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Senior Manager - Investment Products (Structured Products)

Ref.: SFC/SM/IP/210409

Duties & Responsibilities:

We are currently looking for professionals who have sound market/regulatory knowledge in structured products with practical experience in the international financial market to join our Investment Products Division.

As a senior member of the Team, you will be responsible for managing operational teams in the review of applications for authorization of publicly offered unlisted structured products, the offering documents and marketing materials relating to these products, the administration of regulatory requirements under the SFC Products Handbook, and relevant provisions in the Securities and Futures Ordinance. You will also be actively involved in policy initiatives to help promote Hong Kong as an international financial centre as well as those relating to global regulatory development of investment products. You should be familiar with structured products and be able to identify as well as analyze the risk profile and features of such products. You should be able to communicate effectively our regulatory standards and policies to, and interact with, market professionals at senior management level effectively and maintain good working relationships with the industry and other regulatory bodies.


To be successful in this position, you must have a University degree and professional qualification in Law or Finance, together with at least 10 years of solid experience in the financial services sector, preferably with a background in product structuring across different asset classes, together with experience in risk management, or relevant legal/regulatory experience. You should have sound knowledge of the securities regulations and market practices, as well as working knowledge in the investment risks and structure of complex investment products. You should possess excellent problem solving and analytical skills. Candidates are also expected to have led and coached multi-disciplined teams and have made significant contributions in driving asset management / investment product policy initiatives with cross-divisional exposure. Excellent drafting and presentation skills and an excellent command of both written and spoken English are required. Proficiency in Chinese and Putonghua and/or prior working experience in major financial markets will be an advantage.


Please quote the reference and apply by 23 April 2021 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay,
Hong Kong
(E-mail address : ip_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.


最后更新日期: 2021年4月9日

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