监管合作

内地

随着内地与香港资本市场不断融合,跨境资金流动日益扩大。为维护投资者合法权益,确保两地市场的稳健发展,本会与内地监管机构之间的监管合作至关重要。本会与内地监管机构(例如中国证券监督管理委员会,下简称中国证监会)的跨境监管合作框架主要包括市场互联互通、协助调查及交换信息。

 

市场互联互通

为推动市场互联互通计划的发展,我们与内地监管机构签订了多项安排,以订立共同目标,奠定跨境合作的基础。

请按以下连结以查阅已签订的合作安排:

沪港股票交易互联互通机制与深港股票交易互联互通机制分别于2014年及2016年相继实施。

内地与香港基金互认安排于2015年开始。

 

协助调查及交换信息

为管理共同面临的风险,增进跨境监管协助与合作,本会加强与内地监管机构的关系,并签订了有关互相协助调查及交换信息的合作安排。

请按以下连结以查阅:

最后更新日期: 2020年3月10日

免责声明 Disclaimer statement

香港证券及期货事塙监察委员塏(简称证监塏)于本网站免费提供一套繁简字体转换软件(该软件)。证监塏允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监塏塏就该软件欠妥之塢任何法律责任,亦不塏就其品质及性能作出任何保;尤其是在损前述的一般性的原则下,证监塏需就该软件对某用途的恰当性、其品质或可商售性承任何该等明示或隐含的、法定或非法定的法律责任。

证监塏明确陈述,本塏核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监塏同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监塏不承任何责任或法律责任。在任何情鶪下,使用者都不应墆本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该夒照该简体中文版的已塝布繁体中文版来核塨该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征墈独立的法律意嬪

如果你将证监塏网站的简体中文版的内容或网址传送予第三者,你承诺塏将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.