Facebook   LinkedIn   WeChat   YouTube 警示名单

产品

认可司法管辖区计划及监察制度名单

认可司法管辖区计划

参照《单位信托及互惠基金守则》(“《单位信托守则》”)第1.2条,鉴于某些计划已获设有监管制度的司法管辖区认可,证监会可接纳该等计划已大致符合《单位信托守则》某些规定。证监会目前认可在下列司法管辖区受到监管的计划。

证监会会不时因应各认可司法管辖区及国际间在法律、监管及其他方面的发展,以及主要监管机构就受其监管的计划而提供的监管监察、监督、合作及协助的程度和给予证监会的对等待遇,而检讨及更新本认可司法管辖区名单。

PDF

监察制度

下列司法管辖区的投资管理公司被视为受《单位信托守则》第5.1条所指的可接纳监察制度所规限。申请人应注意,本名单并非巨细无遗,而且并不表示其他司法管辖区必定不获证监会接纳。

证监会会不时因应各可接纳监察制度及国际间在法律、监管及其他方面的发展,以及主要监管机构就受其监管的投资管理公司而提供的监管监察、监督、合作及协助的程度和给予证监会的对等待遇,而检讨及更新本可接纳监察制度名单。

PDF

最后更新日期: 2021年1月20日

我们使用cookies来改善网站性能和用户体验。如果你继续使用本网站及相关服务,则表示你同意其使用。详细了解我们的隐私政策声明
免责声明 Disclaimer statement

香港证券及期货事塙监察委员塏(简称证监塏)于本网站免费提供一套繁简字体转换软件(该软件)。证监塏允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监塏塏就该软件欠妥之塢任何法律责任,亦不塏就其品质及性能作出任何保;尤其是在损前述的一般性的原则下,证监塏需就该软件对某用途的恰当性、其品质或可商售性承任何该等明示或隐含的、法定或非法定的法律责任。

证监塏明确陈述,本塏核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监塏同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监塏不承任何责任或法律责任。在任何情鶪下,使用者都不应墆本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该夒照该简体中文版的已塝布繁体中文版来核塨该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征墈独立的法律意嬪

如果你将证监塏网站的简体中文版的内容或网址传送予第三者,你承诺塏将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.