v":0},"[8014]"]
[null,null,null,"存放於聯合交易所期權結算所有限公司 (P)",null,null,null,null,0,"[8015]"]
[null,null,null,"存放於其他期貨結算所或期權結算所 (Q)",null,null,null,null,0,"[8016]"]
[null,null,null,"由有聯繫實體持有 (R)",null,null,null,null,0,"[8017]"]
[null,null,null,"     -  請註明該等有聯繫實體的名稱:"]
[null,null,"[8017A]",null,""]
[null,null,null,"存放於認可財務機構作穩妥保管 (S)",null,null,null,null,0,"[8018]"]
[null,null,null,"存放於其他持牌法團作穩妥保管 (T)",null,null,null,null,0,"[8019]"]
[null,null,null,"在持牌法團辦事處處所內持有 (U)",null,null,null,null,0,"[8020]"]
[null,null,null,"在其他所在處持有 (V) (附註 2)",null,null,null,null,0,"[8021]"]
[null,null,null,"總值 (W) = (H) + (I) + (O) + (P) + (Q) + (R) + (S) + (T) + (U) + (V)",null,null,null,null,{"$f":"I20+I21+I40+I41+I42+I43+I46+I47+I48+I49","v":0},"[8022]"]
[]
[]
[null,null,"附註 1:","客戶證券按下列基準記帳:"]
[null,null,null,null,"(請選擇適用者)"]
[]
[null,null,null,null,null,null,null,null,null,null,null,""]
[]
[]
[null,null,"附註 2:","請於下方指明有關客戶證券的所在處及作出有關處置的目的。"]
[]
[null,null,null,"",null,null,null,null,null,"[8025]"]

{"sheet":"Form 8 Table 2","index":12,"n_rows":53,"n_cols":12,"rows_kept":53,"cut":false,"hidden":false,"merged":[[36,11,37,11],[52,2,55,2],[17,11,20,11],[23,11,24,11],[25,11,26,11],[31,11,34,11],[17,8,20,8],[23,8,24,8],[27,8,28,8],[29,8,30,8],[52,3,55,10],[36,9,37,9],[36,10,37,10],[36,2,37,5],[49,3,49,10],[38,8,39,8],[4,8,4,9],[38,9,39,9],[23,10,24,10],[25,10,26,10],[38,10,39,10],[27,9,28,9],[29,9,30,9],[17,9,20,9],[17,10,20,10],[31,9,34,9],[31,10,34,10],[23,9,24,9],[22,2,22,8],[27,3,28,7],[29,3,30,6],[31,8,34,8],[16,3,16,7],[25,3,26,7],[38,2,38,7],[48,3,48,10],[41,3,41,10],[43,3,43,10],[45,3,45,10],[25,9,26,9],[18,3,20,6],[32,3,34,6],[23,3,24,7],[32,2,34,2]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 8  客戶資產分析"]
[]
[null,"表 2",null,"申報月份終結時的獨立存放的"]
[null,null,null,"客戶款項的分析",null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[]
[null,null,null,null,null,null,null,null,null,"認可負債的","獨立存放的"]
[null,null,null,null,null,null,null,null,null,"計算","客戶款項的分析"]
[null,null,null,null,null,null,null,null,null,"(HK$'000)","(HK$'000)"]
[null,null,null,null,null,null,null,null,null,"(附註 1)","(附註 2)"]
[null,null,"應向客戶支付的款項及須獨立存放的客戶款項",null,null,null,null,null,null,"應向客戶支付的款項","根據 《證券及期貨(客戶款項)規則》須獨立存放的客戶款項"]
[null,null,null,"現金客戶",null,null,null,null,"[8100]",0,0,"[8101]"]
[null,null,null,"保證金客戶",null,null,null,null,"[8102]",0,0,"[8103]"]
[null,null,null,"期貨客戶及期權客戶",null,null,null,null,"[8104]",0,0,"[8105]"]
[null,null,null,"槓桿式外匯交易客戶",null,null,null,null,"[8106]",0,0,"[8107]"]
[null,null,null,"因就證券、期貨合約及/或機構融資\n提供意見及/或提供資產管理服務而\n獲得報酬的持牌法團的客戶",null,null,null,null,"[8108]",0,0,"[8109]"]
[null,null,null,"其他 (請註明)",null,null,null,null,"[8110]",0,0,"[8111]"]
[null,null,null,""]
[]
[null,null,"[8110A]"]
[null,null,null,"總額 (附註 3)",null,null,null,null,"[8112]",{"$f":"SUM(J13:J21)","v":0},{"$f":"SUM(K13:K21)","v":0},"[8113]"]
[null,null,"獨立存放的款項的分布"]
[null,null,null,"在認可財務機構維持的獨立帳戶\n內持有的款額",null,null,null,null,"[8114]",0,0,"[8115]"]
[]
[null,null,null,"在證監會根據《證券及期貨(客戶款項)規則》\n批准的其他人士維持的獨立帳戶內持有的\n款額",null,null,null,null,null,0,0,"[8117]"]
[null,null,null,null,null,null,null,null,"[8116]"]
[null,null,null,"在核准的在香港以外成立為法團的銀行\n的獨立帳戶內持有的款額",null,null,null,null,"[8118]",0]
[]
[null,null,null,"在認可結算所維持的獨立帳戶內持有的款額",null,null,null,null,"[8119]",0]
[]
[null,null,null,"其他 (如有所修改的話)",null,null,null,null,"[8120]",0,0,"[8121]"]
[null,null,"[8120A]",""]
[]
[]
[null,null,null,"總額",null,null,null,null,"[8122]",{"$f":"SUM(J24:J35)","v":0},{"$f":"SUM(K24:K35)","v":0},"[8123]"]
[null,null,"獨立存放款項的盈餘/(不足之數)\n( 8123 – 8113 單元格) (附註 4)",null,null,null,null,null,null,null,{"$f":"K36-K22","v":0},"[8124]"]
[]
[null,null,"列入速動資金計算表中第 23 項的認可負債內的數額\n (8112 – 8122 單元格) (附註 4)",null,null,null,null,null,"[8125]",{"$f":"IF(J22-J36>0, J22-J36, 0)","v":0}]
[]
[]
[null,null,"附註 1：","認可負債的計算是用作計算須列入表格 1 的速動資金計算表第 23 項內的數額 (即 1057 單元格) (該\n數額不應少於零)。"]
[]
[null,null,"附註 2：","獨立存放的客戶款項的分析是用作申報根據《證券及期貨(客戶款項)規則》須獨立存放的客戶款項及在獨立帳戶內持有的相應數額的。"]
[]
[null,null,"附註 3：","列入 8112 單元格內的應向客戶支付的款項總額，應相等於列入表格 1 的資產負債表的第 23 項內應向客戶支付的款項的數額 (即 1058 單元格)。"]
[]
[null,null,"附註 4：","請於下方闡述導致下述情形的情況："]
[null,null,null,"(a) 為計算認可負債的獨立存放的款項總額超出應向客戶支付的款項的總額 (即 8122 單元格 >\n      8112 單元格)；"]
[null,null,null,"(b) 在 8125 單元格計算出的認可負債與列入表格 1 第 23 項內的認可負債數額 (即 1057 單元格)\n      之間存在差異；及/或"]
[null,null,null,"(c) 獨立存放款項出現盈餘或不足之數。"]
[]
[null,null,"[8126]",""]

{"sheet":"Form 9","index":13,"n_rows":44,"n_cols":14,"rows_kept":44,"cut":false,"hidden":false,"merged":[[7,2,14,2],[5,10,5,11],[5,2,5,3],[6,2,6,3],[7,6,7,7],[43,3,43,12],[7,10,9,10],[7,11,10,11],[41,3,41,13],[42,3,42,13],[5,12,8,12],[5,4,5,9],[6,4,6,9],[7,8,10,8]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 9",null,"就槓桿式外匯交易獲發牌的持牌法團的外幣持倉量的狀況"]
[null,null,null,"申報月份終結時的狀況",null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[]
[null,null,"貨幣\n(附註 1)",null,"外幣持倉量(包括所持有的與認可對手方維持的持倉)",null,null,null,null,null,"與認可對手方的持倉",null,"合計外幣\n總持倉量\n(附註 2)"]
[]
[null,null,"貨幣代號","種類","資產","負債","承擔",null,"外幣總持倉量\n(附註 2)","淨持倉量","資產及\n好倉承擔","負債及\n淡倉承擔"]
[]
[null,null,null,null,null,null,"好倉","淡倉"]
[]
[null,null,null,null,"\n(A)","(B)","(C)","(D)","(E)","(F) = (A) + (C)","(G)","(H)","(I) = (E) - (G) - (H)"]
[null,null,null,null,null,null,null,null,null,"      -  (B) - (D)"]
[]
[null,"行",null,null,"(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","(HK$'000)","行"]
[null,"[1]","","",0,0,0,0,0,{"$f":"E16+G16-F16-H16","v":0},0,0,{"$f":"I16-K16-L16","v":0},"[1]"]
[null,"[2]","","",0,0,0,0,0,{"$f":"E17+G17-F17-H17","v":0},0,0,{"$f":"I17-K17-L17","v":0},"[2]"]
[null,"[3]","","",0,0,0,0,0,0,0,0,0,"[3]"]
[null,"[4]","","",0,0,0,0,0,0,0,0,0,"[4]"]
[null,"[5]","","",0,0,0,0,0,0,0,0,0,"[5]"]
[null,"[6]","","",0,0,0,0,0,0,0,0,0,"[6]"]
[null,"[7]","","",0,0,0,0,0,0,0,0,0,"[7]"]
[null,"[8]","","",0,0,0,0,0,0,0,0,0,"[8]"]
[null,"[9]","","",0,0,0,0,0,0,0,0,0,"[9]"]
[null,"[10]","","",0,0,0,0,0,0,0,0,0,"[10]"]
[null,"[11]","","",0,0,0,0,0,0,0,0,0,"[11]"]
[null,"[12]","","",0,0,0,0,0,0,0,0,0,"[12]"]
[null,"[13]","","",0,0,0,0,0,0,0,0,0,"[13]"]
[null,"[14]","","",0,0,0,0,0,0,0,0,0,"[14]"]
[null,"[15]","","",0,0,0,0,0,0,0,0,0,"[15]"]
[null,"[16]","","",0,0,0,0,0,0,0,0,0,"[16]"]
[null,"[17]","","",0,0,0,0,0,0,0,0,0,"[17]"]
[null,"[18]","","",0,0,0,0,0,0,0,0,0,"[18]"]
[null,"[19]","","",0,0,0,0,0,0,0,0,0,"[19]"]
[null,"[20]","","",0,0,0,0,0,0,0,0,{"$f":"I35-K35-L35","v":0},"[20]"]
[null,null,null,"總額",{"$f":"SUM(E16:E35)","v":0},0,0,0,0,{"$f":"ABS(J16)+ABS(J17)+ABS(J18)+ABS(J19)+ABS(J20)+ABS(J21)+ABS(J22)+ABS(J23)+ABS(J24)+ABS(J25)+ABS(J26)+ABS(J27)+ABS(J28)+ABS(J29)+ABS(J30)+ABS(J31)+ABS(J32)+ABS(J33)+ABS(J34)+ABS(J35)","v":0},{"$f":"SUM(K16:K35)","v":0},0,{"$f":"ABS(M16)+ABS(M17)+ABS(M18)+ABS(M19)+ABS(M20)+ABS(M21)+ABS(M22)+ABS(M23)+ABS(M24)+ABS(M25)+ABS(M26)+ABS(M27)+ABS(M28)+ABS(M29)+ABS(M30)+ABS(M31)+ABS(M32)+ABS(M33)+ABS(M34)+ABS(M35)","v":0}]
[null,null,null,null,null,null,null,null,null,null,null,"乘以 ","1.5%"]
[null,null,null,null,null,null,null,null,null,null,null,"列入規定速動資金計算表2011 單元格內的數額",{"$f":"ROUND(M36*0.015,0)","v":0},"[9000]"]
[]
[]
[]
[null,null,"附註 1：","持牌法團應從電腦屏幕上提供的選單 (pull-down menu) 中選取貨幣代號。 如該選單中並無所需的貨幣種類，請選取“099”這個貨幣代號，並在所提供的空位內註明有關貨幣的種類。"]
[]
[null,null,"附註 2：","如持牌法團持有與某客戶 (客戶匯集綜合帳戶除外) 訂立的 2 份未平倉合約，而根據其中一份合約，該法團須購買某一數額的 A 貨幣及售賣 X 數額的 B 貨幣，及根據另一份合約，該法團須購買相同的 X 數額的 B 貨幣及售賣某一數額的 A 貨幣，則該持牌法團只應將它須售賣的 B 貨幣的 X 數額，以及該 2 份未平倉合約的 A貨幣的數額中的較高者的總和列入外幣總持倉量內。有關“外幣總持倉量”一詞的詳細定義，請參閱《證券及期貨(財政資源)規則》第 2 條。"]

{"sheet":"Form 10 Table 1","index":14,"n_rows":44,"n_cols":11,"rows_kept":44,"cut":false,"hidden":false,"merged":[[1,7,1,8],[31,2,31,9],[32,2,32,9],[6,4,6,9],[44,2,44,3],[35,2,35,9],[36,2,36,9],[43,2,43,9],[38,2,41,9],[33,2,33,9],[34,2,34,9]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 10","衍生工具自營交易持倉報告 (附註 1 及 2)"]
[]
[null,"表 1","申報月份終結時的衍生工具合約名義"]
[null,null,"數額總額按相關風險作出的分析",null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[null,null,null,null,"(HK$'000)"]
[null,null,"名義數額總額",null,"股本權益合約\n(附註 3)","息率合約","外匯合約","貴金屬合約","其他商品合約","\n總額"]
[null,null,"場外合約","行",null,null,null,null,null,null,"行"]
[null,null,"遠期","[1]",0,0,0,0,0,{"$f":"SUM(E10:I10)","v":0},"[1]"]
[null,null,"掉期","[2]",0,0,0,0,0,{"$f":"SUM(E11:I11)","v":0},"[2]"]
[null,null,"購買的期權","[3]",0,0,0,0,0,{"$f":"SUM(E12:I12)","v":0},"[3]"]
[null,null,"出售的期權","[4]",0,0,0,0,0,{"$f":"SUM(E13:I13)","v":0},"[4]"]
[null,null,"其他 (請註明)","[5]",0,0,0,0,0,{"$f":"SUM(E14:I14)","v":0},"[5]"]
[]
[null,"[A100]",""]
[]
[null,null,"場外合約總額","[6]",{"$f":"SUM(E10:E14)","v":0},0,0,0,0,0,"[6]"]
[null,null,"場內合約"]
[null,null,"期貨 – 好倉","[7]",0,0,0,0,0,{"$f":"SUM(E20:I20)","v":0},"[7]"]
[null,null,"期貨 – 淡倉","[8]",0,0,0,0,0,{"$f":"SUM(E21:I21)","v":0},"[8]"]
[null,null,"購買的期權","[9]",0,0,0,0,0,{"$f":"SUM(E22:I22)","v":0},"[9]"]
[null,null,"出售的期權","[10]",0,0,0,0,0,{"$f":"SUM(E23:I23)","v":0},"[10]"]
[null,null,"其他 (請註明)","[11]",0,0,0,0,0,{"$f":"SUM(E24:I24)","v":0},"[11]"]
[]
[null,"[A101]",""]
[]
[null,null,"場內合約總額","[12]",{"$f":"SUM(E20:E24)","v":0},0,0,0,0,0,"[12]"]
[null,null,"場外及場內合約總額","[13]",{"$f":"E18+E28","v":0},{"$f":"F18+F28","v":0},{"$f":"G18+G28","v":0},{"$f":"H18+H28","v":0},{"$f":"I18+I28","v":0},{"$f":"SUM(E29:I29)","v":0},"[13]"]
[null,null,null,null,"[A102]","[A103]","[A104]","[A105]","[A106]","[A107]"]
[null,"附註 1:","本表格應按每季基準呈報，即只需呈報 3 月、6 月、9 月及 12 月時的情況。"]
[null,"附註 2:","請根據每項概括性風險類別 (即股本權益、息率等) 在下方說明持牌法團的衍生工具自營交易活動。在該說明中，須至少提供涵蓋下列各項事宜的資料 :"]
[null,null,"(a) 每項交易持倉／組合背後的交易策略的性質、目標及運作"]
[null,null,"       (例如，就股本證券而言，股本衍生工具的交易是否與套戥有關，或與衍生權證或股本權益掉期的對沖有關；所使用的衍生工具的種類以及"]
