依据《证券及期货条例》（该条例），不论是以向公众发售还是私人形式发售的开放式基金型公司，均须向证监会注册，并须遵守该条例、《证券及期货(开放式基金型公司)规则》及《开放式基金型公司守则》。
除非在该条例第103条下的豁免情况适用，否则根据该条例第104条，向公众发售的开放式基金型公司亦须取得证监会认可。一如其他获证监会认可的向公众发售的基金，向公众发售的开放式基金型公司亦须符合《证监会有关单位信托及互惠基金、与投资有关的人寿保险计划及非上市结构性投资产品的手册》（包括《单位信托及互惠基金守则》）的规定。
最后更新日期: 2021年10月15日
香港证券及期货事监察委员
（简称证监
）于本网站免费提供一套繁简字体转换软件（该软件）。证监
允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监
不
就该软件欠妥之
承
任何法律责任，亦不
就其品质及性能作出任何
保；尤其是在
损前述的一般性的原则下，证监
需就该软件对某用途的恰当性、其品质或可商售性承
任何该等明示或隐含的、法定或非法定的法律责任。
证监明确陈述，本
并
核准或认可本网站内容的简体中文版，以及对于本网站内容的简体中文版不承
任何责任或法律责任（不论是何种及如何引致的责任或法律责任）。证监
同时明确陈述，本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的，当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性，证监
不承
任何责任或法律责任。在任何情
下，使用者都不应
本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该
照该简体中文版的已
布繁体中文版来核
该简体中文版的网站内容，并且应该在依赖本网站内容的简体中文版或根据其内容行事之前，就该版本的内容的法律效力、有效性和效果自费征
独立的法律意
。
如果你将证监网站的简体中文版的内容或网址传送予第三者，你承诺
将本免责声明同时传送予该第三者，并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。
The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.
The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.
If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.