Facebook   LinkedIn   WeChat   YouTube 警示名单

企业活动

豁免

申请豁免

豁免遵从披露内幕消息规定的申请必须以书面方式向证监会提交。证监会执行委员会将会研究是否批准有关申请。

有关申请应:

  1. 清楚解释需要获得该项豁免的理由;
  2. 载有有助证监会考虑该项申请所需的全部相关事实和资料,包括但不限于:
    • 规定该申请人不得披露该内幕消息的任何法律或限制的详情;及

    如适用,以支持该项豁免申请:

    • 适当法律意见;
    • 海外监管机构或政府机关的书面确认;及∕或
    • 任何其他相关资料。

每宗申请均应由申请人签署,并应包含一项声明,证明所提交的资料均属真实、准确和完整。如该项申请由顾问代表申请人提交及签署,该项申请应包含一项声明,以确认(i)该申请人已授权由该顾问提交该项申请,及(ii)所提交的资料均属真实、准确和完整。

申请人应依据《证券及期货(费用)规则》在申请表内夹附抬头为证券及期货事务监察委员会的24,000港元划线支票。

申请应发送到:

香港憃鱼涌华兰路18号
港岛东中心54楼
证券及期货事务监察委员会
企业融资部

覆核豁免决定

如豁免申请遭证监会执行委员会拒绝,申请人可要求证监会覆核委员会覆核有关决定。覆核要求必须在豁免申请遭拒绝后两个营业日内以书面方式向证监会提出。

覆核要求必须载有要求作出覆核的理由及所有相关资料。

每宗申请均应由申请人签署,并应包含一项声明,证明所提交的资料均属真实、准确和完整。如该项申请由顾问代表申请人提交及签署,该项申请应包含一项声明,以确认(i)该申请人已授权由该顾问提交该项申请,及(ii)所提交的资料均属真实、准确和完整。

在收到覆核委员会所作出的决定后,申请人可于两个营业日内提出要求覆核委员会提供有关书面理由。

最后更新日期: 2020年10月7日

我们使用cookies来改善网站性能和用户体验。如果你继续使用本网站及相关服务,则表示你同意其使用。详细了解我们的隐私政策声明
免责声明 Disclaimer statement

香港证券及期货事塙监察委员塏(简称证监塏)于本网站免费提供一套繁简字体转换软件(该软件)。证监塏允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监塏塏就该软件欠妥之塢任何法律责任,亦不塏就其品质及性能作出任何保;尤其是在损前述的一般性的原则下,证监塏需就该软件对某用途的恰当性、其品质或可商售性承任何该等明示或隐含的、法定或非法定的法律责任。

证监塏明确陈述,本塏核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监塏同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监塏不承任何责任或法律责任。在任何情鶪下,使用者都不应墆本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该夒照该简体中文版的已塝布繁体中文版来核塨该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征墈独立的法律意嬪

如果你将证监塏网站的简体中文版的内容或网址传送予第三者,你承诺塏将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.