[null,null,"        該等策略涉及的其他持倉的詳情)；"]
[null,null,"(b) 源自衍生工具交易的主要收入及成本開支 (例如，交易利潤／虧損、佣金、收費等)；及"]
[null,null,"(c) 有關衍生工具交易業務的未來計劃。"]
[]
[null,null,""]
[]
[]
[null,"[A108]"]
[]
[null,"附註 3:","就本表而言，在交易所上市的衍生權證屬場外股票期權，而可轉換債券則屬場外股本衍生工具。股本權益合約包括股本權益指數合約。"]

{"sheet":"Form 10 Table 2","index":15,"n_rows":28,"n_cols":11,"rows_kept":28,"cut":false,"hidden":false,"merged":[[12,3,13,3],[14,3,15,3],[7,3,10,3],[7,8,10,8],[14,7,15,7],[12,5,13,5],[14,4,15,4],[27,3,28,9],[17,7,20,7],[17,3,20,3],[17,8,20,8],[17,9,20,9],[25,3,25,9],[17,5,20,5],[17,6,20,6],[17,4,20,4],[4,6,4,7],[12,7,13,7],[12,8,13,8],[14,8,15,8],[7,6,10,6],[6,4,6,9],[12,4,13,4],[14,5,15,5],[12,6,13,6],[7,4,10,4],[14,6,15,6],[14,9,15,9],[12,9,13,9],[7,7,10,7],[7,5,10,5],[7,9,10,9]]}
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[null,"表格 10",null,"衍生工具自營交易持倉報告"]
[]
[null,"表 2",null,"申報月份終結時的衍生工具合約按市值及"]
[null,null,null,"未實現價值作出的分析",null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[null,null,null,null,"(HK$'000)"]
[null,null,null,"市值 (附註 1)","股本權益合約\n","息率合約\n","外匯合約\n","貴金屬合約\n","其他商品合約\n","總額\n"]
[]
[]
[]
[null,null,"場外合約",null,"[A200]","[A201]","[A202]","[A203]","[A204]","[A205]"]
[null,null,null,"(a) 正市值總額 (附註 2)",0,0,0,0,0,{"$f":"SUM(E13:I14)","v":0}]
[]
[null,null,null,"(b) 負市值總額",0,0,0,0,0,{"$f":"SUM(E15:I16)","v":0}]
[]
[null,null,null,null,"[A206]","[A207]","[A208]","[A209]","[A210]","[A211]"]
[null,null,null,"未實現價值","股本權益合約\n","息率合約\n","外匯合約\n","貴金屬合約\n","其他商品合約\n","總額\n"]
[]
[]
[]
[null,null,"場內合約",null,"[A212]","[A213]","[A214]","[A215]","[A216]","[A217]"]
[null,null,null,"(c) 未實現收益總額",0,0,0,0,0,{"$f":"SUM(E23:I23)","v":0}]
[null,null,null,"(d) 未實現虧損總額",0,0,0,0,0,{"$f":"SUM(E24:I24)","v":0}]
[null,null,null,null,"[A218]","[A219]","[A220]","[A221]","[A222]","[A223]"]
[null,null,"附註 1:","場外衍生工具合約的市值是指自願進行交易的各方在現行交易中(強制出售或斬倉出售的情況除外)可用以交換合約的款額。如無市場報價可供採用，則可採用持牌法團對市值的最佳估計，而該估計須以類似合約的市場報價或該法團的估值技術 (即公平價值) 為依據。"]
[]
[null,null,"附註 2:","正市值總額指如對手方違責將會導致持牌法團招致的損失，而該損失是根據以當時的市場價格或市場利率重新訂立合約的成本計算。例如，就場外遠期及掉期合約而言，正市值是指在估值日期計算的未實現收益。就場外期權合約的好倉而言，正市值是指該等期權的市場價格或公平價值(這項計算並沒有把在法律上可強制執行的淨額結算安排下將會出現的任何信貸風險的減少計算在內)。"]

{"sheet":"Form 10 Table 3","index":16,"n_rows":20,"n_cols":15,"rows_kept":20,"cut":false,"hidden":false,"merged":[[17,5,17,6],[4,6,4,7],[13,2,14,3],[13,4,14,4],[9,2,10,3],[6,5,6,12],[9,11,10,12],[9,5,10,6],[9,7,10,8],[9,9,10,10],[11,5,11,6],[11,7,11,8],[12,5,12,6],[12,7,12,8],[13,13,14,13],[11,11,11,12],[17,7,17,8],[17,9,17,10],[17,11,17,12],[16,7,16,8],[16,9,16,10],[13,14,14,14],[11,9,11,10],[12,9,12,10],[21,3,21,12],[12,11,12,12],[16,11,16,12],[13,5,14,6],[13,7,14,8],[13,9,14,10],[13,11,14,12],[15,7,15,8],[15,9,15,10],[15,11,15,12],[16,5,16,6],[19,3,20,12],[15,5,15,6]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 10",null,"衍生工具自營交易持倉報告"]
[]
[null,"表 3",null,"申報月份終結時的場外衍生工具合約"]
[null,null,null,"按距離到期日的餘下期間作出的分析",null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[null,null,null,null,null,"(HK$'000)"]
[]
[]
[null,null,"按場外合約計算的名義數額總額\n(附註 1)",null,null,"1 年或少於 1 年\n",null,"1 年以上至 5 年\n",null,"5 年以上\n",null,"總額\n"]
[null,null,null,null,"行",null,null,null,null,null,null,null,null,null,"行"]
[null,null,"(a) 股本權益合約",null,"[1]",0,null,0,null,0,null,{"$f":"SUM(F12:K12)","v":0},null,"[A300]","[1]"]
[null,null,"(b) 息率合約",null,"[2]",0,null,0,null,0,null,{"$f":"SUM(F13:K13)","v":0},null,"[A301]","[2]"]
[null,null,"(c) 外匯合約",null,"[3]",0,null,0,null,0,null,{"$f":"SUM(F14:K15)","v":0},null,"[A302]","[3]"]
[]
[null,null,"(d) 貴金屬合約",null,"[4]",0,null,0,null,0,null,{"$f":"SUM(F16:K16)","v":0},null,"[A303]","[4]"]
[null,null,"(e) 其他商品合約",null,"[5]",0,null,0,null,0,null,{"$f":"SUM(F17:K17)","v":0},null,"[A304]","[5]"]
[]
[]
[null,null,"附註 1: ","本表內的資料按照有關衍生工具距離到期日的餘下期間分列。"]

{"sheet":"Form 10 Table 4","index":17,"n_rows":30,"n_cols":15,"rows_kept":30,"cut":false,"hidden":false,"merged":[[16,4,16,5],[9,4,10,7],[11,6,12,7],[11,4,12,5],[15,4,15,5],[13,6,13,7],[14,6,14,7],[9,8,12,9],[9,10,12,11],[9,12,12,13],[9,2,11,3],[15,6,15,7],[13,4,13,5],[14,4,14,5],[14,10,14,11],[15,8,15,9],[13,10,13,11],[15,10,15,11],[17,4,17,5],[17,6,17,7],[17,8,17,9],[17,10,17,11],[17,12,17,13],[24,3,25,13],[15,12,15,13],[4,7,4,8],[29,3,29,13],[26,3,27,13],[16,6,16,7],[16,8,16,9],[16,10,16,11],[16,12,16,13],[20,3,21,13],[22,3,23,13],[13,12,13,13],[14,12,14,13],[13,8,13,9],[14,8,14,9],[6,4,6,13]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 10",null,"衍生工具自營交易持倉報告"]
[]
[null,"表 4",null,"申報月份終結時的場外衍生工具"]
[null,null,null,"合約按信貸質素作出的分析",null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[null,null,null,null,"(HK$'000)"]
[]
[]
[null,null,"對手方的\n信貸質素 (附註 1)",null,"在計入抵押品及擔保前的風險",null,null,null,"抵押品總額\n",null,"擔保合計總額\n",null,"在計入抵押品及擔保後的信貸等值數額\n"]
[]
[null,null,null,null,"正市值總額合計總數\n",null,"現有信貸風險總額 \n(附註 2)\n"]
[null,null,null,"行",null,null,null,null,null,null,null,null,null,null,"行"]
[null,null,1,"[1]",0,null,0,null,0,null,0,null,0,null,"[1]"]
[null,null,2,"[2]",0,null,0,null,0,null,0,null,0,null,"[2]"]
[null,null,3,"[3]",0,null,0,null,0,null,0,null,0,null,"[3]"]
[null,null,"總額","[4]",{"$f":"SUM(E14:F16)","v":0},null,{"$f":"SUM(G14:H16)","v":0},null,{"$f":"SUM(I14:J16)","v":0},null,{"$f":"SUM(K14:L16)","v":0},null,{"$f":"SUM(M14:N16)","v":0},null,"[4]"]
[null,null,null,null,"[A400]",null,"[A401]",null,"[A402]",null,"[A403]",null,"[A404]"]
[]
[null,null,"附註 1:","對手方的信貸質素類別界定如下:"]
[null,null,null,"(a) 類別 1 用以識別現時仍獲標準普爾公司評定為 AA 級及以上或其他同等評級的對手方；"]
[]
[null,null,null,"(b) 類別 2 用以識別現時仍獲標準普爾公司評定為介乎 BBB 級及以上與 AA 級以下之間或其他同等評級的對手方；及"]
[]
[null,null,null,"(c) 類別 3 用以識別現時仍獲標準普爾公司評定為 BBB 級以下或其他同等評級或沒有獲得任何信貸評級的對手方。"]
[]
[null,null,null,"當根據有關評級進行上述的分類時，如沒有投資評級可供採用，則可採用持牌法團內部同等的信貸級別。"]
[]
[]
[null,null,"附註 2:","一份合約的現有信貸風險，是指如果根據在法律上可強制執行的雙邊淨額結算協議進行淨額計算後，該份合約的剩餘所得的市值。現有信貸風險應按下列方式計算：確定持牌法團與對手方之間是否已訂立在法律上可強制執行的雙邊淨額結算協議。如有此協議，該淨額結算協議涵蓋的與該對手方訂立的所有適用的合約的市值，須對銷至某單一數額。接著，須就所有其他市值為正數的合約確定其正市值總和。按以上所述，所有合約的現有信貸風險總額即(i)在法律上可強制執行的雙邊淨額結算協議所適用的合約的淨正市值，及(ii) 所有其他合約的正市值總額的總和。"]

{"sheet":"Form 10 Table 5","index":18,"n_rows":19,"n_cols":12,"rows_kept":19,"cut":false,"hidden":false,"merged":[[18,11,21,11],[4,8,4,9],[18,3,21,10],[8,2,8,8],[16,3,16,10],[14,3,14,10],[8,9,8,10],[6,9,6,10],[9,9,9,10],[10,9,10,10],[9,2,9,8],[10,2,10,8],[12,3,12,10]]}
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[null,"表格 10",null,"衍生工具自營交易持倉報告"]
[]
[null,"表 5",null,"申報月份終結時已逾期的場外衍生工具"]
[null,null,null,"合約及信貸虧損的分析",null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]"]
[]
[null,null,null,null,null,null,null,null,null,"(HK$'000)"]
[]
[null,null,"已逾期達 30 至 89 日的衍生工具合約的正市值總額",null,null,null,null,null,null,0,null,"[A500]"]
[null,null,"已逾期達 90 日或以上的衍生工具合約的正市值總額 (附註 1)",null,null,null,null,null,null,0,null,"[A501]"]
[null,null,"過去 1 個月的衍生工具合約的信貸虧損 (附註 2 及 3)",null,null,null,null,null,null,0,null,"[A502]"]
[]
[null,null,"附註 1:","有關已逾期達90日或以上的衍生工具的資料應包括在技術上雖仍未逾期，但與預期不會根據有關的衍生工具合約支付欠下該持牌法團的所有款項的對手方所維持的衍生工具的資料。"]
[]
[null,null,"附註 2:","信貸虧損包括已作出的信貸撥備。"]
[]
[null,null,"附註 3:","請在下方描述持牌法團有關作出信貸撥備的政策。"]
[]
[null,null,null,"",null,null,null,null,null,null,null,"[A503]"]

{"sheet":"Form 10 Table 6","index":19,"n_rows":32,"n_cols":12,"rows_kept":32,"cut":false,"hidden":false,"merged":[[5,5,5,10],[18,11,19,11],[20,11,24,11],[13,2,13,4],[7,9,9,9],[7,10,9,10],[10,2,10,4],[11,2,11,4],[7,2,9,4],[7,5,9,5],[7,6,9,6],[7,7,9,7],[7,8,9,8],[15,6,16,6],[15,7,16,7],[15,8,16,8],[31,3,32,10],[18,10,19,10],[20,5,24,5],[20,6,24,6],[20,7,24,7],[20,8,24,8],[20,9,24,9],[18,2,19,4],[20,2,24,4],[18,5,19,5],[18,6,19,6],[18,7,19,7],[18,8,19,8],[18,9,19,9],[20,10,24,10],[29,3,29,10],[17,2,17,4],[15,2,16,4],[27,3,27,10],[15,5,16,5],[15,9,16,9],[15,10,16,10]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 10","衍生工具自營交易持倉報告"]
[]
[null,"表 6","截至申報月份止的期間與衍生工具有關的交易利潤及虧損",null,null,null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]"]
[]
[null,null,null,null,null,"(HK$'000)"]
[]
[null,null,"與衍生工具有關的交易利潤\n及虧損(附註 1)",null,null,"股本權益合約\n[A600]","息率合約\n[A601]","外匯合約\n[A602]","貴金屬合約\n[A603]","其他商品合約\n[A604]","總數\n[A605]"]
[]
[]
[null,null,"(a) 交易",null,null,0,0,0,0,0,{"$f":"SUM(F11:J11)","v":0}]
[null,null,"(b) 其他 (請註明)",null,null,0,0,0,0,0,{"$f":"SUM(F12:J12)","v":0}]
[null,null,null,null,null,"[A606]","[A607]","[A608]","[A609]","[A610]","[A611]"]
[null,"[A606A]",""]
[null,null,null,null,null,"[A612]","[A613]","[A614]","[A615]","[A616]","[A617]"]
[null,null,"(c) 與衍生工具有關 \n      的交易收入總額 (a) + (b)",null,null,{"$f":"SUM(F11:F12)","v":0},{"$f":"SUM(G11:G12)","v":0},{"$f":"SUM(H11:H12)","v":0},{"$f":"SUM(I11:I12)","v":0},{"$f":"SUM(J11:J12)","v":0},{"$f":"SUM(F16:J17)","v":0}]
[]
[]
[null,null,"(d) 持牌法團的收入總額\n     (附註 2)",null,null,null,null,null,null,null,0,"[A618]"]
[]
[null,null,"(e) 與衍生工具有關的交易 \n      收入總額佔持牌法團的 \n      收入總額的百分率 \n      (c)/(d) x 100%",null,null,null,null,null,null,null,{"$f":"ROUND(IF(ISERROR(K16/K19), 0, K16/K19),2)","v":0},"[A619]"]
[]
[]
[]
[]
[]
[]
[null,null,"附註 1:","凡持牌法團的衍生工具交易活動包括衍生工具合約及關連現貨投資工具的交易，與衍生工具有關的交易利潤及虧損，應包括來自衍生工具合約及關連現貨投資工具的交易利潤及虧損。如持牌法團採用另一種方法計算與衍生工具有關的交易收入，請在下方指明該等所依據的方法及取向。"]
[]
[null,null,null,"",null,null,null,null,null,null,null,"[A620]"]
[]
[null,null,"附註 2:","即持牌法團的整體收入總額 (包括所有衍生工具及非衍生工具業務的收入)。"]

