证监会

豁免

申请豁免

豁免遵从披露内幕消息规定的申请必须以书面方式向证监会提交。证监会执行委员会将会研究是否批准有关申请。

申请应:

  1. 清楚解释为何需要获得该项豁免;
  2. 载有包括但不限于证监会为考虑该项申请所需的全部相关事实和资料:
    • 规定该申请人不得披露该内幕消息的任何相关法律或限制的详情;

    如适用,

    • 载述所有相关事项、分析及理据的适当法律意见;及
    • 相关海外监管机构或政府机关的有效确认;
  3. 包括所有与申请相关的文件的副本。

每宗申请均应由申请人签署,并应在文末加上一项声明,证明所提交的资料中的各项声明均属真实、准确和完整。如由顾问提交资料,该项声明应确认该申请人已授权由该顾问提交该等资料。该顾问并不会因作出该项声明而变得无须尽一切合理努力确保所提交的资料均属真实、准确和完整。

申请人应依据《证券及期货(费用)规则》在申请表内夹附抬头为证券及期货事务监察委员会的24,000港元划线支票。

申请应发送到:

香港皇后大道中2号
长江集团中心35楼
证券及期货事务监察委员会
企业融资部
企业披露组

复核豁免决定

如豁免申请遭证监会执行委员会拒绝,申请人可要求内幕消息豁免复核委员会(复核委员会)复核有关决定。复核要求必须在豁免申请遭拒绝后两个营业日内以书面方式提出。

复核要求必须载有要求作出复核的理由及所有相关资料。

每宗申请均应由申请人签署,并应在文末加上一项声明,证明所提交的资料中的各项声明均属真实、准确和完整。如由顾问提交资料,该项声明应确认该申请人已授权由该顾问提交该等资料。该顾问并不会因作出该项声明而变得无须尽一切合理努力确保所提交的资料均属真实、准确和完整。

复核委员会所作出的决定将为最终并具约束力的决定。如果申请人作出要求,复核委员会将以书面方式说明复核决定的原因。

免责声明 Disclaimer statement

香港证券及期货事务监察委员会(简称证监会)于本网站免费提供一套繁简字体转换软件(该软件)。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任,亦不会就其品质及性能作出任何担保;尤其是在无损前述的一般性的原则下,证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。

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如果你将证监会网站的简体中文版的内容或网址传送予第三者,你承诺会将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.

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