{"sheet":"Form 11","index":20,"n_rows":54,"n_cols":15,"rows_kept":54,"cut":false,"hidden":false,"merged":[[18,10,18,12],[11,2,11,9],[12,2,12,9],[13,2,13,9],[14,2,14,9],[11,10,11,12],[12,10,12,12],[13,10,13,12],[14,10,14,12],[40,2,40,9],[4,9,4,10],[7,10,7,12],[8,2,10,9],[8,10,10,12],[19,10,19,12],[20,10,20,12],[15,2,15,9],[16,2,16,9],[17,2,17,9],[18,2,18,9],[19,2,19,9],[20,2,20,9],[15,10,15,12],[16,10,16,12],[17,10,17,12],[40,10,40,12],[33,10,33,12],[34,10,34,12],[35,10,35,12],[36,10,36,12],[37,10,37,12],[38,10,38,12],[21,2,21,9],[22,2,22,9],[23,2,23,9],[24,2,24,9],[39,10,39,12],[21,10,21,12],[22,10,22,12],[23,10,23,12],[24,10,24,12],[25,10,25,12],[26,10,26,12],[27,10,27,12],[28,10,28,12],[30,2,30,9],[31,2,31,9],[32,2,32,9],[29,10,29,12],[30,10,30,12],[31,10,31,12],[32,10,32,12],[25,2,25,9],[26,2,26,9],[27,2,27,9],[28,2,28,9],[29,2,29,9],[37,2,37,9],[38,2,38,9],[39,2,39,9],[33,2,33,9],[34,2,34,9],[35,2,35,9],[36,2,36,9]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,"表格 11",null,"就槓桿式外匯交易獲發牌的持牌法團持有與之維持的外幣持倉的\n"]
[null,null,null,"認可對手方的名單 "]
[]
[null,null,null,"申報月份終結時的狀況",null,null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},null,"[1004]","(附註 1)"]
[]
[]
[]
[null,null,"認可對手方名稱\n",null,null,null,null,null,null,null,"合資格準則\n(請按附註 2 填上\n適當的合資格準則)\n"]
[]
[null," 行",null,null,null,null,null,null,null,null,null,null,null,null,"行"]
[null,"[1]   [B100]","",null,null,null,null,null,null,null,null,null,null,"[B101]","[1]"]
[null,"[2]   [B102]","",null,null,null,null,null,null,null,null,null,null,"[B103]","[2]"]
[null,"[3]   [B104]","",null,null,null,null,null,null,null,null,null,null,"[B105]","[3]"]
[null,"[4]   [B106]","",null,null,null,null,null,null,null,null,null,null,"[B107]","[4]"]
[null,"[5]   [B108]","",null,null,null,null,null,null,null,null,null,null,"[B109]","[5]"]
[null,"[6]   [B110]","",null,null,null,null,null,null,null,null,null,null,"[B111]","[6]"]
[null,"[7]   [B112]","",null,null,null,null,null,null,null,null,null,null,"[B113]","[7]"]
[null,"[8]   [B114]","",null,null,null,null,null,null,null,null,null,null,"[B115]","[8]"]
[null,"[9]   [B116]","",null,null,null,null,null,null,null,null,null,null,"[B117]","[9]"]
[null,"[10]   [B118]","",null,null,null,null,null,null,null,null,null,null,"[B119]","[10]"]
[null,"[11]   [B120]","",null,null,null,null,null,null,null,null,null,null,"[B121]","[11]"]
[null,"[12]   [B122]","",null,null,null,null,null,null,null,null,null,null,"[B123]","[12]"]
[null,"[13]   [B124]","",null,null,null,null,null,null,null,null,null,null,"[B125]","[13]"]
[null,"[14]   [B126]","",null,null,null,null,null,null,null,null,null,null,"[B127]","[14]"]
[null,"[15]   [B128]","",null,null,null,null,null,null,null,null,null,null,"[B129]","[15]"]
[null,"[16]   [B130]","",null,null,null,null,null,null,null,null,null,null,"[B131]","[16]"]
[null,"[17]   [B132]","",null,null,null,null,null,null,null,null,null,null,"[B133]","[17]"]
[null,"[18]   [B134]","",null,null,null,null,null,null,null,null,null,null,"[B135]","[18]"]
[null,"[19]   [B136]","",null,null,null,null,null,null,null,null,null,null,"[B137]","[19]"]
[null,"[20]   [B138]","",null,null,null,null,null,null,null,null,null,null,"[B139]","[20]"]
[null,"[21]   [B140]","",null,null,null,null,null,null,null,null,null,null,"[B141]","[21]"]
[null,"[22]   [B142]","",null,null,null,null,null,null,null,null,null,null,"[B143]","[22]"]
[null,"[23]   [B144]","",null,null,null,null,null,null,null,null,null,null,"[B145]","[23]"]
[null,"[24]   [B146]","",null,null,null,null,null,null,null,null,null,null,"[B147]","[24]"]
[null,"[25]   [B148]","",null,null,null,null,null,null,null,null,null,null,"[B149]","[25]"]
[null,"[26]   [B150]","",null,null,null,null,null,null,null,null,null,null,"[B151]","[26]"]
[null,"[27]   [B152]","",null,null,null,null,null,null,null,null,null,null,"[B153]","[27]"]
[null,"[28]   [B154]","",null,null,null,null,null,null,null,null,null,null,"[B155]","[28]"]
[null,"[29]   [B156]","",null,null,null,null,null,null,null,null,null,null,"[B157]","[29]"]
[null,"[30]   [B158]","",null,null,null,null,null,null,null,null,null,null,"[B159]","[30]"]
[]
[null,null,"附註 1:","本表格應按每季基準申報，即只需申報 3 月、6 月、9 月及 12 月時的狀況。"]
[]
[null,null,"附註 2:","就本表格而言，合資格準則指:"]
[null,null,null,"(a)","認可財務機構；"]
[null,null,null,"(b)","就槓桿式外匯交易獲發牌的持牌法團；"]
[null,null,null,"(c)","就期貨合約交易獲發牌的法團，而該法團在任何指明期貨交易所進行貨幣期貨合約交易；"]
[null,null,null,"(d)","在任何指明期貨交易所進行貨幣期貨合約交易的等同法團；"]
[null,null,null,"(e)","在指明司法管轄區成立為法團和受在該管轄區的指明銀行規管當局規管的銀行；"]
[null,null,null,"(f)","已發出繼續獲得合資格信貸評級的債務票據的法團；或"]
[null,null,null,"(g)","獲證監會信納予以認可為對手方的機構。"]
[]
[null,null,null,"有關認可對手方的合資格準則的詳情，請參閱《證券及期貨(認可對手方)規則》。"]

{"sheet":"Form 12","index":21,"n_rows":42,"n_cols":13,"rows_kept":42,"cut":false,"hidden":false,"merged":[[1,5,1,12],[29,12,30,12],[31,12,32,12],[15,12,16,12],[17,12,18,12],[21,12,22,12],[27,12,28,12],[23,3,23,10],[13,12,14,12],[19,11,20,11],[41,5,41,12],[9,3,9,8],[19,3,19,10],[37,5,37,12],[38,5,38,12],[11,11,12,11],[25,11,26,11],[27,11,28,11],[29,11,30,11],[13,11,14,11],[39,5,39,12],[40,5,40,12],[31,11,32,11],[15,11,16,11],[17,11,18,11],[21,11,22,11]]}
[{"$f":"IF(ISBLANK('Form 1 Main'!G14),\"\",'Form 1 Main'!G14)&IF(ISBLANK('Form 1 Main'!G14),\"\",\"的財務申報表\")","v":""},null,null,null,null,null,null,null,null,null,null,null,{"$f":"IF(ISBLANK(Config!C7),\"\",Config!C7)","v":""}]
[null,null,"表格 12",null,null,"客戶狀況及所管理資產的合計淨值"]
[null,null,null,null,null,"申報月份終結時的狀況",null,null,null,null,{"$f":"IF(ISBLANK('Form 1 Main'!L21),\"\",'Form 1 Main'!L21)","v":""},"[1004]     (附註 1)"]
[]
[]
[null,null,"A.","客戶狀況"]
[]
[null,null,null,"請以下述方式分析客戶的狀況：",null,null,null,null,null,null,null,"活躍客戶的數目\n(附註 2)"]
[]
[null,null,null,"證券客戶 (進行股票期權合約的客戶除外)"]
[null,null,null,"-","現金客戶",null,null,null,null,null,null,0,"[C100]"]
[null,null,null,"-","保證金客戶",null,null,null,null,null,null,0,"[C101]"]
[]
[null,null,null,null,null,null,null,null,null,null,null,{"$f":"SUM(L10:L13)","v":0},"[C102]"]
[]
[null,null,null,null,null,null,null,null,null,null,null,0,"[C103]"]
[null,null,null,"期貨客戶及期權客戶"]
[null,null,null,null,null,null,null,null,null,null,null,0,"[C104]"]
[null,null,null,"槓桿式外匯交易客戶"]
[null,null,null,"因就證券、期貨合約及/或機構融資\n提供意見及/或提供資產管理服務\n而獲得報酬的持牌法團的客戶",null,null,null,null,null,null,null,0,"[C105]"]
[]
[null,null,null,"其他",null,null,null,null,null,null,null,0,"[C106]"]
[]
[null,null,"B.","就提供資產管理獲發牌的持牌法團所管理的資產的合計淨值"]
[null,null,null,null,null,null,null,null,null,null,null,"(HK$'000)"]
[null,null,null,"1.","認可單位信託及互惠基金",null,null,null,null,null,null,0,"[C107]"]
[]
[null,null,null,"2.","其他集體投資計劃",null,null,null,null,null,null,0,"[C108]"]
[]
[null,null,null,"3.","其他 (包括退休基金及委託帳戶)",null,null,null,null,null,null,0,"[C109]"]
[]
[null,null,null,null,"所管理資產的合計淨值總額",null,null,null,null,null,null,{"$f":"SUM(L26:L31)","v":0},"[C110]"]
[]
[]
[]
[]
[]
[null,null,"附註 1：",null,"(a)","本表格須由就證券提供意見、就期貨合約提供意見、就機構融資提供意見及/或提供資產管理，並且受指明發牌條件規限的持牌法團按半年期的基準呈交。"]
[null,null,null,null,"(b)","附註 1(a) 提述的持牌法團以外的持牌法團須按每季基準呈交本表格，即該等法團需呈報 3 月、6 月、9 月及 12 月時的情況。"]
[null,null,"附註 2：",null,"(a)","活躍客戶即持牌法團須按照《證券及期貨(成交單據、戶口結單及收據)規則》，就有關申報月份製備並向其交付每月戶口結單的客戶。"]
[null,null,null,null,"(b)","凡持牌法團就提供意見/資產管理服務(包括就證券、期貨合約及/或機構融資提供意見及提供資產管理服務)獲得報酬，而該法團的客戶從一項或多於一項該等提供意見/提供資產管理服務中獲取服務，該等客戶在C105單元格內應只算作一名客戶。"]
[null,null,null,null,"(c) ","凡一名客戶從上文附註2(b)提述的受規管活動以外的受規管活動中獲取服務，該等客戶須算作各別的受規管活動中的活躍客戶。"]

{"sheet":"Config","index":22,"n_rows":147,"n_cols":50,"rows_kept":147,"cut":false,"hidden":true,"merged":[]}
[null,null,null,"Number of Capacity selection",2,null,null,"Margin ShortFall",{"$f":"COUNTA(H2:H109)","v":2},"Bank Code","Bank Name",{"$f":"COUNTA(J2:J515)","v":146},"保證代號","保證種類",{"$f":"COUNTA(N2:N108)","v":27},null,null,"Currency Code","Currency ",27,"Type of Return",{"$f":"COUNTA(U2:U108)","v":2},"Analysis of Sharholders Fund",{"$f":"COUNTA(W2:W108)","v":2},"Credit Facilities Group",{"$f":"COUNTA(Y2:Y108)","v":50},"合資格準則",{"$f":"COUNTA(AA2:AA108)","v":7},null,"Total No. of Array Field:",{"$f":"COUNTA(AD3:AD106)","v":55},null,null,null,"信貸種類","性質",{"$f":"COUNTA(AI2:AI108)","v":19},null,null,null,null,null,"Month",12,"Year",22,"Group Number",{"$f":"COUNTA(AU2:AU108)","v":10},null,"Lang"]
[null,"Protect? (\"Y\" or blank)","y","Declaration Capacity",null,null,null,null,null,1,"ABN AMRO BANK N.V.",null,"1a","無抵押(即無抵押融通)",null,null,null,"ARS","Argentine Peso",null,null,null,null,null,null,null,null,null,null,"Array Field Name","No. of Row","Key Column","Form No.",null,"1a","只向該持牌法團提供的透支",null,null,null,null,null,null,null,null,null,null,null,null,null,"C"]
[null,"Password","ess2000","負責人員","A",null,null,"交易日期","A",2,"中 國 農 業 銀 行",null,"2a","聯繫證明書",null,null,null,"AUD","Australian Dollar",null,"每月","A","Final","A",1,null,"認可財務機構","a",null,"CFS1001",50,"CFS1001",3,null,"1b","與其他實體(可多於一家)共用的透支",null,null,null,null,null,null,"01",null,2009,null,1]
[null,"Form Name","FRR","獲證監會根據《證券及期貨(財政資源)規則》第 58(5)(e) 條核准的高級人員","B",null,null,"交收日期","B",3,"瑞士友邦銀行有限公司",null,"3a","股東／董事提供的擔保",null,null,null,"BRL","Brazil Real",null,"半年期","B","Interim","B",2,null,"就槓桿式外匯交易獲發牌的持牌法團","b",null,"CFS0001",50,"CFS1001",3,null,"2a","只向該持牌法團提供的有期貸款／自動延期貸款",null,null,null,null,null,null,"02",null,2010,null,2]
[null,"Form Version","8",null,null,null,null,null,null,4,"ALLAHABAD BANK",null,"3b","集團公司提供的擔保",null,null,null,"GBP","British Pound",null,null,null,null,null,3,null,"就期貨合約交易獲發牌的法團，而該法團在任何指明期貨交易所進行貨幣期貨合約交易","c",null,"CFS0002",50,"CFS1001",3,null,"2b","與其他實體(可多於一家)共用的有期貸款／自動延期貸款",null,null,null,null,null,null,"03",null,2011,null,3]
[null,"Delimiter","$$$",null,null,null,null,null,null,5,"美 國 運 通 銀 行",null,"3c","其他人士提供的擔保",null,null,null,"CAD","Canadian Dollar",null,null,null,null,null,4,null,"在任何指明期貨交易所進行貨幣期貨合約交易的等同法團","d",null,"CFS1002",50,"CFS1001",3,null,"3a","提取只向該持牌法團提供的未結清支票／單日信貸融通",null,null,null,null,null,null,"04",null,2012,null,4]
[null,"Checksum",null,null,null,null,null,null,null,6,"AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED",null,"4a","股東／董事提供的彌償保證書",null,null,null,"CNY","China Renminbi",null,null,null,null,null,5,null,"在指明司法管轄區成立為法團和受在該管轄區的指明銀行規管當局規管的銀行","e",null,"CFS0003",50,"CFS1001",3,null,"3b","提取與其他實體(可多於一家)共用的未結清支票／單日信貸融通",null,null,null,null,null,null,"05",null,2013,null,5]
[null,"Sub Version","4",null,null,null,null,null,null,7,"AXIS BANK LIMITED",null,"4b","集團公司提供的彌償保證書",null,null,null,"DKK","Danish Krone",null,null,null,null,null,6,null,"已發出繼續獲得合資格信貸評級的債務票據的法團","f",null,"CFS0004",50,"CFS1001",3,null,"4a","只向該持牌法團提供的信用狀",null,null,null,null,null,null,"06",null,2014,null,6]
[null,"No. of Forms","22",null,null,null,null,null,null,8,"BANCA DI ROMA, SOCIETA' PER AZIONI",null,"4c","其他人士提供的彌償保證書",null,null,null,"EUR","Euro",null,null,null,null,null,7,null,"獲證監會信納予以認可為對手方的機構","g",null,"CFS0005",50,"CFS1001",3,null,"4b","與其他實體(可多於一家)共用的信用狀",null,null,null,null,null,null,"07",null,2015,null,7]
[null,"Form","Form Code","Sub Form Code","Sheet No.",null,null,null,null,9,"BANCA MONTE DEI PASCHI DI SIENA S.P.A.",null,"5a","信用狀",null,null,null,"HKD","Hong Kong Dollar",null,null,null,null,null,8,null,null,null,null,"CFS1003",50,"CFS1001",3,null,"5a","只向該持牌法團提供的首次公開招股融資安排",null,null,null,null,null,null,"08",null,2016,null,8]
[null,"Form 1 - Liquid Capital Computation","LCC","LCC",1,null,null,null,null,10,"BANCO BILBAO VIZCAYA ARGENTARIA S.A.",null,"6a","該持牌法團提供的存款",null,null,null,"INR","Indian Rupee",null,null,null,null,null,9,null,null,null,null,"CFS0007",50,"CFS1001",3,null,"5b","與其他實體(可多於一家)共用的首次公開招股融資安排",null,null,null,null,null,null,"09",null,2017,null,9]
[null,"Form 1 - Assets","LCC","LCC",2,null,null,null,null,11,"金融銀行有限公司",null,"6b","股東／董事提供的存款",null,null,null,"IDR","Indonesian Rupiah",null,null,null,null,null,10,null,null,null,null,"CFS0007A",50,"CFS1001",3,null,"6","後償貸款(核准後償貸款除外)",null,null,null,null,null,null,"10",null,2018,null,10]
[null,"Form 1 - Liabilities","LCC","LCC",3,null,null,null,null,12,"BANCO SANTANDER, S.A.",null,"6c","集團公司提供的存款",null,null,null,"JPY","Japanese Yen",null,null,null,null,null,11,null,null,null,null,"CFS0008",50,"CFS1001",3,null,"7a","只向該持牌法團提供的分期貸款／按揭貸款",null,null,null,null,null,null,"11",null,2019]
[null,"Form 1 - Declaration","LCC","LCC",4,null,null,null,null,13,"BANGKOK BANK PUBLIC COMPANY LIMITED",null,"6d","其他人士提供的存款",null,null,null,"MYR","Malaysian Ringgit",null,null,null,null,null,12,null,null,null,null,"CFS0009",50,"CFS1001",3,null,"7b","與其他實體(可多於一家)共用的分期貸款／按揭貸款",null,null,null,null,null,null,"12",null,2020]
[null,"Form 2","RLC","RLC",5,null,null,null,null,14,"美 國 銀 行 ",null,"7a","該持牌法團提供的土地及樓宇",null,null,null,"NZD","New Zealand Dollar",null,null,null,null,null,13,null,null,null,null,"CFS0010",50,"CFS1001",3,null,"8","銀行擔保",null,null,null,null,null,null,null,null,2021]
[null,"Form 3","CFS","CFS",6,null,null,null,null,15,"BANK OF BARODA",null,"7b","股東／董事提供的土地及樓宇",null,null,null,"NOK","Norwegian Krone",null,null,null,null,null,14,null,null,null,null,"MCA0001","20","MCA0001",4,null,"9a","只向該持牌法團提供的外匯合約融通",null,null,null,null,null,null,null,null,2022]
[null,"Form 4 - Table 1","MCA","ULB",7,null,null,null,null,16,"中 國 銀 行 (香 港) 有 限 公 司 ",null,"7c","集團公司提供的土地及樓宇",null,null,null,"PHP","Philippines Peso",null,null,null,null,null,15,null,null,null,null,"MCARANKING",20,"MCA0001",4,null,"9b","與其他實體(可多於一家)共用的外匯合約融通",null,null,null,null,null,null,null,null,2023]
[null,"Form 4 - Table 2","MCA","AJB",8,null,null,null,null,17,"中 國 銀 行 股 份 有 限 公 司",null,"7d","其他人士提供的土地及樓宇",null,null,null,"RUB","Russian Ruble",null,null,null,null,null,16,null,null,null,null,"MCA0002","20","MCA0001",4,null,"10","法團信用卡融通",null,null,null,null,null,null,null,null,2024]
[null,"Form 5","ASC","ASC",9,null,null,null,null,18,"交 通 銀 行 股 份 有 限 公 司",null,"8a","保證金客戶提供的有價證券",null,null,null,"SGD","Singapore Dollar",null,null,null,null,null,17,null,null,null,null,"MCA0003","20","MCA0001",4,null,"99a","只向該持牌法團提供的其他融通",null,null,null,null,null,null,null,null,2025]
[null,"Form 6","RBC","RBC",10,null,null,null,null,19,"東 亞 銀 行 有 限 公 司",null,"8b","該持牌法團提供的有價證券",null,null,null,"ZAR","South African Rand",null,null,null,null,null,18,null,null,null,null,"MCA1001","20","MCA0001",4,null,"99b","與其他實體(可多於一家)共用的其他融通",null,null,null,null,null,null,null,null,2026]
[null,"Form 7","PLA","PLA",11,null,null,null,null,20,"BANK OF INDIA",null,"8c","股東／董事提供的有價證券",null,null,null,"KRW","South Korean Won",null,null,null,null,null,19,null,null,null,null,"MCA0004","20","MCA0001",4,null,null,null,null,null,null,null,null,null,null,null,2027]
[null,"Form 8 - Table 1","ACA","CS",12,null,null,null,null,21,"BANK OF MONTREAL",null,"8d","集團公司提供的有價證券",null,null,null,"SEK","Swedish Krona",null,null,null,null,null,20,null,null,null,null,"MCA0005","20","MCA0001",4,null,null,null,null,null,null,null,null,null,null,null,2028]
[null,"Form 8 - Table 2","ACA","CSF",13,null,null,null,null,22,"BANK OF NEW YORK (THE)",null,"8e","其他人士提供的有價證券",null,null,null,"CHF","Swiss Franc",null,null,null,null,null,21,null,null,null,null,"MCA0006","20","MCA0001",4,null,null,null,null,null,null,null,null,null,null,null,2029]
[null,"Form 9","FCP","FCP",14,null,null,null,null,23,"BANK OF NOVA SCOTIA (THE)",null,"9a","該持牌法團提供的非上市股份",null,null,null,"TWD","Taiwan Dollar",null,null,null,null,null,22,null,null,null,null,"MCA0007","20","MCA0001",4,null,null,null,null,null,null,null,null,null,null,null,2030]
[null,"Form 10 - Table 1","PDP","NAE",15,null,null,null,null,24,"BANK OF SCOTLAND PLC",null,"9b","股東／董事提供的非上市股份",null,null,null,"THB","Thai Baht",null,null,null,null,null,23,null,null,null,null,"MCA0008","20","MCA0001",4]
[null,"Form 10 - Table 2","PDP","MUV",16,null,null,null,null,25,"臺 灣 銀 行 股 份 有 限 公 司",null,"9c","集團公司提供的非上市股份",null,null,null,"USD","US Dollar",null,null,null,null,null,24,null,null,null,null,"MCA0009","20","MCA0001",4]
[null,"Form 10 - Table 3","PDP","NAT",17,null,null,null,null,26,"BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)",null,"9d","其他人士提供的非上市股份",null,null,null,"VND","Vietnam Dong",null,null,null,null,null,25,null,null,null,null,"MCA0010","20","MCA0001",4]
[null,"Form 10 - Table 4","PDP","ICQ",18,null,null,null,null,27,"永 豐 商 業 銀 行 股 份 有 限 公 司",null,99,"其他保證",null,null,null,"099","Other",null,null,null,null,null,26,null,null,null,null,"MCA0011","20","MCA0001",4]
[null,"Form 10 - Table 5","PDP","IPD",19,null,null,null,null,28,"BARCLAYS BANK PLC",null,null,null,null,null,null,null,null,null,null,null,null,null,27,null,null,null,null,"MCA0012","20","MCA0001",4]
[null,"Form 10 - Table 6","PDP","DTR",20,null,null,null,null,29,"BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT",null,null,null,null,null,null,null,null,null,null,null,null,null,28,null,null,null,null,"MCA0021",30,"MCA0021",4]
[null,"Form 11","LRC","LRC",21,null,null,null,null,30,"BAYERISCHE LANDESBANK",null,null,null,null,null,null,null,null,null,null,null,null,null,29,null,null,null,null,"MCA0022",30,"MCA0021",4]
[null,"Form 12","OI","OI",22,null,null,null,null,31,"BNP PARIBAS ",null,null,null,null,null,null,null,null,null,null,null,null,null,30,null,null,null,null,"MCA0023",30,"MCA0021",4]
[null,null,null,null,null,null,null,null,null,32,"BNP PARIBAS PRIVATE BANK",null,null,null,null,null,null,null,null,null,null,null,null,null,31,null,null,null,null,"ASC1001",60,"ASC1001",5]
[null,null,null,null,null,null,null,null,null,33,"CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK",null,null,null,null,null,null,null,null,null,null,null,null,null,32,null,null,null,null,"ASC1002",60,"ASC1001",5]
[null,null,null,null,null,null,null,null,null,34,"CANADIAN IMPERIAL BANK OF COMMERCE",null,null,null,null,null,null,null,null,null,null,null,null,null,33,null,null,null,null,"ASC1003",60,"ASC1001",5]
[null,null,null,null,null,null,null,null,null,35,"CANARA BANK",null,null,null,null,null,null,null,null,null,null,null,null,null,34,null,null,null,null,"ASC0002",20,"ASC0002",5]
[null,null,null,null,null,null,null,null,null,36,"國 泰 銀 行",null,null,null,null,null,null,null,null,null,null,null,null,null,35,null,null,null,null,"ASC0003",20,"ASC0002",5]
[null,null,null,null,null,null,null,null,null,37,"國 泰 世 華 商 業 銀 行 股 份 有 限 公 司 ",null,null,null,null,null,null,null,null,null,null,null,null,null,36,null,null,null,null,"ASC0004",20,"ASC0002",5]
[null,null,null,null,null,null,null,null,null,38,"彰 化 商 業 銀 行 股 份 有 限 公 司 ",null,null,null,null,null,null,null,null,null,null,null,null,null,37,null,null,null,null,"ASC0005",20,"ASC0002",5]
[null,null,null,null,null,null,null,null,null,39,"CHIBA BANK, LTD. (THE)",null,null,null,null,null,null,null,null,null,null,null,null,null,38,null,null,null,null,"RBCRANKING",20,"RBC0001",6]
[null,null,null,null,null,null,null,null,null,40,"中 國 建 設 銀 行 (亞 洲) 股 份 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,39,null,null,null,null,"RBC0001",20,"RBC0001",6]
[null,null,null,null,null,null,null,null,null,41,"中 國 建 設 銀 行 股 份 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,40,null,null,null,null,"RBC0002",20,"RBC0001",6]
[null,null,null,null,null,null,null,null,null,42,"招 商 銀 行 股 份 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,41,null,null,null,null,"RBC0003",20,"RBC0001",6]
[null,null,null,null,null,null,null,null,null,43,"中 國 信 託 商 業 銀 行 股 份 有 限 公 司 ",null,null,null,null,null,null,null,null,null,null,null,null,null,42,null,null,null,null,"RBC0004",20,"RBC0001",6]
[null,null,null,null,null,null,null,null,null,44,"集 友 銀 行 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,43,null,null,null,null,"FCP0001",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,45,"創 興 銀 行 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,44,null,null,null,null,"FCP0002",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,46,"CHUGOKU BANK, LTD. (THE)",null,null,null,null,null,null,null,null,null,null,null,null,null,45,null,null,null,null,"FCP0003",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,47,"花 旗 銀 行 (香 港 ) 有 限 公 司 ",null,null,null,null,null,null,null,null,null,null,null,null,null,46,null,null,null,null,"FCP0004",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,48,"花 旗 銀 行",null,null,null,null,null,null,null,null,null,null,null,null,null,47,null,null,null,null,"FCP0005",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,49,"中 信 嘉 華 銀 行 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,48,null,null,null,null,"FCP0006",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,50,"COMMERZBANK AG",null,null,null,null,null,null,null,null,null,null,null,null,null,49,null,null,null,null,"FCP0007",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,51,"澳洲聯邦銀行",null,null,null,null,null,null,null,null,null,null,null,null,null,50,null,null,null,null,"FCP0008",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,52,"COOPERATIEVE CENTRALE RAIFFEISEN - BOERENLEENBANK B.A.",null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,"FCP0009",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,53,"CREDIT SUISSE",null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,"FCP0010",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,54,"大 新 銀 行 有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,"FCP0011",20,"FCP0001",9]
[null,null,null,null,null,null,null,null,null,55,"星 展 銀 行 (香 港)  有 限 公 司",null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,"LRC0001",30,"LRC0001",11]
[null,null,null,null,null,null,null,null,null,56,"DBS BANK LTD.",null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,null,"LRC0002",30,"LRC0001",11]
[null,null,null,null,null,null,null,null,null,57,"DEPFA BANK PLC"]
[null,null,null,null,null,null,null,null,null,58,"DEUTSCHE BANK AKTIENGESELLSCHAFT"]
[null,null,null,null,null,null,null,null,null,59,"DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN"]
[null,null,null,null,null,null,null,null,null,60,"玉 山 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,61,"華美銀行"]
[null,null,null,null,null,null,null,null,null,62,"EFG BANK"]
[null,null,null,null,null,null,null,null,null,63,"ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG"]
[null,null,null,null,null,null,null,null,null,64,"遠 東 國 際 商 業 銀 行 股 份 有 限 公 司 "]
[null,null,null,null,null,null,null,null,null,65,"第 一 商 業 銀 行 股 份 有 限 公 司 "]
[null,null,null,null,null,null,null,null,null,66,"FORTIS BANK"]
[null,null,null,null,null,null,null,null,null,67,"富 邦 銀 行 (香 港) 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,68,"HACHIJUNI BANK, LTD. (THE)"]
[null,null,null,null,null,null,null,null,null,69,"HANA BANK"]
[null,null,null,null,null,null,null,null,null,70,"恒 生 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,71,"豐 隆 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,72,"香 港 上 海 匯 豐 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,73,"HSBC BANK INTERNATIONAL LIMITED"]
[null,null,null,null,null,null,null,null,null,74,"HSBC BANK PLC"]
[null,null,null,null,null,null,null,null,null,75,"美 國 匯 豐 銀 行"]
[null,null,null,null,null,null,null,null,null,76,"匯 豐 私 人 銀 行 (瑞士) 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,77,"德 國 北 方 銀 行 有 限 公 司     "]
[null,null,null,null,null,null,null,null,null,78,"華 南 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,79,"ICICI BANK LIMITED"]
[null,null,null,null,null,null,null,null,null,80,"INDIAN OVERSEAS BANK"]
[null,null,null,null,null,null,null,null,null,81,"中 國 工 商 銀 行 (亞 洲) 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,82,"中 國 工 商 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,83,"ING ASIA PRIVATE BANK LTD"]
[null,null,null,null,null,null,null,null,null,84,"ING BANK N.V."]
[null,null,null,null,null,null,null,null,null,85,"INTESA SANPAOLO SPA"]
[null,null,null,null,null,null,null,null,null,86,"IYO BANK, LTD. (THE)"]
[null,null,null,null,null,null,null,null,null,87,"JPMORGAN CHASE BANK, NATIONAL ASSOCIATION"]
[null,null,null,null,null,null,null,null,null,88,"比 利 時 聯 合 銀 行"]
[null,null,null,null,null,null,null,null,null,89,"KOREA EXCHANGE BANK"]
[null,null,null,null,null,null,null,null,null,90,"臺灣土地銀行股份有限公司"]
[null,null,null,null,null,null,null,null,null,91,"MALAYAN BANKING BERHAD "]
[null,null,null,null,null,null,null,null,null,92,"兆 豐 國 際 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,93,"MELLI BANK PLC"]
[null,null,null,null,null,null,null,null,null,94,"豐 明 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,95,"MITSUBISHI UFJ TRUST AND BANKING CORPORATION "]
[null,null,null,null,null,null,null,null,null,96,"MIZUHO CORPORATE BANK, LTD."]
[null,null,null,null,null,null,null,null,null,97,"南 洋 商 業 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,98,"NATIONAL AUSTRALIA BANK, LIMITED"]
[null,null,null,null,null,null,null,null,null,99,"NATIONAL BANK OF PAKISTAN"]
[null,null,null,null,null,null,null,null,null,100,"NATIXIS"]
[null,null,null,null,null,null,null,null,null,101,"NEWEDGE GROUP"]
[null,null,null,null,null,null,null,null,null,102,"OVERSEA-CHINESE BANKING CORPORATION LTD."]
[null,null,null,null,null,null,null,null,null,103,"PHILIPPINE NATIONAL BANK"]
[null,null,null,null,null,null,null,null,null,104,"PT. BANK NEGARA INDONESIA (PERSERO) TBK."]
[null,null,null,null,null,null,null,null,null,105,"大 眾 銀 行 (香 港) 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,106,"PUBLIC BANK BERHAD"]
[null,null,null,null,null,null,null,null,null,107,"PUNJAB NATIONAL BANK"]
[null,null,null,null,null,null,null,null,null,108,"RBS COUTTS BANK AG"]
[null,null,null,null,null,null,null,null,null,109,"ROYAL BANK OF CANADA"]
[null,null,null,null,null,null,null,null,null,110,"蘇格蘭皇家銀行有限公司 "]
[null,null,null,null,null,null,null,null,null,111,"上 海 商 業 儲 蓄 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,112,"上 海 商 業 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,113,"SHIGA BANK LIMITED (THE)"]
[null,null,null,null,null,null,null,null,null,114,"SHINKIN CENTRAL BANK"]
[null,null,null,null,null,null,null,null,null,115,"靜 岡 銀 行"]
[null,null,null,null,null,null,null,null,null,116,"法 國 興 業 銀 行"]
[null,null,null,null,null,null,null,null,null,117,"SOCIETE GENERALE BANK & TRUST"]
[null,null,null,null,null,null,null,null,null,118,"標 準 銀 行 亞 洲 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,119,"渣 打 銀 行"]
[null,null,null,null,null,null,null,null,null,120,"渣 打 銀 行 (香 港) 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,121,"STATE BANK OF INDIA"]
[null,null,null,null,null,null,null,null,null,122,"STATE STREET BANK AND TRUST COMPANY"]
[null,null,null,null,null,null,null,null,null,123,"SUMITOMO MITSUI BANKING CORPORATION"]
[null,null,null,null,null,null,null,null,null,124,"SVENSKA HANDELSBANKEN AB (PUBL)"]
[null,null,null,null,null,null,null,null,null,125,"大 生 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,126,"大 有 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,127,"台 北 富 邦 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,128,"台 新 國 際 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,129,"臺 灣 中 小 企 業 銀 行 "]
[null,null,null,null,null,null,null,null,null,130,"合 作 金 庫 商 業 銀 行 股 份 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,131,"TORONTO-DOMINION BANK "]
[null,null,null,null,null,null,null,null,null,132,"UBS AG"]
[null,null,null,null,null,null,null,null,null,133,"UCO BANK"]
[null,null,null,null,null,null,null,null,null,134,"UNICREDITO ITALIANO SOCIETA' PER AZIONI"]
[null,null,null,null,null,null,null,null,null,135,"UNION BANK OF INDIA"]
[null,null,null,null,null,null,null,null,null,136,"聯 合 銀 行"]
[null,null,null,null,null,null,null,null,null,137,"大 華 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,138,"WELLS FARGO BANK, NATIONAL ASSOCIATION"]
[null,null,null,null,null,null,null,null,null,139,"WESTLB AG"]
[null,null,null,null,null,null,null,null,null,140,"WESTPAC BANKING CORPORATION"]
[null,null,null,null,null,null,null,null,null,141,"永 亨 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,142,"永 隆 銀 行 有 限 公 司"]
[null,null,null,null,null,null,null,null,null,143,"WOORI BANK"]
[null,null,null,null,null,null,null,null,null,901,"其他認可的財務機構"]
[null,null,null,null,null,null,null,null,null,902,"其他在香港的財務機構"]
[null,null,null,null,null,null,null,null,null,920,"海外的財務機構"]

{"sheet":"Error Message","index":23,"n_rows":154,"n_cols":2,"rows_kept":154,"cut":false,"hidden":true,"merged":[]}
["Error Message ID","Error Message"]
[100,"請於表格1選擇\"每月\"或\"半年期\"的財務申報表。"]
[101,"請於表格1填寫\"持牌法團名稱\" - {1}。"]
[102,"請於表格1填寫\"中央編號\" - {1}。"]
[103,"請以\"XXX999\" 的格式 (即3個英文字母 + 3個數字) 填寫中央編號。"]
[104,"請於表格1選擇\"申報月份\" - {1}。"]
[105,"請於表格1選擇\"持牌法團獲發牌進行的受規管活動類別\" - {1}。"]
[106,"{1}已開啟，請將它關閉，然後再嘗試。"]
[107,"呈交試算表的處理程序出錯。"]
[108,"不可重新設定所有字段。"]
[109,"已輸出檔案。{1}{2}{3}"]
[110,"資料檔案的輸出過程出錯，已被中止！{1}{2}{3}"]
[111,"訊息"]
[112,"未能輸入檔案。{1}{2}請關閉這工作表 (不要儲存)，然後再次輸入資料檔案。"]
[113,"未能通過核證，資料檔案輸出程序中止！"]
[114,"呈交試算表的處理程序出錯。"]
[115,"已通過表格１的核證程序。"]
[116,"未能通過核證，輸出程序中止！{1}"]
[117,"未能輸出資料檔案。"]
[118,"資料檔案的輸出過程出錯，已被中止！"]
[120,"已輸入檔案。"]
[121,"輸入的資料檔案將取代試算表所有資料。{1}{2}繼續?"]
[122,"表格1第{1}項的規定速動資金與表格2第{2}項的規定速動資金不符。"]
[124,"表格1第{1}項的股東資金與表格1附註6所列出的股東資金總額不符。"]
[126,"表格1速動資金計算表第{1}項的在其他帳戶內持有的銀行結餘及手頭現金與表格1附註4所列出的總額不符。"]
[128,"表格1第{1}項單元格{2}的股東資金與表格1第{3}項單元格{4}之資產總值及第{5}項單元格{6}的負債總額之間的差額不符。"]
[131,"請於表格1第{1}項選擇\"保證金短欠數額\"的計算基準。"]
[132,"請於\"聲明\"頁填寫簽署人的姓名。"]
[133,"請於\"聲明\"頁填寫簽署人的身分。"]
[134,"請於\"聲明\"頁填寫財務申報表的簽署日期。"]
[135,"表格1載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[136,"表格2載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[137,"表格3載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[138,"表格4載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[139,"表格5載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[140,"表格6載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[141,"表格7載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[142,"表格8載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[143,"表格9載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[144,"表格10載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[145,"表格11載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[146,"表格12載有資料，但尚未列入\"聲明\"頁的呈交名單內。"]
[200,"請於表格1選擇\"持牌法團獲發牌進行的受規管活動類別\"，以計算表格2第{1}項的\"最低規定金額\"。"]
[201,"已通過表格2的核證程序。"]
[300,"請於表格3第{1}行選擇信貸融通組別。"]
[302,"請於表格3第{1}行註明財務機構、信貸融通種類及到期日或屆滿日的詳情。"]
[303,"請於表格3第{1}行註明財務機構的詳情。"]
[304,"請於表格3第{1}行註明信貸融通種類。"]
[305,"請於表格3第{1} 行註明信貸融通的到期日或屆滿日。"]
[306,"請於表格3第{1}行註明財務機構、信貸融通種類及到期日或屆滿日的詳情。"]
[307,"請於表格3第{1}行註明財務機構的詳情。"]
[308,"請於表格3第{1}行註明信貸融通種類。"]
[309,"請於表格3第{1}行註明信貸融通的到期日或屆滿日。"]
[310,"填寫表格3第{2}行前，請先在第{1}行輸入資料。"]
[312,"已通過表格3的核證程序。"]
[400,"請於表格4表1第{1}行註明客戶姓名或名稱。"]
[402,"請於表格4表1第{1}行註明抵押品1的股份代號/sedol號碼。"]
[403,"請於表格4表1第{1}行註明抵押品1的股份名稱。"]
[404,"請於表格4表1第{1}行註明抵押品2的股份代號/sedol號碼。"]
[405,"請於表格4表1第{1}行註明抵押品2的股份名稱。"]
[406,"請於表格4表1第{1}行註明抵押品3的股份代號/sedol號碼。"]
[407,"請於表格4表1第{1}行填寫抵押品3的股份名稱。"]
[408,"表格4表1第{1}行出現相同的股份代號/sedol號碼。"]
[409,"表格4表1第{1}行的經調整貸款結餘不可超出同一行的相關未經調整貸款結餘。"]
[411,"表格4表1單元格{1}的未經調整貸款結餘總額與表格1資產負債表單元格{2}的應從保證金客戶收取的款項不符。"]
[413,"表格4表1單元格{1}的經調整貸款結餘總額與表格1速動資金計算表第{3}項單元格{2}的應從保證金客戶收取的款項不符。"]
[415,"已通過表格4表1的核證程序。"]
[416,"請於表格4表2第{1}行註明客戶姓名或名稱。"]
[417,"請於表格4表2第{1}行註明組別號碼。"]
[418,"已通過表格4表2的核證程序。"]
[419,"填寫表格4表1第{2}行前，請先在第{1}行輸入資料。"]
[420,"填寫表格4表2第{2}行前，請先在第{1}行輸入資料。"]
[421,"請於表格4表2第{1}行註明客戶姓名或名稱。"]
[500,"請於表格5第{1}行註明股票名稱。"]
[502,"請於表格5第{1}行註明股份代號/sedol號碼。"]
[503,"請於表格5第{1}行輸入股份市值。"]
[504,"請於表格5第{1}行輸入集中折扣系數。"]
[505,"表格5所列出的\"集中折扣系數\"高於1。"]
[506,"已通過表格5的核證程序。"]
[507,"填寫表格5第{2}行前，請先在第{1}行輸入資料。"]
[600,"請於表格6第{1}行註明客戶姓名或名稱。"]
[602,"表格6第{1}行的經調整結餘不可超出同一行的相應帳戶結餘。"]
[604,"表格6單元格{1}的帳戶結餘總額與表格1資產負債表單元格{2}的應從滾存結餘現金客戶收取的款項不符。"]
[606,"表格6單元格{1}的經調整結餘總額與表格1速動資金計算表單元格{2}的應從滾存結餘現金客戶收取的款項不符。"]
[608,"已通過表格6的核證程序。"]
[609,"填寫表格6第{2}行前，請先在第{1}行輸入資料。"]
[700,"請就列入表格7單元格{2}的金額，於單元格{1}註明其他交易利潤及虧損的性質。"]
[703,"請就列入表格7單元格{2}的金額，於單元格{1}註明其他收入的性質。"]
[704,"請就列入表格7單元格{2}的金額，於單元格{1}註明其他開支的性質。"]
[705,"表格7單元格{1}的本月留存利潤/(累積虧損)與表格1附註6單元格{2}的留存利潤/(累積虧損)不符。"]
[708,"已收取利息收入達致\"關鍵項目\"的水平，請於表格7附註5提供利息收入詳情。"]
[709,"表格7單元格{1}的利息收入應與單元格{2}的數額相符。"]
[711,"請就列入表格7單元格{2}的金額，於單元格{1}註明其他利息收入的性質。"]
[712,"已付利息支出達致\"關鍵項目\"的水平，請於表格7附註5提供利息支出詳情。"]
[713,"表格7單元格{1}的利息支出應與單元格{2}的數額相符。"]
[714,"已通過表格7的核證程序。"]
[800,"請於表格8表1附註1選擇\"客戶證券\"的記帳基準。"]
[801,"請就列入表格8表1單元格{2}的金額，於單元格{1}註明其他客戶證券的性質。"]
[804,"請就為現金客戶指定的獨立股票戶口，於表格8表1單元格{1}註明在中央結算及交收系統内的分戶口號碼。"]
[805,"請就為保證金客戶指定的獨立股票戶口，於表格8表1單元格{1}註明在中央結算及交收系統內的分戶口號碼。"]
[806,"請就列入表格8表1單元格{3}的客戶證券，於單元格{1}及單元格{2}註明存放於其他中央結算及交收系統分戶口的客戶證券性質、相關分戶的號碼及作用。"]
[807,"請於表格8表1單元格{1}註明持有客戶證券的聯繫實體的名稱。"]
[808,"請就列入表格8表1單元格{2}的客戶證券，註明客戶證券的所在處及作出有關處置的目的。"]
[809,"表格8表2單元格{1}的應向客戶支付的款項的總額與表格1資產負債表單元格{2}的應向客戶支付的款項不符。"]
[811,"請就表格8表2單元格{2}及/或{3}的應向客戶支付的款項，於單元格{1}註明應向其他客戶支付的款項的性質。"]
[815,"請就表格8表2單元{2}及/或{3}的獨立存放的款項，於表格{1}註明獨立存放的客戶款項的分布。"]
[817,"請於表格8表2單元格{1}說明以下情況的成因：(a)為計算認可負債的獨立存放的款項總額超出應向客戶支付的款項的總額(即單元格{2}>單元格{3})；(b)在表格8表2單元格{4}計算出的認可負債與列入表格1第23項單元格{5}的認可負債數額存在差異；及/或(c)表格8表2單元格{6}的獨立存放款項出現盈餘或不足之數。"]
[819,"已通過表格8表1的核證程序。"]
[820,"已通過表格8表2的核證程序。"]
[900,"請就列入表格9同一行的貨幣種類，於第{1}行輸入外幣持倉量。"]
[902,"列入表格9第{1}及{2}行的相同外幣的持倉量，不應分行列報。"]
[904,"請就表格9第{1}行的外幣持倉，註明貨幣種類。"]
[906,"表格9第{1}行的與認可對手方的資產及好倉承擔，不應超出同一行的欄A和欄C的資產及好倉承擔的總和。"]
[908,"表格9第{1}行的與認可對手方的負債及淡倉承擔，不應超出同一行的欄B和欄D的負債及淡倉承擔的總和。"]
[910,"表格9第{1}行的外幣總持倉量，不應超出同一行的資產、負債、好倉及淡倉承擔的總和。"]
[912,"表格9第{1}行的合計外幣總持倉量，不應超越同一行的外幣總持倉量。"]
[914,"表格9單元格{1}的合計外幣總持倉量的1.5%，應與表格2單元格{2}的數額相符。"]
[917,"已通過表格9的核證程序。"]
[1000,"請於表格10表1單元格{1}註明其他場外合約。"]
[1002,"請於表格10表1單元格{1}註明其他場內合約。"]
[1003,"已通過表格10表1的核證程序。"]
[1004,"已通過表格10表2的核證程序。"]
[1005,"已通過表格10表3的核證程序。"]
[1006,"已通過表格10表4的核證程序。"]
[1007,"已通過表格10表5的核證程序。"]
[1008,"已通過表格10表6的核證程序。"]
[1100,"請於填寫表格11第{2}行前，先在第{1}行輸入資料。"]
[1103,"請於表格11第{1}行填寫認可對手方的合資格準則。"]
[1104,"請於表格11第{1}行填寫認可對手方的名稱。"]
[1105,"請於表格 11 填寫維持外幣持倉的認可對手方的資料。"]
[1106,"已通過表格11的核證程序。"]
[1200,"請於表格12單元格{1}填寫活躍現金客戶的數目。"]
[1202,"請於表格12單元格{1}填寫活躍保證金客戶的數目。"]
[1203,"請於表格12單元格{1}填寫活躍期貨及期權客戶的數目。"]
[1204,"請於表格12單元格{1}填寫活躍槓桿式外匯交易客戶的數目。"]
[1205,"請於表格12單元格{1}填寫因提供有關證券、期貨合約及/或機構融資的意見及/或提供資產管理服務而獲得報酬的持牌法團的客戶數目。"]
[1206,"已通過表格12的核證程序。"]
[2000,"請勿在單元格內填寫超過{1}個字母。"]
[2001,"請填寫有效日期。"]
[2002,"請填寫整數。"]
[2003,"請於名單選擇證券類別。 （如名單沒有此類別，可選擇其他，請註明並填寫資料）。"]
[2004,"請於名單選擇銀行名稱。"]
[2005,"請填寫相等於或大於0的整數。"]
[2006,"請填寫1至10的整數。"]
[2007,"請填寫0至1的小數。"]
[2008,"請填寫相等於或大於0的整數！"]
[2009,"請註明證券類別！"]
[2010,"輸入資料無效"]
[2011,"請於清單選擇貨幣代號！"]
[2012,"請註明財務機構名稱！"]
[2013,"請註明信貸融通的性質！"]
[2014,"每月遞交財務申報表的持牌法團，請確保表格10、表格11及／或表格12(如適用)就此財務申報表涉及的該申報月份作出適當的申報。"]
[2015,"警告"]
[2016,"請註明貨幣類別！"]

{"sheet":"Label Mapping","index":24,"n_rows":722,"n_cols":3,"rows_kept":722,"cut":false,"hidden":true,"merged":[]}
["Form 1 Table 1"]
["Field ID","Display Label ID","Item no."]
["LCC1001",1000]
["LCC0001",1001,"Item 1"]
["LCC0002",1002,"Item 1"]
["LCC0003",1003,"Item 2"]
["LCC0004",1004,"Item 3"]
["LCC0004A",1005,"Item 3"]
["LCC1002A","1006A","Item 4"]
["LCC1002B","1006B","Item 4"]
["LCC1002C","1006C","Item 4"]
["LCC1002D","1006D","Item 4"]
["LCC1002E","1006E","Item 4"]
["LCC1002F","1006F","Item 4"]
["LCC1002G","1006G","Item 4"]
["LCC1002H","1006H","Item 4"]
["LCC1002I","1006I","Item 4"]
["LCC1002J","1006J","Item 4"]
["LCC1002K","1006K","Item 4"]
["LCC1002L","1006L","Item 4"]
["LCC1002M","1006M","Item 4"]
["LCC1002N","1006N","Item 4"]
["LCC1002O","1006O","Item 4"]
["LCC1002P","1006P","Item 4"]
["LCC1002Q","1006Q","Item 4"]
["LCC1002R","1006R","Item 4"]
["LCC1002S","1006S","Item 4"]
["LCC1002T","1006T","Item 4"]
["LCC1002U","1006U","Item 4"]
["LCC1002V","1006V","Item 4"]
["Form 1 Table 2"]
["Field ID","Display Label ID","Item no."]
["LCC1055",1007,"Item 5"]
["LCC1003",1009,"Item 5"]
["LCC1004",1010,"Item 5"]
["LCC1005",1008,"Item 5"]
["LCC0008",1011,"Item 6"]
["LCC0009",1012,"Item 6"]
["LCC0010",1013,"Item 7"]
["LCC0011",1014,"Item 7"]
["LCC1006",1015,"Item 8"]
["LCC1007",1016,"Item 8"]
["LCC0012",1017,"Item 9"]
["LCC0013",1018,"Item 9"]
["LCC0014",1019,"Item 10"]
["LCC0015",1020,"Item 10"]
["LCC0016",1021,"Item 11"]
["LCC0017",1022,"Item 11"]
["LCC0018",1023,"Item 12"]
["LCC0019",1024,"Item 12"]
["LCC0020",1025,"Item 13"]
["LCC0021",1026,"Item 13"]
["LCC0022",1027,"Item 14"]
["LCC0023",1028,"Item 14"]
["LCC0024",1029,"Item 15"]
["LCC0025",1030,"Item 15"]
["LCC0026",1031,"Item 16"]
["LCC0027",1032,"Item 16"]
["LCC0028",1033,"Item 16"]
["LCC0029",1034,"Item 16"]
["LCC0030",1035,"Item 16"]
["LCC0031",1036,"Item 16"]
["LCC0032",1037,"Item 16"]
["LCC0033",1038,"Item 16"]
["LCC1008",1039,"Item 16"]
["LCC1009",1040,"Item 16"]
["LCC1010",1041,"Item 17"]
["LCC1011",1042,"Item 17"]
["LCC1012",1043,"Item 18"]
["LCC1013",1044,"Item 18"]
["LCC1014",1045,"Item 18"]
["LCC1015",1046,"Item 18"]
["LCC1016",1047,"Item 18"]
["LCC1017",1048,"Item 18"]
["LCC1018",1049,"Item 18"]
["LCC1018A","1049A","Item 18"]
["LCC1018B","1049B","Item 18"]
["LCC1019",1050,"Item 18"]
["LCC1020",1051,"Item 18"]
["LCC0036",1052,"Item 19"]
["LCC0037",1053,"Item 20"]
["LCC0038",1054,"Item 21"]
["Form 1 Table 3"]
["Field ID","Display Label ID","Item no."]
["LCC0039",1055,"Item 22"]
["LCC0040",1056,"Item 22"]
["LCC0041",1057,"Item 23"]
["LCC0042",1058,"Item 23"]
["LCC0043",1059,"Item 24"]
["LCC0044",1060,"Item 24"]
["LCC0045",1061,"Item 25"]
["LCC0046",1062,"Item 25"]
["LCC0047",1063,"Item 25"]
["LCC0048",1064,"Item 25"]
["LCC0049",1065,"Item 25"]
["LCC0050",1066,"Item 25"]
["LCC1021",1067,"Item 25"]
["LCC1022",1068,"Item 25"]
["LCC0051",1069,"Item 25"]
["LCC0052",1070,"Item 25"]
["LCC0053",1071,"Item 26"]
["LCC0054",1072,"Item 26"]
["LCC0055",1073,"Item 27"]
["LCC0056",1074,"Item 27"]
["LCC1023",1075,"Item 28"]
["LCC1024",1076,"Item 28"]
["LCC1025",1077,"Item 28"]
["LCC1026",1078,"Item 28"]
["LCC1027",1079,"Item 28"]
["LCC1028",1080,"Item 28"]
["LCC1029",1081,"Item 28"]
["LCC1030",1082,"Item 28"]
["LCC0059",1083,"Item 29"]
["LCC0060",1084,"Item 29"]
["LCC0061",1085,"Item 30"]
["LCC1056",1086,"Item 31"]
["LCC0062",1087,"Item 31"]
["LCC0063",1088,"Item 31"]
["LCC0064",1089,"Item 31"]
["LCC0065",1090,"Item 31"]
["LCC0066",1091,"Item 31"]
["LCC0067",1092,"Item 31"]
["LCC0068",1093,"Item 31"]
["LCC0069",1094,"Item 31"]
["LCC1031",1095,"Item 31"]
["LCC0071",1096,"Item 31"]
["LCC1032",1097,"Item 31"]
["LCC1033",1098,"Item 31"]
["LCC0073",1099,"Item 31"]
["LCC0074",1100,"Item 32"]
["LCC0075",1101,"Item 33"]
["LCC0077",1102,"Item 34"]
["LCC0078",1103,"Item 35"]
["LCC0079",1104,"Item 36"]
["LCC0080",1105,"Item 37"]
["LCC0081",1106,"Item 38"]
["LCC0082",1107,"Note 4"]
["LCC0083",1108,"Note 4"]
["LCC0084",1109,"Note 4"]
["LCC0085",1110,"Note 4"]
["LCC1034","Form 1 - Note 5","Note 5"]
["LCC1037",1113,"Note 6"]
["LCC1038",1114,"Note 6"]
["LCC1042",1115,"Note 6"]
["LCC1043",1116,"Note 6"]
["Form 1 Declaration"]
["Field ID","Display Label ID","Item no."]
["LCC1057",1117]
["LCC1044",1118]
["LCC1045",1119]
["LCC1046",1120]
["LCC1047",1121]
["LCC1048",1122]
["LCC1049",1123]
["LCC1050",1124]
["LCC1051",1125]
["LCC1052",1126]
["LCC1053",1127]
["LCC1054",1128]
["LCC0088",1130]
["LCC0089",1131]
["LCC0090",1132]
["Form 2"]
["Field ID","Display Label ID","Item no."]
["RLC0001",2000,"(I)"]
["RLC0002",2001,"(II)"]
["RLC0003",2002,"(II)"]
["RLC0004",2003,"(II)"]
["RLC0005",2004,"(II)"]
["RLC0006",2005,"(II)"]
["RLC0007",2006,"(II)"]
["RLC0008",2007,"(II)"]
["RLC0009",2008,"(II)"]
["RLC0010",2009,"(II)"]
["RLC0011",2010,"(II)"]
["RLC0012",2011,"(II)"]
["RLC0013",2012,"(II)"]
["RLC0014",2013,"(III)"]
["RLC0015","2006A"]
["Form 3"]
["Field ID","Display Label ID","Item no."]
["CFS1001","Credit facility group"]
["CFS0001","Code of financial institution"]
["CFS0002","Name of financial institution"]
["CFS1002","Credit facility code"]
["CFS0003","Nature"]
["CFS0004","Maturity"]
["CFS0005","Limit"]
["CFS1003","Amount drawn or utilized by the licensed corporation"]
["CFS0007","Security code"]
["CFS0007A","Security type"]
["CFS0008","Name of provider and its relationship with the licensed corporation"]
["CFS0009","Market value of security provided"]
["CFS0010","Acceptable discounted value of security provided"]
["CFS1004",3000]
["CFS1005",3001]
["CFS1006",3002]
["CFS1007",3003]
["CFS1009",3004]
["Form 4 Table 1"]
["Field ID","Display Label ID","Item no."]
["MCA0001","Name of client in Form 4 Table 1"]
["MCARANKING","Ranking in Form 4 Table 1"]
["MCA0002","Unadjusted loan balance in Form 4 Table 1"]
["MCA0003","Collateral market value in Form 4 Table 1"]
["MCA1001","Adjusted loan balance in Form 4 Table 1"]
["MCA0004","Name of Collateral 1 in Form 4 Table 1"]
["MCA0005","Stock code/sedol no. of Collateral 1 in Form 4 Table 1"]
["MCA0006","Market value of Collateral 1 in Form 4 Table 1"]
["MCA0007","Name of Collateral 2 in Form 4 Table 1"]
["MCA0008","Stock code/sedol no. of Collateral 2 in Form 4 Table 1"]
["MCA0009","Market value of Collateral 2 in Form 4 Table 1"]
["MCA0010","Name of Collateral 3 in Form 4 Table 1"]
["MCA0011","Stock code/sedol no. of Collateral 3 in Form 4 Table 1"]
["MCA0012","Market value of Collateral 3 in Form 4 Table 1"]
["MCA0013",4000]
["MCA0014",4001]
["MCA1002",4002]
["MCA0015",4003]
["MCA0016",4004]
["MCA1003",4005]
["MCA1004",4006]
["MCA1006",4007]
["MCA0017",4008]
["MCA0018",4009]
["MCA1005",4010]
["Form 4 Table 2"]
["Field ID","Display Label ID","Item no."]
["MCA0021","Group number in Form 4 Table 2"]
["MCA0022","Name of client in Form 4 Table 2"]
["MCA0023","Adjusted loan balance in Form 4 Table 2"]
["MCA0111",4100]
["Form 5"]
["Field ID","Display Label ID","Item no."]
["ASC1001","Name of shares or warrants in Form 5","(A)"]
["ASC1002","Stock code/sedol number in Form 5","(A)"]
["ASC1003","Market value in Form 5","(A)"]
["ASC0002","Name of shares or warrants in Form 5","(B)"]
["ASC0003","Stock code/sedol number in Form 5","(B)"]
["ASC0004","Concentration discounting factor in Form 5","(B)"]
["ASC0005","Market value in Form 5","(B)"]
["ASC1004",5000]
["ASC1005",5001]
["ASC1006",5002]
["Form 6"]
["Field ID","Display Label ID","Item no."]
["RBC0001","Name of client in Form 6"]
["RBC0002","Account balance in Form 6"]
["RBC0003","Market value of securities holdings in Form 6"]
["RBC0004","Adjusted balance in Form 6"]
["RBC0005",6000]
["RBC0006",6001]
["RBC0007",6002]
["RBC0008",6003]
["RBC0009",6004]
["RBC0010",6005]
["RBC0011",6006]
["RBC1001",6007]
["RBC0012",6008]
["RBC0013",6009]
["RBC0014",6010]
["Form 7"]
["Field ID","Display Label ID","Item no."]
["PLA0001",7000]
["PLA0002",7001]
["PLA0003",7002]
["PLA0004",7003]
["PLA0005",7004]
["PLA0006",7005]
["PLA0007",7006]
["PLA0008",7007]
["PLA0009",7008]
["PLA0010",7009]
["PLA0011",7010]
["PLA0012",7011]
["PLA0013",7012]
["PLA0014",7013]
["PLA0015",7014]
["PLA0016",7015]
["PLA0017",7016]
["PLA0018",7017]
["PLA1001",7018]
["PLA1002",7019]
["PLA1003",7020]
["PLA0019",7021]
["PLA0020",7022]
["PLA0021",7023]
["PLA0022",7024]
["PLA0023",7025]
["PLA0024",7026]
["PLA0025",7027]
["PLA0026",7028]
["PLA0027",7029]
["PLA0028",7030]
["PLA0029",7031]
["PLA0030",7032]
["PLA0031",7033]
["PLA0032",7034]
["PLA0033",7035]
["PLA0034",7036]
["PLA0035",7037]
["PLA0036",7038]
["PLA1004",7039]
["PLA1005",7040]
["PLA1006",7041]
["PLA1007",7042]
["PLA1008",7043]
["PLA1009",7044]
["PLA1010",7045]
["PLA1011",7046]
["PLA1012",7047]
["PLA0037",7048]
["PLA0038",7049]
["PLA0039",7050]
["PLA0040",7051]
["PLA0041",7052]
["PLA0042",7053]
["PLA1013",7054]
["PLA1014",7055]
["PLA1015",7056]
["PLA1016",7057]
["PLA1017",7058]
["PLA1018",7059]
["PLA0046",7060]
["PLA0047",7061]
["PLA0048",7062]
["PLA0049",7063]
["PLA0050",7064]
["PLA0051",7065]
["PLA0051A","7063A"]
["PLA1019",7066]
["PLA1020",7067]
["PLA1021",7068]
["PLA1098",7069]
["PLA1099",7070]
["PLA1100",7071]
["PLA1022",7072]
["PLA1023",7073]
["PLA1024",7074]
["PLA1025",7075]
["PLA1026",7076]
["PLA1027",7077]
["PLA1028",7078]
["PLA1029",7079]
["PLA1030",7080]
["PLA1031",7081]
["PLA1032",7082]
["PLA1033",7083]
["PLA1034",7084]
["PLA1035",7085]
["PLA1036",7086]
["PLA1036A","7086A"]
["PLA1036B","7086B"]
["PLA1036C","7086C"]
["PLA1037",7087]
["PLA1038",7088]
["PLA1039",7089]
["PLA1040","7087A"]
["PLA1041",7090]
["PLA1042",7091]
["PLA1043",7092]
["PLA1044",7093]
["PLA1045",7094]
["PLA1046",7095]
["PLA1066",7096]
["PLA1067",7097]
["PLA1068",7098]
["PLA1079",7099]
["PLA1080",7100]
["PLA1081",7101]
["PLA1082",7102]
["PLA1083",7103]
["PLA1084",7104]
["PLA0079",7105]
["PLA0080",7106]
["PLA0081",7107]
["PLA0082",7108]
["PLA0083",7109]
["PLA0084",7110]
["PLA0085",7111]
["PLA0086",7112]
["PLA0087",7113]
["PLA0088",7114]
["PLA0089",7115]
["PLA0090",7116]
["PLA0091",7117]
["PLA0092",7118]
["PLA0093",7119]
["PLA1085",7120]
["PLA1086",7121]
["PLA1087",7122]
["PLA1088",7123]
["PLA1089",7124]
["PLA1090",7125]
["PLA1091","7123A"]
["PLA1092",7126]
["PLA1093",7127]
["PLA1094",7128]
["PLA1095",7129]
["PLA1096",7130]
["PLA1097",7131]
["PLA1101",7132]
["PLA1102",7133]
["PLA1103",7134]
["PLA1104",7135]
["PLA1105",7136]
["PLA1106",7137]
["PLA1107",7138]
["PLA1108",7139]
["PLA1109",7140]
["PLA1110",7141]
["PLA1111",7142]
["PLA1112",7143]
["PLA1113",7144]
["PLA1114",7145]
["PLA1115",7146]
["PLA1047",7147]
["PLA1050",7148]
["PLA1053",7149]
["PLA1056",7150]
["PLA1059",7151]
["PLA1062",7152]
["PLA1065","7152A"]
["PLA1116",7153]
["PLA1069",7154]
["PLA1072",7155]
["PLA1075",7156]
["PLA1078","7156A"]
["PLA1117",7157]
["Form 8 Table 1"]
["Field ID","Display Label ID","Item no."]
["ACA0001",8000]
["ACA0002",8001]
["ACA0003",8002]
["ACA1001",8003]
["ACA1002",8004]
["ACA1004",8005]
["ACA1003","8005A"]
["ACA1005",8006]
["ACA0005",8007]
["ACA1006",8008]
["ACA1007",8009]
["ACA1008","8010A"]
["ACA1009",8010]
["ACA1010","8011A"]
["ACA1011",8011]
["ACA1012",8012]
["ACA1014",8013]
["ACA1042","8013A"]
["ACA1043","8013C"]
["ACA1044","8013E"]
["ACA1045","8013G"]
["ACA1046","8013B"]
["ACA1047","8013D"]
["ACA1048","8013F"]
["ACA1049","8013H"]
["ACA1050",8014]
["ACA1015","8017A"]
["ACA0007",8015]
["ACA0008",8016]
["ACA1016",8017]
["ACA0010",8018]
["ACA1017",8019]
["ACA1018",8020]
["ACA0013",8021]
["ACA1019",8022]
["ACA0016","Form 8 Table 1 - Note 1"]
["ACA0013A",8025]
["Form 8 Table 2"]
["Field ID","Display Label ID","Item no."]
["ACA0017",8100]
["ACA0018",8102]
["ACA0019",8104]
["ACA1020",8106]
["ACA1051",8108]
["ACA1021","8110A"]
["ACA1022",8110]
["ACA1023",8112]
["ACA1024",8114]
["ACA1053",8116]
["ACA1025",8118]
["ACA1026",8119]
["ACA1027","8120A"]
["ACA1028",8120]
["ACA1029",8122]
["ACA1030",8125]
["ACA1031",8101]
["ACA1032",8103]
["ACA1033",8105]
["ACA1034",8107]
["ACA1052",8109]
["ACA1035",8111]
["ACA1036",8113]
["ACA1037",8115]
["ACA1038",8117]
["ACA1039",8121]
["ACA1040",8123]
["ACA1041",8124]
["ACA0027A",8126]
["Form 9"]
["Field ID","Display Label ID","Item no."]
["FCP0001","Currency Code"]
["FCP0002","Currency Type"]
["FCP0003","Assets in Form 9"]
["FCP0004","Liabilities in Form 9"]
["FCP0005","Long commitments in Form 9"]
["FCP0006","Short commitments in Form 9"]
["FCP0007","Gross foreign currency position in Form 9"]
["FCP0008","Net position in Form 9"]
["FCP0009","Assets & long commitments in Form 9"]
["FCP0010","Liabilities & short commitments in Form 9"]
["FCP0011","Aggregate gross foreign currency position in Form 9"]
["FCP0012","Total of Assets in Form 9"]
["FCP0013","Total of Liabilities in Form 9"]
["FCP0014","Total of Long commitments in Form 9"]
["FCP0015","Total of Short commitments in Form 9"]
["FCP0016","Total of Gross foreign currency position in Form 9"]
["FCP0017","Total of Net position in Form 9"]
["FCP0018","Total of Assets & long commitments in Form 9"]
["FCP0019","Total of Liabilities & short commitments in Form 9"]
["FCP0020","Total of Aggregate gross foreign currency position in Form 9"]
["FCP0023",9000]
["Form 10 Table 1"]
["Field ID","Display Label ID","Item no."]
["PDP0001","Equity contracts, Row 1"]
["PDP0002","Interest rate contracts, Row 1"]
["PDP0003","Foreign exchange contracts, Row 1"]
["PDP0004","Precious metals contracts, Row 1"]
["PDP0005","Other commodity contracts, Row 1"]
["PDP1001","Total, Row 1"]
["PDP0007","Equity contracts, Row 2"]
["PDP0008","Interest rate contracts, Row 2"]
["PDP0009","Foreign exchange contracts, Row 2"]
["PDP0010","Precious metals contracts, Row 2"]
["PDP0011","Other commodity contracts, Row 2"]
["PDP1002","Total, Row 2"]
["PDP0013","Equity contracts, Row 3"]
["PDP0014","Interest rate contracts, Row 3"]
["PDP0015","Foreign exchange contracts, Row 3"]
["PDP0016","Precious metals contracts, Row 3"]
["PDP0017","Other commodity contracts, Row 3"]
["PDP1003","Total, Row 3"]
["PDP0019","Equity contracts, Row 4"]
["PDP0020","Interest rate contracts, Row 4"]
["PDP0021","Foreign exchange contracts, Row 4"]
["PDP0022","Precious metals contracts, Row 4"]
["PDP0023","Other commodity contracts, Row 4"]
["PDP1004","Total, Row 4"]
["PDP0025","Equity contracts, Row 5"]
["PDP0026","Interest rate contracts, Row 5"]
["PDP0027","Foreign exchange contracts, Row 5"]
["PDP0028","Precious metals contracts, Row 5"]
["PDP0029","Other commodity contracts, Row 5"]
["PDP1005","Total, Row 5"]
["PDP0030A","A100"]
["PDP1006","Equity contracts, Row 6"]
["PDP1007","Interest rate contracts, Row 6"]
["PDP1008","Foreign exchange contracts, Row 6"]
["PDP1009","Precious metals contracts, Row 6"]
["PDP1010","Other commodity contracts, Row 6"]
["PDP1011","Total, Row 6"]
["PDP0037","Equity contracts, Row 7"]
["PDP0038","Interest rate contracts, Row 7"]
["PDP0039","Foreign exchange contracts, Row 7"]
["PDP0040","Precious metals contracts, Row 7"]
["PDP0041","Other commodity contracts, Row 7"]
["PDP1012","Total, Row 7"]
["PDP0043","Equity contracts, Row 8"]
["PDP0044","Interest rate contracts, Row 8"]
["PDP0045","Foreign exchange contracts, Row 8"]
["PDP0046","Precious metals contracts, Row 8"]
["PDP0047","Other commodity contracts, Row 8"]
["PDP1013","Total, Row 8"]
["PDP0049","Equity contracts, Row 9"]
["PDP0050","Interest rate contracts, Row 9"]
["PDP0051","Foreign exchange contracts, Row 9"]
["PDP0052","Precious metals contracts, Row 9"]
["PDP0053","Other commodity contracts, Row 9"]
["PDP1014","Total, Row 9"]
["PDP0055","Equity contracts, Row 10"]
["PDP0056","Interest rate contracts, Row 10"]
["PDP0057","Foreign exchange contracts, Row 10"]
["PDP0058","Precious metals contracts, Row 10"]
["PDP0059","Other commodity contracts, Row 10"]
["PDP1015","Total, Row 10"]
["PDP0061","Equity contracts, Row 11"]
["PDP0062","Interest rate contracts, Row 11"]
["PDP0063","Foreign exchange contracts, Row 11"]
["PDP0064","Precious metals contracts, Row 11"]
["PDP0065","Other commodity contracts, Row 11"]
["PDP1016","Total, Row 11"]
["PDP0066A","A101"]
["PDP1017","Equity contracts, Row 12"]
["PDP1018","Interest rate contracts, Row 12"]
["PDP1019","Foreign exchange contracts, Row 12"]
["PDP1020","Precious metals contracts, Row 12"]
["PDP1021","Other commodity contracts, Row 12"]
["PDP1022","Total, Row 12"]
["PDP1023","A102"]
["PDP1024","A103"]
["PDP1025","A104"]
["PDP1026","A105"]
["PDP1027","A106"]
["PDP1028","A107"]
["PDP0079A","A108"]
["Form 10 Table 2"]
["Field ID","Display Label ID","Item no."]
["PDP0080","A200"]
["PDP0081","A201"]
["PDP0082","A202"]
["PDP0083","A203"]
["PDP0084","A204"]
["PDP1029","A205"]
["PDP0086","A206"]
["PDP0087","A207"]
["PDP0088","A208"]
["PDP0089","A209"]
["PDP0090","A210"]
["PDP1030","A211"]
["PDP0092","A212"]
["PDP0093","A213"]
["PDP0094","A214"]
["PDP0095","A215"]
["PDP0096","A216"]
["PDP1031","A217"]
["PDP0098","A218"]
["PDP0099","A219"]
["PDP0100","A220"]
["PDP0101","A221"]
["PDP0102","A222"]
["PDP1032","A223"]
["Form 10 Table 3"]
["Field ID","Display Label ID","Item no."]
["PDP0106","1 year or less, Row 1"]
["PDP0107","Over 1 year through 5 years, Row 1"]
["PDP0108","Over 5 years, Row 1"]
["PDP1033","A300"]
["PDP0110","1 year or less, Row 2"]
["PDP0111","Over 1 year through 5 years, Row 2"]
["PDP0112","Over 5 years, Row 2"]
["PDP1034","A301"]
["PDP0114","1 year or less, Row 3"]
["PDP0115","Over 1 year through 5 years, Row 3"]
["PDP0116","Over 5 years, Row 3"]
["PDP1035","A302"]
["PDP0118","1 year or less, Row 4"]
["PDP0119","Over 1 year through 5 years, Row 4"]
["PDP0120","Over 5 years, Row 4"]
["PDP1036","A303"]
["PDP0122","1 year or less, Row 5"]
["PDP0123","Over 1 year through 5 years, Row 5"]
["PDP0124","Over 5 years, Row 5"]
["PDP1037","A304"]
["Form 10 Table 4"]
["Field ID","Display Label ID","Item no."]
["PDP0126","Aggregate gross positive market value, Row 1"]
["PDP0127","Aggregate of current credit exposure, Row 1"]
["PDP0128","Aggregate of collateral, Row 1"]
["PDP0129","Aggregate amount of guarantees, Row 1"]
["PDP0130","Credit equivalent amount after collateral and guarantees, Row 1"]
["PDP0131","Aggregate gross positive market value, Row 2"]
["PDP0132","Aggregate of current credit exposure, Row 2"]
["PDP0133","Aggregate of collateral, Row 2"]
["PDP0134","Aggregate amount of guarantees, Row 2"]
["PDP0135","Credit equivalent amount after collateral and guarantees, Row 2"]
["PDP0136","Aggregate gross positive market value, Row 3"]
["PDP0137","Aggregate of current credit exposure, Row 3"]
["PDP0138","Aggregate of collateral, Row 3"]
["PDP0139","Aggregate amount of guarantees, Row 3"]
["PDP0140","Credit equivalent amount after collateral and guarantees, Row 3"]
["PDP1038","A400"]
["PDP1039","A401"]
["PDP1040","A402"]
["PDP1041","A403"]
["PDP1042","A404"]
["Form 10 Table 5"]
["Field ID","Display Label ID","Item no."]
["PDP0146","A500"]
["PDP0147","A501"]
["PDP0148","A502"]
["PDP0148A","A503"]
["Form 10 Table 6"]
["Field ID","Display Label ID","Item no."]
["PDP0149","A600","(a)"]
["PDP0150","A601","(a)"]
["PDP0151","A602","(a)"]
["PDP0152","A603","(a)"]
["PDP0153","A604","(a)"]
["PDP0154","A605","(a)"]
["PDP0155","A606","(b)"]
["PDP0156","A607","(b)"]
["PDP0157","A608","(b)"]
["PDP0158","A609","(b)"]
["PDP0159","A610","(b)"]
["PDP0160","A611","(b)"]
["PDP0160A","A606A","(b)"]
["PDP1043","A612","(c)"]
["PDP1044","A613","(c)"]
["PDP1045","A614","(c)"]
["PDP1046","A615","(c)"]
["PDP1047","A616","(c)"]
["PDP1048","A617","(c)"]
["PDP0167","A618","(d)"]
["PDP1049","A619","(e)"]
["PDP0168A","A620","Note 1"]
["Form 11"]
["Field ID","Display Label ID","Item no."]
["LRC0001","Name of recognized counterparty in Form 11"]
["LRC0002","Qualifying criteria in Form 11"]
["Form 12"]
["Field ID","Display Label ID","Item no."]
["OI0001","C100","A"]
["OI0002","C101","A"]
["OI0003","C102","A"]
["OI0004","C103","A"]
["OI0005","C104","A"]
["OI1001","C105","A"]
["OI0006","C106","A"]
["OI0007","C107","B"]
["OI0008","C108","B"]
["OI0009","C109","B"]
["OI0010","C110","B"]